美国 · SEC FORM 4
GLADSTONE INVESTMENT CORPORATION\DE
GAIN · Nasdaq · CIK 0001321741 · Closed-End Funds · Asset Management
内部人信号
4 qualifying P purchase groups
当前 180 天评分窗口
5 同一窗口内观察到的 Form 4 交易行
0 sales · 0 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
买方广度与集中度
Roles in the peak window: Chief Financial Officer. Concentration uses priced qualifying P lines only and does not change the saved score.
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
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信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2026-08-18 · Ritchie Taylor.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 309,778
- 上期报告
- 407,920
- 日均成交量
- 154,005
- 回补天数
- 2.0
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-08-18 | Ritchie Taylor | 买入 (P) | Common Stock | 1,500 | USD 16.20 | USD 24,300 | SEC 申报 ↗ |
| 2026-05-19 | Ritchie Taylor | 买入 (P) | Common Stock | 315 | USD 16.13 | USD 5,080 | SEC 申报 ↗ |
| 2026-05-18 | Ritchie Taylor | 买入 (P) | Common Stock | 150 | USD 16.29 | USD 2,444 | SEC 申报 ↗ |
| 2026-05-15 | Ritchie Taylor | 买入 (P) | Common Stock | 450 | USD 16.50 | USD 7,425 | SEC 申报 ↗ |
| 2023-11-06 | Easton Rachael Z. | 买入 (P) | Common Stock | 650 | USD 14.67 | USD 9,536 | SEC 申报 ↗ |
| 2023-08-07 | DULLUM DAVID A R | 买入 (P) | Common Stock | 5,000 | USD 13.39 | USD 66,950 | SEC 申报 ↗ |
| 2023-03-16 | Easton Rachael Z. | 买入 (P) | Common Stock | 375 | USD 13.12 | USD 4,920 | SEC 申报 ↗ |
| 2023-03-14 | DULLUM DAVID A R | 买入 (P) | Common Stock | 3,000 | USD 12.84 | USD 38,520 | SEC 申报 ↗ |
| 2023-02-06 | WILKINSON WALTER H | 买入 (P) | Common Stock | 3,661 | USD 13.96 | USD 51,108 | SEC 申报 ↗ |
| 2022-12-16 | DULLUM DAVID A R | 买入 (P) | Common Stock | 3,000 | USD 13.06 | USD 39,180 | SEC 申报 ↗ |
| 2022-08-19 | Smith Jennifer A | 买入 (P) | Common Stock | 100 | USD 15.61 | USD 1,561 | SEC 申报 ↗ |
| 2022-06-14 | DULLUM DAVID A R | 买入 (P) | Common Stock | 4,000 | USD 12.75 | USD 51,000 | SEC 申报 ↗ |
| 2022-05-20 | Easton Rachael Z. | 买入 (P) | Common Stock | 175 | USD 14.52 | USD 2,541 | SEC 申报 ↗ |
| 2022-02-24 | DULLUM DAVID A R | 买入 (P) | Common Stock | 5,500 | USD 14.56 | USD 80,105 | SEC 申报 ↗ |
| 2022-02-23 | Easton Rachael Z. | 买入 (P) | Common Stock | 200 | USD 14.93 | USD 2,986 | SEC 申报 ↗ |
Form 4 申报证据
5 transaction lines in the latest 365-day window; 29 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-08-18 | Ritchie Taylor | 买入 (P) | Common Stock | 1,500 | USD 16.20 | USD 24,300 | SEC 申报 ↗ |
| 2026-05-19 | Ritchie Taylor | 买入 (P) | Common Stock | 315 | USD 16.13 | USD 5,080 | SEC 申报 ↗ |
| 2026-05-18 | Ritchie Taylor | 买入 (P) | Common Stock | 150 | USD 16.29 | USD 2,444 | SEC 申报 ↗ |
展开近期 Form 4 证据 (4 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-08-18 | Ritchie Taylor | 买入 (P) | Common Stock | 1,500 | USD 16.20 | USD 24,300 | SEC 申报 ↗ |
| 2026-05-19 | Ritchie Taylor | 买入 (P) | Common Stock | 315 | USD 16.13 | USD 5,080 | SEC 申报 ↗ |
| 2026-05-18 | Ritchie Taylor | 买入 (P) | Common Stock | 150 | USD 16.29 | USD 2,444 | SEC 申报 ↗ |
| 2026-05-15 | Ritchie Taylor | 买入 (P) | Common Stock | 450 | USD 16.50 | USD 7,425 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-19 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | GAIN |
| CIK | 0001321741 |
| 行业 | Closed-End Funds |
| 细分行业 | Asset Management Yahoo Finance |
| SEC SIC | Investment company (SEC forms N-2, N-2/A, N-54A) |
| 交易所 | Nasdaq |
数据覆盖
| 本地 Form 4 历史 | 29 transaction lines from 2020-03-02 to 2026-08-18 28 P purchase lines · 0 S sale lines · 1 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-19. Mapping status is an audit field and does not erase SEC filing evidence.