美国 · SEC Form 4 · 快照日期： 2026-10-18 · 构建时间： 2026-10-18 · English

美国 · SEC FORM 4

FINANCIAL INSTITUTIONS INC

FISI · Nasdaq; OTC · CIK 0000862831 · Financial Services · Banks—Regional

内部人信号

44.8 / 100

1 位买方 · 1 条买入交易行 · $24.8K 买入总额

为什么有这个信号？

买方广度较低

买入规模较低

角色较强

近期性中等

确信度较强

评分构成

每条进度条表示其对当前分数的贡献；权重和公式保持不变。

Cluster+7.0 / 35

买入规模+3.1 / 25

角色+20.0 / 20

近期性+4.7 / 10

确信度+10.0 / 10

哪些因素限制了当前分数？

⚠ Cluster breadth is moderate · 1 insider(s), not 4+
⚠ Purchase size is modest relative to the model scale
✓ 角色得分高 · 买入者中职位最高的是：Director

Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.

US-v1.2 按当前 180 天规则给合资格的股票买入打分。分数只表示研究的先后，不是收益预测或概率。回测没有显示美国分数越高、之后的表现越好。

内部人活动时间轴

申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。

AprMayJunJulAugSepOct

JONES BLAKE GChief Marketing Officer

○○

Zupan MarkDirector

○●

VanGelder Kim EDirector

○

Schrader Robert L.Director

○

PANZARELLA ANGELA JDirector

○

Latella Robert NDirector

○

● 买入▼ 卖出○ 其他

Showing the six most active owners; 7 additional owner(s) remain in Form 4 申报证据.

买方广度与集中度

合资格买方1

买入集中度100%最大买方： Zupan Mark · $24.8K

聚集买入 · 15天1 insider峰值活动： 2026-09-02–2026-09-02

Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.

信号历史

44.8 / 100

近期 Form 4 活动

2买入

0卖出

35其他 Form 4 交易行

26SEC 申报 · 365天

买入1 qualifying P line(s) · 180 days

卖出0 sale line(s) · 仅供背景

其他18 exercise / withholding / award / gift / other lines

10b5-1／计划交易Not assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

市场背景

市场背景补充近期价格表现与风险信息，不影响内部人信号。

价格表现

1M: -6.4%
3M: -0.8%
6M: +12.9%
12M: +42.2%

波动率与流动性

波动率: 29.6%
Beta: —
平均每日成交额: USD 5.5M

估值

市值: USD 757.7M
P/E: 10.1×

基本面

利润率: —
ROE: 11.9%
细分行业: Banks—Regional

市场数据

价格数据截至：2026-10-11 · 价格来源：OpenBB/yfinance; 成交量来自本机价格缓存 (yfinance) · 来自 SEC 申报文件：市值, P/E, ROE · 财年截止日：2025-12-31 · 市值 = 申报文件封面所列的已发行股数 × 最新收盘价。股数日期：2026-07-28 · Status: PASS

空头余额

空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。

空头股数: 795,503
上期报告: 665,389
日均成交量: 161,149
回补天数: 4.9

FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。

历史股票买入

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction date	Reporting owner	类型	证券	股数	平均价格	估算金额	来源
2026-09-02	Zupan Mark	买入 (P)	Common Stock	608	USD 40.77	USD 24,788	SEC 申报 ↗
2026-03-12	Plants William Jack II	买入 (P)	Common Stock	660	USD 30.12	USD 19,879	SEC 申报 ↗
2024-12-13	Zupan Mark	买入 (P)	Common Stock	2,000	USD 25.00	USD 50,000	SEC 申报 ↗
2024-12-13	VanGelder Kim E	买入 (P)	Common Stock	600	USD 25.00	USD 15,000	SEC 申报 ↗
2024-12-13	Quinn Kevin B	买入 (P)	Common Stock	400	USD 25.00	USD 10,000	SEC 申报 ↗
2024-12-13	Plants William Jack II	买入 (P)	Common Stock	2,800	USD 25.00	USD 70,000	SEC 申报 ↗
2024-12-13	PACOS GARY A.	买入 (P)	Common Stock	2,000	USD 25.00	USD 50,000	SEC 申报 ↗
2024-12-13	Latella Robert N	买入 (P)	Common Stock	4,000	USD 25.00	USD 100,000	SEC 申报 ↗
2024-12-13	HOLLIDAY SUSAN R	买入 (P)	Common Stock	2,000	USD 25.00	USD 50,000	SEC 申报 ↗
2024-12-13	Glaser Robert M	买入 (P)	Common Stock	4,000	USD 25.00	USD 100,000	SEC 申报 ↗
2024-12-13	GULLO SAMUEL M	买入 (P)	Common Stock	4,000	USD 25.00	USD 100,000	SEC 申报 ↗
2024-12-13	DORN ANDREW W JR	买入 (P)	Common Stock	2,000	USD 25.00	USD 50,000	SEC 申报 ↗
2024-12-13	Collins Laurie R	买入 (P)	Common Stock	2,000	USD 25.00	USD 50,000	SEC 申报 ↗
2024-12-13	Burruano Samuel J Jr	买入 (P)	Common Stock	2,000	USD 25.00	USD 50,000	SEC 申报 ↗
2024-12-13	BYERS SANDRA L	买入 (P)	Common Stock	800	USD 25.00	USD 20,000	SEC 申报 ↗

Form 4 申报证据

37 transaction lines in the latest 365-day window; 287 in local history.

日期	申报人	类型	证券	股数	平均价格	估算金额	来源
2026-09-25	JONES BLAKE G	期权行权／转换 (M)	Common Stock	1,000	USD 0.00	USD 0	SEC 申报 ↗
2026-09-25	JONES BLAKE G	代扣税 (F)	Common Stock	360	USD 40.23	USD 14,483	SEC 申报 ↗
2026-09-02	Zupan Mark	买入 (P)	Common Stock	608	USD 40.77	USD 24,788	SEC 申报 ↗

展开近期 Form 4 证据 (30 grouped rows)

日期	申报人	类型	证券	股数	平均价格	估算金额	来源
2026-09-25	JONES BLAKE G	期权行权／转换 (M)	Common Stock	1,000	USD 0.00	USD 0	SEC 申报 ↗
2026-09-25	JONES BLAKE G	代扣税 (F)	Common Stock	360	USD 40.23	USD 14,483	SEC 申报 ↗
2026-09-02	Zupan Mark	买入 (P)	Common Stock	608	USD 40.77	USD 24,788	SEC 申报 ↗
2026-05-20	Zupan Mark	奖励／授予 (A)	Common Stock	1,282	USD 0.00	USD 0	SEC 申报 ↗
2026-05-20	VanGelder Kim E	奖励／授予 (A)	Common Stock	1,282	USD 0.00	USD 0	SEC 申报 ↗
2026-05-20	Schrader Robert L.	奖励／授予 (A)	Common Stock	1,282	USD 0.00	USD 0	SEC 申报 ↗
2026-05-20	PANZARELLA ANGELA J	奖励／授予 (A)	Common Stock	2,207	USD 14.71	USD 32,468	SEC 申报 ↗
2026-05-20	Latella Robert N	奖励／授予 (A)	Common Stock	1,282	USD 0.00	USD 0	SEC 申报 ↗
2026-05-20	HOLLIDAY SUSAN R	奖励／授予 (A)	Common Stock	1,282	USD 0.00	USD 0	SEC 申报 ↗
2026-05-20	HARTING BRUCE W	奖励／授予 (A)	Common Stock	1,282	USD 0.00	USD 0	SEC 申报 ↗
2026-05-20	Glaser Robert M	奖励／授予 (A)	Common Stock	1,282	USD 0.00	USD 0	SEC 申报 ↗
2026-05-20	Finch Steven C.	奖励／授予 (A)	Common Stock	1,673	USD 8.20	USD 13,724	SEC 申报 ↗
2026-05-20	DORN ANDREW W JR	奖励／授予 (A)	Common Stock	1,282	USD 0.00	USD 0	SEC 申报 ↗
2026-05-20	Burlew Dawn H	奖励／授予 (A)	Common Stock	1,595	USD 6.89	USD 10,986	SEC 申报 ↗
2026-05-20	Bovenzi David	奖励／授予 (A)	Common Stock	1,673	USD 8.20	USD 13,724	SEC 申报 ↗
2026-03-20	Quinn Kevin B	期权行权／转换 (M)	Common Stock	2,684	USD —	USD —	SEC 申报 ↗
2026-03-20	Quinn Kevin B	代扣税 (F)	Common Stock	967	USD 30.59	USD 29,581	SEC 申报 ↗
2026-03-20	Plants William Jack II	期权行权／转换 (M)	Common Stock	2,898	USD —	USD —	SEC 申报 ↗
2026-03-20	Plants William Jack II	代扣税 (F)	Common Stock	1,044	USD 30.59	USD 31,936	SEC 申报 ↗
2026-03-20	PACOS GARY A.	期权行权／转换 (M)	Common Stock	2,302	USD —	USD —	SEC 申报 ↗
2026-03-20	PACOS GARY A.	代扣税 (F)	Common Stock	829	USD 30.59	USD 25,359	SEC 申报 ↗
2026-03-20	Collins Laurie R	期权行权／转换 (M)	Common Stock	2,254	USD —	USD —	SEC 申报 ↗
2026-03-20	Collins Laurie R	代扣税 (F)	Common Stock	812	USD 30.59	USD 24,839	SEC 申报 ↗
2026-03-20	Burruano Samuel J Jr	期权行权／转换 (M)	Common Stock	2,416	USD —	USD —	SEC 申报 ↗
2026-03-20	Burruano Samuel J Jr	代扣税 (F)	Common Stock	870	USD 30.59	USD 26,613	SEC 申报 ↗
2026-03-20	BYERS SANDRA L	期权行权／转换 (M)	Common Stock	690	USD —	USD —	SEC 申报 ↗
2026-03-20	BIRMINGHAM MARTIN KEARNEY	期权行权／转换 (M)	Common Stock	10,672	USD —	USD —	SEC 申报 ↗
2026-03-20	BIRMINGHAM MARTIN KEARNEY	代扣税 (F)	Common Stock	3,847	USD 30.59	USD 117,680	SEC 申报 ↗
2026-03-12	Plants William Jack II	买入 (P)	Common Stock	660	USD 30.12	USD 19,879	SEC 申报 ↗
2025-11-28	Zupan Mark	奖励／授予 (A)	Common Stock	449	USD 30.60	USD 13,739	SEC 申报 ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

快照与身份

快照日期	2026-10-18
排名版本	US-v1.2
数据质量	PASS ELIGIBLE · —
股票代码	FISI
CIK	0000862831
行业	Financial Services
细分行业	Banks—Regional Yahoo Finance
SEC SIC	6021 National Commercial Banks
交易所	Nasdaq; OTC

数据覆盖

本地 Form 4 历史	287 transaction lines from 2020-02-22 to 2026-09-25 47 P purchase lines · 0 S sale lines · 240 other lines
SEC 公司申报	打开 SEC 申报 ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.