内部人交易雷达

美国 · SEC Form 4 · 快照日期： 2026-10-18 · 构建时间： 2026-10-18 · English

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美国 · SEC FORM 4

CAPITAL SOUTHWEST CORP

CSWC · Nasdaq · CIK 0000017313 · Closed-End Funds · Asset Management

内部人信号

当前没有活跃买入信号

5 qualifying P purchase groups
当前 180 天评分窗口

20 同一窗口内观察到的 Form 4 交易行
1 sales · 14 期权、代扣税、授予、赠与或其他交易行

最近一次合资格买入2026-10-01 · Thomas William R III · $50.0K

为什么没有活跃信号？

买入活动存在
近期买入5 qualifying line group(s)
近期卖出较低
买入信号状态未激活
评分构成

活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。

Cluster未计算
买入规模未计算
角色未计算
近期性未计算
确信度未计算

为什么没有分数？

  • 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
  • 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。

卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。

内部人活动时间轴

申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。

AprMayJunJulAugSepOct
Thomas William R IIIDirector
●▼○●
Rogers-Windsor Ramona LynnDirector
●●○
Weinstein Joshua S.Senior Managing Director & CIO
○○○
Sarner Michael ScottPresident and CEO
○○○
Rehberger ChrisChief Financial Officer
○○○
BATTIST CHRISTINEDirector
●○
● 买入▼ 卖出○ 其他

Showing the six most active owners; 2 additional owner(s) remain in Form 4 申报证据.

买方广度与集中度

合资格买方3
买入集中度85%最大买方： Thomas William R III · $167.0K
聚集买入 · 15天2 insiders峰值活动： 2026-06-01–2026-06-05

Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.

信号历史

54.8 / 100

最新留档分数

↑ +9.9 pts相对上一个留档快照
  1. 45.0
  2. 44.9
  3. 45.0
  4. 44.9
  5. 54.8

Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.

近期 Form 4 活动

7买入
1卖出
14其他 Form 4 交易行
15SEC 申报 · 365天
买入5 qualifying P line(s) · 180 days
卖出1 sale line(s) · 仅供背景
其他14 exercise / withholding / award / gift / other lines
10b5-1／计划交易Not detected in parsed evidence

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

市场背景

该股票尚未获取市场背景。每日任务会轮转处理美国股票池。

空头余额

空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。

空头股数
3,565,715
上期报告
4,007,000
日均成交量
612,068
回补天数
5.8

FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。

历史股票买入

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting owner类型证券股数平均价格估算金额来源
2026-10-01Thomas William R III买入 (P)Common Stock2,170USD 23.04USD 50,005SEC 申报 ↗
2026-06-30Rogers-Windsor Ramona Lynn买入 (P)Common Stock211USD 23.70USD 5,000SEC 申报 ↗
2026-06-17BATTIST CHRISTINE买入 (P)Common Stock860USD 23.23USD 19,978SEC 申报 ↗
2026-06-05Thomas William R III买入 (P)Common Stock5,000USD 23.40USD 117,000SEC 申报 ↗
2026-06-01Rogers-Windsor Ramona Lynn买入 (P)Common Stock213USD 23.42USD 4,988SEC 申报 ↗
2026-02-27Sarner Michael Scott买入 (P)Common Stock2,695USD 21.90USD 59,013SEC 申报 ↗
2026-02-09BATTIST CHRISTINE买入 (P)Common Stock600USD 23.16USD 13,896SEC 申报 ↗
2025-10-01Rogers-Windsor Ramona Lynn买入 (P)Common Stock463USD 21.55USD 9,978SEC 申报 ↗
2025-08-20BATTIST CHRISTINE买入 (P)Common Stock667USD 22.45USD 14,974SEC 申报 ↗
2025-06-23Rogers-Windsor Ramona Lynn买入 (P)Common Stock471USD 21.19USD 9,980SEC 申报 ↗
2025-05-27BATTIST CHRISTINE买入 (P)Common Stock476USD 20.87USD 9,934SEC 申报 ↗
2025-03-26Rogers-Windsor Ramona Lynn买入 (P)Common Stock450USD 22.52USD 10,134SEC 申报 ↗
2024-12-12Rogers-Windsor Ramona Lynn买入 (P)Common Stock250USD 22.67USD 5,668SEC 申报 ↗
2024-11-08BATTIST CHRISTINE买入 (P)Common Stock256USD 23.13USD 5,921SEC 申报 ↗
2024-11-07Rogers-Windsor Ramona Lynn买入 (P)Common Stock500USD 23.07USD 11,535SEC 申报 ↗

Form 4 申报证据

22 transaction lines in the latest 365-day window; 136 in local history.

日期申报人类型证券股数平均价格估算金额来源
2026-10-01Thomas William R III买入 (P)Common Stock2,170USD 23.04USD 50,005SEC 申报 ↗
2026-08-10Thomas William R III奖励／授予 (A)Common Stock1,989USD 0.00USD 0SEC 申报 ↗
2026-08-10Rogers-Windsor Ramona Lynn奖励／授予 (A)Common Stock1,989USD 0.00USD 0SEC 申报 ↗
展开近期 Form 4 证据 (22 grouped rows)
日期申报人类型证券股数平均价格估算金额来源
2026-10-01Thomas William R III买入 (P)Common Stock2,170USD 23.04USD 50,005SEC 申报 ↗
2026-08-10Thomas William R III奖励／授予 (A)Common Stock1,989USD 0.00USD 0SEC 申报 ↗
2026-08-10Rogers-Windsor Ramona Lynn奖励／授予 (A)Common Stock1,989USD 0.00USD 0SEC 申报 ↗
2026-08-10FURST JACK D奖励／授予 (A)Common Stock1,989USD 0.00USD 0SEC 申报 ↗
2026-08-10Brooks David R奖励／授予 (A)Common Stock1,989USD 0.00USD 0SEC 申报 ↗
2026-08-10BATTIST CHRISTINE奖励／授予 (A)Common Stock1,989USD 0.00USD 0SEC 申报 ↗
2026-06-30Rogers-Windsor Ramona Lynn买入 (P)Common Stock211USD 23.70USD 5,000SEC 申报 ↗
2026-06-17BATTIST CHRISTINE买入 (P)Common Stock860USD 23.23USD 19,978SEC 申报 ↗
2026-06-10Weinstein Joshua S.代扣税 (F)Common Stock9,588USD 23.54USD 225,702SEC 申报 ↗
2026-06-10Sarner Michael Scott代扣税 (F)Common Stock11,705USD 23.54USD 275,536SEC 申报 ↗
2026-06-10Rehberger Chris代扣税 (F)Common Stock3,688USD 23.54USD 86,816SEC 申报 ↗
2026-06-09Weinstein Joshua S.代扣税 (F)Common Stock11,349USD 23.28USD 264,205SEC 申报 ↗
2026-06-09Weinstein Joshua S.奖励／授予 (A)Common Stock100,000USD 0.00USD 0SEC 申报 ↗
2026-06-09Sarner Michael Scott代扣税 (F)Common Stock13,765USD 23.28USD 320,449SEC 申报 ↗
2026-06-09Sarner Michael Scott奖励／授予 (A)Common Stock140,000USD 0.00USD 0SEC 申报 ↗
2026-06-09Rehberger Chris代扣税 (F)Common Stock4,492USD 23.28USD 104,574SEC 申报 ↗
2026-06-09Rehberger Chris奖励／授予 (A)Common Stock75,000USD 0.00USD 0SEC 申报 ↗
2026-06-05Thomas William R III卖出 (S)Common Stock4,661USD 23.29USD 108,555SEC 申报 ↗
2026-06-05Thomas William R III买入 (P)Common Stock5,000USD 23.40USD 117,000SEC 申报 ↗
2026-06-01Rogers-Windsor Ramona Lynn买入 (P)Common Stock213USD 23.42USD 4,988SEC 申报 ↗
2026-02-27Sarner Michael Scott买入 (P)Common Stock2,695USD 21.90USD 59,013SEC 申报 ↗
2026-02-09BATTIST CHRISTINE买入 (P)Common Stock600USD 23.16USD 13,896SEC 申报 ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

快照与身份

快照日期2026-10-18
排名版本US-v1.2
数据质量PASS ELIGIBLE · —
股票代码CSWC
CIK0000017313
行业Closed-End Funds
细分行业Asset Management Yahoo Finance
SEC SICInvestment company (SEC forms N-2, N-2/A)
交易所Nasdaq

数据覆盖

本地 Form 4 历史136 transaction lines from 2020-02-24 to 2026-10-01
52 P purchase lines · 2 S sale lines · 82 other lines
SEC 公司申报打开 SEC 申报 ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.