美国 · SEC FORM 4
CION Ares Diversified Credit Fund
CADEX · — · CIK 0001678124 · Closed-End Funds
内部人信号
1 qualifying P purchase group
当前 180 天评分窗口
2 同一窗口内观察到的 Form 4 交易行
0 sales · 1 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
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买方广度与集中度
Roles in the peak window: Other. Concentration uses priced qualifying P lines only and does not change the saved score.
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2026-07-06 · THRIVENT FINANCIAL FOR LUTHERANS.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
FINRA 报告中没有该股票代码的空头余额。
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-07-06 | THRIVENT FINANCIAL FOR LUTHERANS | 买入 (P) | Mandatory Redeemable Preferred Shares, Series C | 450,000 | USD 23.38 | USD 10,521,000 | SEC 申报 ↗ |
| 2025-01-15 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | 买入 (P) | Series K Mandatory Redeemable Preferred Shares | 2,000,000 | USD 25.00 | USD 50,000,000 | SEC 申报 ↗ |
| 2025-01-15 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | 买入 (P) | Series J Mandatory Redeemable Preferred Shares | 720,000 | USD 25.00 | USD 18,000,000 | SEC 申报 ↗ |
| 2025-01-15 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | 买入 (P) | Series H Mandatory Redeemable Preferred Shares | 1,680,000 | USD 25.00 | USD 42,000,000 | SEC 申报 ↗ |
| 2025-01-15 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | 买入 (P) | Series G Mandatory Redeemable Preferred Shares | 400,000 | USD 25.00 | USD 10,000,000 | SEC 申报 ↗ |
| 2025-01-15 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | 买入 (P) | Series F Mandatory Redeemable Preferred Shares | 1,240,000 | USD 25.00 | USD 31,000,000 | SEC 申报 ↗ |
| 2024-05-22 | THRIVENT FINANCIAL FOR LUTHERANS | 买入 (P) | Series H Mandatory Redeemable Preferred Shares | 800,000 | USD 25.00 | USD 20,000,000 | SEC 申报 ↗ |
| 2023-06-01 | THRIVENT FINANCIAL FOR LUTHERANS | 买入 (P) | Series F Mandatory Redeemable Preferred Shares | 600,000 | USD 25.00 | USD 15,000,000 | SEC 申报 ↗ |
| 2022-01-06 | THRIVENT FINANCIAL FOR LUTHERANS | 买入 (P) | Series E Mandatory Redeemable Preferred Shares | 360,000 | USD 25.00 | USD 9,000,000 | SEC 申报 ↗ |
| 2021-09-30 | SUN LIFE FINANCIAL INC; Sun Life Assurance Co of Canada | 买入 (P) | Series C Mandatory Redeemable Preferred Shares | 400,000 | USD 25.00 | USD 10,000,000 | SEC 申报 ↗ |
| 2021-09-30 | SUN LIFE FINANCIAL INC; Sun Life Assurance Co of Canada | 买入 (P) | Series B Mandatory Redeemable Preferred Shares | 40,000 | USD 25.00 | USD 1,000,000 | SEC 申报 ↗ |
| 2020-04-09 | CION Ares Management, LLC | 买入 (P) | Class U-2 Common Shares of Beneficial Interest | 46 | USD 21.79 | USD 1,000 | SEC 申报 ↗ |
Form 4 申报证据
2 transaction lines in the latest 365-day window; 16 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-07-06 | THRIVENT FINANCIAL FOR LUTHERANS | 买入 (P) | Mandatory Redeemable Preferred Shares, Series C | 450,000 | USD 23.38 | USD 10,521,000 | SEC 申报 ↗ |
| 2026-06-01 | THRIVENT FINANCIAL FOR LUTHERANS | J (J) | Series F Mandatory Redeemable Preferred Shares | 600,000 | USD 25.00 | USD 15,000,000 | SEC 申报 ↗ |
展开近期 Form 4 证据 (2 grouped rows)
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | CADEX |
| CIK | 0001678124 |
| 行业 | Closed-End Funds |
| 细分行业 | — Yahoo Finance |
| SEC SIC | Investment company (SEC forms N-2, N-2/A, N-23C3A) |
| 交易所 | — |
数据覆盖
| 本地 Form 4 历史 | 16 transaction lines from 2020-04-09 to 2026-07-06 12 P purchase lines · 0 S sale lines · 4 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.