美国 · SEC FORM 4
American Water Works Company, Inc.
AWK · NYSE · CIK 0001410636 · Utilities · Utilities—Regulated Water
内部人信号
0 qualifying P purchase groups
当前 180 天评分窗口
9 同一窗口内观察到的 Form 4 交易行
0 sales · 9 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
Showing the six most active owners; 3 additional owner(s) remain in Form 4 申报证据.
买方广度、集中度与聚集买入
合资格买入进入 180 天研究窗口后，这些模块才会启用。
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2023-11-06 · Marberry Michael.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
市场背景补充近期价格表现与风险信息，不影响内部人信号。
价格表现
- 1M
- -5.9%
- 3M
- -1.5%
- 6M
- -3.6%
- 12M
- -8.2%
波动率与流动性
- 波动率
- 23.0%
- Beta
- —
- 平均每日成交额
- USD 271.5M
估值
- 市值
- USD 25.7B
- P/E
- 23.2×
基本面
- 利润率
- 21.7%
- ROE
- 10.3%
- 细分行业
- Utilities—Regulated Water
市场数据
价格数据截至：2026-10-12 · 价格来源：OpenBB/yfinance; 成交量来自 本机价格缓存 (yfinance) · 来自 SEC 申报文件：市值, P/E, 利润率, ROE · 财年截止日：2025-12-31 · 市值 = 申报文件封面所列的已发行股数 × 最新收盘价。股数日期：2026-07-20 · Status: PASS
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 13,783,891
- 上期报告
- 13,180,501
- 日均成交量
- 1,828,418
- 回补天数
- 7.5
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2023-11-06 | Marberry Michael | 买入 (P) | Common Stock | 3,786 | USD 130.20 | USD 492,937 | SEC 申报 ↗ |
| 2023-08-28 | GOSS MARTHA CLARK | 买入 (P) | Common Stock | 56 | USD 141.07 | USD 7,900 | SEC 申报 ↗ |
| 2023-05-18 | Marberry Michael | 买入 (P) | Common Stock | 1,420 | USD 142.35 | USD 202,137 | SEC 申报 ↗ |
| 2023-05-18 | Marberry Michael | 买入 (P) | Common Stock | 1,400 | USD 142.35 | USD 199,290 | SEC 申报 ↗ |
| 2023-05-02 | Marberry Michael | 买入 (P) | Common Stock | 675 | USD 145.89 | USD 98,476 | SEC 申报 ↗ |
| 2023-05-01 | Marberry Michael | 买入 (P) | Common Stock | 150 | USD 147.10 | USD 22,065 | SEC 申报 ↗ |
| 2021-03-01 | GOSS MARTHA CLARK | 买入 (P) | Common Stock | 61 | USD 144.83 | USD 8,835 | SEC 申报 ↗ |
| 2020-05-13 | Yates Lloyd M | 买入 (P) | Common Stock | 2,000 | USD 115.95 | USD 231,900 | SEC 申报 ↗ |
Form 4 申报证据
35 transaction lines in the latest 365-day window; 341 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-05-13 | Nathoo Raffiq | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | Marberry Michael | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | MCGUIGAN STUART M | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
展开近期 Form 4 证据 (29 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-05-13 | Nathoo Raffiq | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | Marberry Michael | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | MCGUIGAN STUART M | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | Kurz Karl F | 奖励／授予 (A) | Common Stock | 2,159 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | KAMPLING PATRICIA L | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | JOHNSON JULIA L | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | Havanec Laurie P. | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | Grow Lisa A | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-13 | Edwards Jeffrey N | 奖励／授予 (A) | Common Stock | 1,374 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-02-17 | Wikle Melissa K. | 代扣税 (F) | Common Stock | 543 | USD 133.51 | USD 72,496 | SEC 申报 ↗ |
| 2026-02-17 | Wikle Melissa K. | 奖励／授予 (A) | Common Stock | 1,672 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-02-17 | Sutton Lori | 奖励／授予 (A) | Common Stock | 1,364 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-02-17 | Norton Cheryl | 代扣税 (F) | Common Stock | 2,910 | USD 133.51 | USD 388,514 | SEC 申报 ↗ |
| 2026-02-17 | Norton Cheryl | 奖励／授予 (A) | Common Stock | 10,159 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-02-17 | Mitchell Stacy A. | 代扣税 (F) | Common Stock | 524 | USD 133.51 | USD 69,959 | SEC 申报 ↗ |
| 2026-02-17 | Mitchell Stacy A. | 奖励／授予 (A) | Common Stock | 3,610 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-02-17 | Griffith John C. | 代扣税 (F) | Common Stock | 4,101 | USD 133.51 | USD 547,525 | SEC 申报 ↗ |
| 2026-02-17 | Griffith John C. | 奖励／授予 (A) | Common Stock | 21,051 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-02-17 | Duffy Maureen | 代扣税 (F) | Common Stock | 932 | USD 133.51 | USD 124,431 | SEC 申报 ↗ |
| 2026-02-17 | Duffy Maureen | 奖励／授予 (A) | Common Stock | 3,315 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-02-17 | Bowler David | 代扣税 (F) | Common Stock | 693 | USD 133.51 | USD 92,522 | SEC 申报 ↗ |
| 2026-02-17 | Bowler David | 奖励／授予 (A) | Common Stock | 5,343 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-01-31 | Wikle Melissa K. | 代扣税 (F) | Common Stock | 318 | USD 129.13 | USD 41,063 | SEC 申报 ↗ |
| 2026-01-31 | Sutton Lori | 代扣税 (F) | Common Stock | 199 | USD 129.13 | USD 25,697 | SEC 申报 ↗ |
| 2026-01-31 | Norton Cheryl | 代扣税 (F) | Common Stock | 1,777 | USD 129.13 | USD 229,464 | SEC 申报 ↗ |
| 2026-01-31 | Mitchell Stacy A. | 代扣税 (F) | Common Stock | 729 | USD 129.13 | USD 94,136 | SEC 申报 ↗ |
| 2026-01-31 | Griffith John C. | 代扣税 (F) | Common Stock | 3,226 | USD 129.13 | USD 416,573 | SEC 申报 ↗ |
| 2026-01-31 | Duffy Maureen | 代扣税 (F) | Common Stock | 603 | USD 129.13 | USD 77,865 | SEC 申报 ↗ |
| 2026-01-31 | Bowler David | 代扣税 (F) | Common Stock | 791 | USD 129.13 | USD 102,142 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | AWK |
| CIK | 0001410636 |
| 行业 | Utilities |
| 细分行业 | Utilities—Regulated Water Yahoo Finance |
| SEC SIC | 4941 Water Supply |
| 交易所 | NYSE |
数据覆盖
| 本地 Form 4 历史 | 341 transaction lines from 2020-01-01 to 2026-05-13 8 P purchase lines · 23 S sale lines · 310 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.