内部人交易雷达

美国 · SEC Form 4 · 快照日期： 2026-10-18 · 构建时间： 2026-10-18 · English

← 美国市场 · 覆盖记录

美国 · SEC FORM 4

Bakkt, Inc.

BKKT · NYSE · CIK 0001820302 · Technology · Software—Infrastructure

内部人信号

63.0 / 100

1 位买方 · 5 条买入交易行 · $9.1M 买入总额

为什么有这个信号？

买方广度较低
买入规模较强
角色较强
近期性较低
确信度较强
评分构成

每条进度条表示其对当前分数的贡献；权重和公式保持不变。

Cluster+7.0 / 35
买入规模+22.6 / 25
角色+20.0 / 20
近期性+3.6 / 10
确信度+9.8 / 10

哪些因素限制了当前分数？

  • ⚠ Cluster breadth is moderate · 1 insider(s), not 4+
  • ⚠ Purchase activity is becoming less recent
  • ✓ 角色得分高 · 买入者中职位最高的是：Director

Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.

US-v1.2 按当前 180 天规则给合资格的股票买入打分。分数只表示研究的先后，不是收益预测或概率。回测没有显示美国分数越高、之后的表现越好。

内部人活动时间轴

申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。

AprMayJunJulAugSepOct
D'Annunzio MarcGeneral Counsel & Secretary
▼○▼▼▼▼○
Baes NicholasChief Operating Officer
▼○▼▼○
ALFRED MICHAELDirector
●●●●●
Henderson Joseph Sean-WalshChief Accounting Officer
▼▼▼○
Alexander KarenChief Financial Officer
▼○▼▼
Naheta Akshay SudhirChief Executive Officer
○○○
● 买入▼ 卖出○ 其他

—

买方广度与集中度

合资格买方1
买入集中度100%最大买方： ALFRED MICHAEL · $9.1M
聚集买入 · 15天1 insider峰值活动： 2026-05-15–2026-05-18

Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.

信号历史

63.0 / 100

最新留档分数

↓ -0.2 pts相对上一个留档快照
  1. 63.4
  2. 63.4
  3. 63.3
  4. 63.2
  5. 63.0

Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.

近期 Form 4 活动

5买入
21卖出
27其他 Form 4 交易行
46SEC 申报 · 365天
买入5 qualifying P line(s) · 180 days
卖出15 sale line(s) · 仅供背景
其他9 exercise / withholding / award / gift / other lines
10b5-1／计划交易Not detected in parsed evidence

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

市场背景

市场背景补充近期价格表现与风险信息，不影响内部人信号。

价格表现

1M
-13.2%
3M
-15.0%
6M
-15.4%
12M
-82.7%

波动率与流动性

波动率
178.2%
Beta
—
平均每日成交额
USD 8.8M

估值

市值
USD 310.1M
P/E
—

基本面

利润率
-4.6%
ROE
-95.1%
细分行业
Software—Infrastructure

市场数据

价格数据截至：2026-10-11 · 价格来源：OpenBB/yfinance; 成交量来自 本机价格缓存 (yfinance) · 来自 SEC 申报文件：市值, 利润率, ROE · 财年截止日：2025-12-31 · 市值 = 申报文件封面所列的已发行股数 × 最新收盘价。股数日期：2026-08-05 · Status: PASS

空头余额

空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。

空头股数
6,705,907
上期报告
6,132,337
日均成交量
1,628,823
回补天数
4.1

FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。

历史股票买入

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting owner类型证券股数平均价格估算金额来源
2026-08-18ALFRED MICHAEL买入 (P)Class A Common Stock296,567USD 7.12USD 2,111,557SEC 申报 ↗
2026-06-10ALFRED MICHAEL买入 (P)Class A Common Stock100,000USD 7.83USD 783,000SEC 申报 ↗
2026-06-09ALFRED MICHAEL买入 (P)Class A Common Stock180,000USD 7.71USD 1,387,800SEC 申报 ↗
2026-05-18ALFRED MICHAEL买入 (P)Class A Common Stock220,000USD 8.20USD 1,804,000SEC 申报 ↗
2026-05-15ALFRED MICHAEL买入 (P)Class A Common Stock365,000USD 8.34USD 3,044,100SEC 申报 ↗
2025-08-22Naheta Akshay Sudhir买入 (P)Class A Common Stock30,000USD 8.55USD 256,500SEC 申报 ↗
2025-08-21Naheta Akshay Sudhir买入 (P)Class A Common Stock150,000USD 8.12USD 1,218,000SEC 申报 ↗
2024-04-25Intercontinental Exchange Holdings, Inc.; Intercontinental Exchange, Inc.买入 (P)Class A Common Stock350,880USD 0.87USD 305,266SEC 申报 ↗
2024-03-04Intercontinental Exchange Holdings, Inc.; Intercontinental Exchange, Inc.买入 (P)Class A Common Stock2,762,009USD 0.87USD 2,402,948SEC 申报 ↗
2021-01-29Alpine Global Management, LLC; Alpine Partners (BVI), L.P.买入 (P)Class A Shares3,344USD 14.68USD 49,090SEC 申报 ↗
2021-01-28Alpine Global Management, LLC; Alpine Partners (BVI), L.P.买入 (P)Class A Shares3,577USD 13.98USD 50,006SEC 申报 ↗
2021-01-27Alpine Global Management, LLC; Alpine Partners (BVI), L.P.买入 (P)Class A Shares259,523USD 14.06USD 3,648,893SEC 申报 ↗
2021-01-26Alpine Global Management, LLC; Alpine Partners (BVI), L.P.买入 (P)Class A Shares, par value $0.0001 ("Class A Shares")258,788USD 15.07USD 3,899,935SEC 申报 ↗

Form 4 申报证据

53 transaction lines in the latest 365-day window; 318 in local history.

日期申报人类型证券股数平均价格估算金额来源
2026-09-30Naheta Akshay Sudhir奖励／授予 (A)Class A Common Stock243,454USD 0.00USD 0SEC 申报 ↗
2026-09-30Henderson Joseph Sean-Walsh奖励／授予 (A)Class A Common Stock20,000USD 0.00USD 0SEC 申报 ↗
2026-09-30D'Annunzio Marc奖励／授予 (A)Class A Common Stock45,000USD 0.00USD 0SEC 申报 ↗
展开近期 Form 4 证据 (30 grouped rows)
日期申报人类型证券股数平均价格估算金额来源
2026-09-30Naheta Akshay Sudhir奖励／授予 (A)Class A Common Stock243,454USD 0.00USD 0SEC 申报 ↗
2026-09-30Henderson Joseph Sean-Walsh奖励／授予 (A)Class A Common Stock20,000USD 0.00USD 0SEC 申报 ↗
2026-09-30D'Annunzio Marc奖励／授予 (A)Class A Common Stock45,000USD 0.00USD 0SEC 申报 ↗
2026-09-30Baes Nicholas奖励／授予 (A)Class A Common Stock30,000USD 0.00USD 0SEC 申报 ↗
2026-09-23Henderson Joseph Sean-Walsh卖出 (S)Class A Common Stock282USD 8.61USD 2,428SEC 申报 ↗
2026-09-23D'Annunzio Marc卖出 (S)Class A Common Stock1,272USD 8.61USD 10,952SEC 申报 ↗
2026-09-23Baes Nicholas卖出 (S)Class A Common Stock1,272USD 8.61USD 10,952SEC 申报 ↗
2026-08-18ALFRED MICHAEL买入 (P)Class A Common Stock296,567USD 7.12USD 2,111,557SEC 申报 ↗
2026-07-15Henderson Joseph Sean-Walsh卖出 (S)Class A Common Stock94USD 8.33USD 783SEC 申报 ↗
2026-07-15D'Annunzio Marc卖出 (S)Class A Common Stock539USD 8.44USD 4,549SEC 申报 ↗
2026-07-15Alexander Karen卖出 (S)Class A Common Stock657USD 8.44USD 5,545SEC 申报 ↗
2026-06-26D'Annunzio Marc卖出 (S)Class A Common Stock1,357USD 7.71USD 10,462SEC 申报 ↗
2026-06-25Henderson Joseph Sean-Walsh卖出 (S)Class A Common Stock349USD 7.93USD 2,768SEC 申报 ↗
2026-06-25D'Annunzio Marc卖出 (S)Class A Common Stock1,562USD 7.93USD 12,387SEC 申报 ↗
2026-06-25Baes Nicholas卖出 (S)Class A Common Stock1,562USD 7.93USD 12,387SEC 申报 ↗
2026-06-25Alexander Karen卖出 (S)Class A Common Stock1,907USD 7.93USD 15,123SEC 申报 ↗
2026-06-10ALFRED MICHAEL买入 (P)Class A Common Stock100,000USD 7.83USD 783,000SEC 申报 ↗
2026-06-09ALFRED MICHAEL买入 (P)Class A Common Stock180,000USD 7.71USD 1,387,800SEC 申报 ↗
2026-05-18ALFRED MICHAEL买入 (P)Class A Common Stock220,000USD 8.20USD 1,804,000SEC 申报 ↗
2026-05-15D'Annunzio Marc期权行权／转换 (M)Class A Common Stock1,677USD 10.00USD 16,770SEC 申报 ↗
2026-05-15Baes Nicholas期权行权／转换 (M)Class A Common Stock671USD 10.00USD 6,710SEC 申报 ↗
2026-05-15Alexander Karen期权行权／转换 (M)Class A Common Stock335USD 10.00USD 3,350SEC 申报 ↗
2026-05-15Naheta Akshay Sudhir期权行权／转换 (M)Class A Common Stock33,557USD 10.00USD 335,570SEC 申报 ↗
2026-05-15ALFRED MICHAEL买入 (P)Class A Common Stock365,000USD 8.34USD 3,044,100SEC 申报 ↗
2026-04-30Naheta Akshay Sudhir奖励／授予 (A)Class A Common Stock7,927,831USD —USD —SEC 申报 ↗
2026-04-28D'Annunzio Marc卖出 (S)Class A Common Stock7,780USD 8.86USD 68,916SEC 申报 ↗
2026-04-28Baes Nicholas卖出 (S)Class A Common Stock2,352USD 9.13USD 21,474SEC 申报 ↗
2026-04-28Alexander Karen卖出 (S)Class A Common Stock4,684USD 9.13USD 42,765SEC 申报 ↗
2026-04-06Baes Nicholas卖出 (S)Class A Common Stock711USD 7.56USD 5,375SEC 申报 ↗
2026-03-30D'Annunzio Marc卖出 (S)Class A Common Stock5,342USD 7.08USD 37,821SEC 申报 ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

快照与身份

快照日期2026-10-18
排名版本US-v1.2
数据质量PASS ELIGIBLE · —
股票代码BKKT
CIK0001820302
行业Technology
细分行业Software—Infrastructure Yahoo Finance
SEC SIC6199 Finance Services
交易所NYSE

数据覆盖

本地 Form 4 历史318 transaction lines from 2021-01-26 to 2026-09-30
14 P purchase lines · 81 S sale lines · 223 other lines
SEC 公司申报打开 SEC 申报 ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.