美国 · SEC FORM 4
CATHAY GENERAL BANCORP
CATY · Nasdaq · CIK 0000861842 · Financial Services · Banks—Regional
内部人信号
0 qualifying P purchase groups
当前 180 天评分窗口
22 同一窗口内观察到的 Form 4 交易行
14 sales · 8 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
Showing the six most active owners; 1 additional owner(s) remain in Form 4 申报证据.
买方广度、集中度与聚集买入
合资格买入进入 180 天研究窗口后，这些模块才会启用。
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2023-04-25 · Sun Richard.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 3,403,761
- 上期报告
- 3,018,646
- 日均成交量
- 576,759
- 回补天数
- 5.9
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
Form 4 申报证据
59 transaction lines in the latest 365-day window; 430 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-25 | SUN ALBERT | 期权行权／转换 (M) | Common Stock | 1,417 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-09-25 | SUN ALBERT | 代扣税 (F) | Common Stock | 457 | USD 61.45 | USD 28,083 | SEC 申报 ↗ |
| 2026-09-08 | Wang Albert Jen-Wen | 期权行权／转换 (M) | Common Stock | 4,012 | USD 0.00 | USD 0 | SEC 申报 ↗ |
展开近期 Form 4 证据 (30 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-25 | SUN ALBERT | 期权行权／转换 (M) | Common Stock | 1,417 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-09-25 | SUN ALBERT | 代扣税 (F) | Common Stock | 457 | USD 61.45 | USD 28,083 | SEC 申报 ↗ |
| 2026-09-08 | Wang Albert Jen-Wen | 期权行权／转换 (M) | Common Stock | 4,012 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-09-08 | Wang Albert Jen-Wen | 代扣税 (F) | Common Stock | 1,294 | USD 61.86 | USD 80,047 | SEC 申报 ↗ |
| 2026-09-02 | Sun Richard | 卖出 (S) | Common Stock | 1,000 | USD 62.32 | USD 62,320 | SEC 申报 ↗ |
| 2026-08-25 | Sun Richard | 卖出 (S) | Common Stock | 1,000 | USD 62.08 | USD 62,080 | SEC 申报 ↗ |
| 2026-08-25 | Lo Thomas M. | 卖出 (S) | Common Stock | 1,600 | USD 62.47 | USD 99,952 | SEC 申报 ↗ |
| 2026-08-10 | Sun Richard | 卖出 (S) | Common Stock | 3,000 | USD 63.09 | USD 189,270 | SEC 申报 ↗ |
| 2026-07-31 | Sun Richard | 卖出 (S) | Common Stock | 5,000 | USD 62.43 | USD 312,150 | SEC 申报 ↗ |
| 2026-07-30 | Sun Richard | 卖出 (S) | Common Stock | 5,000 | USD 63.31 | USD 316,550 | SEC 申报 ↗ |
| 2026-07-29 | Sun Richard | 卖出 (S) | Common Stock | 20,000 | USD 63.31 | USD 1,266,200 | SEC 申报 ↗ |
| 2026-07-27 | Lo Thomas M. | 期权行权／转换 (M) | Common Stock | 2,896 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-07-27 | Lo Thomas M. | 代扣税 (F) | Common Stock | 934 | USD 62.56 | USD 58,431 | SEC 申报 ↗ |
| 2026-07-27 | Chan May K. | 期权行权／转换 (M) | Common Stock | 1,448 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-07-27 | Chan May K. | 代扣税 (F) | Common Stock | 467 | USD 62.56 | USD 29,216 | SEC 申报 ↗ |
| 2026-06-09 | TANG ANTHONY M | 卖出 (S) | Common Stock | 5,000 | USD 59.92 | USD 299,600 | SEC 申报 ↗ |
| 2026-06-08 | TANG ANTHONY M | 卖出 (S) | Common Stock | 10,000 | USD 58.90 | USD 589,000 | SEC 申报 ↗ |
| 2026-06-05 | TANG ANTHONY M | 卖出 (S) | Common Stock | 5,000 | USD 58.37 | USD 291,850 | SEC 申报 ↗ |
| 2026-06-04 | TANG ANTHONY M | 卖出 (S) | Common Stock | 10,000 | USD 58.16 | USD 581,600 | SEC 申报 ↗ |
| 2026-05-05 | WU PETER | 卖出 (S) | Common Stock | 20,000 | USD 57.33 | USD 1,146,600 | SEC 申报 ↗ |
| 2026-04-28 | Chan May K. | 卖出 (S) | Common Stock | 558 | USD 56.00 | USD 31,258 | SEC 申报 ↗ |
| 2026-04-15 | Woo Elizabeth A. | 奖励／授予 (A) | Common Stock | 1,593 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-04-15 | Wang Shally | 奖励／授予 (A) | Common Stock | 1,593 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-04-15 | WU PETER | 奖励／授予 (A) | Common Stock | 1,593 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-04-15 | TANG ANTHONY M | 奖励／授予 (A) | Common Stock | 1,593 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-04-15 | Sun Richard | 奖励／授予 (A) | Common Stock | 1,593 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-04-15 | Kono Ann | 奖励／授予 (A) | Common Stock | 1,593 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-04-15 | Jelenko Jane H | 奖励／授予 (A) | Common Stock | 1,593 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-04-15 | Hung Maan-Huei | 奖励／授予 (A) | Common Stock | 1,593 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-04-15 | FERNANDEZ FELIX S | 奖励／授予 (A) | Common Stock | 1,593 | USD 0.00 | USD 0 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | CATY |
| CIK | 0000861842 |
| 行业 | Financial Services |
| 细分行业 | Banks—Regional Yahoo Finance |
| SEC SIC | 6022 State Commercial Banks |
| 交易所 | Nasdaq |
数据覆盖
| 本地 Form 4 历史 | 430 transaction lines from 2020-02-04 to 2026-09-25 12 P purchase lines · 68 S sale lines · 350 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.