美国 · SEC Form 4 · 快照日期： 2026-10-18 · 构建时间： 2026-10-18 · English

美国 · SEC FORM 4

Heritage Global Inc.

HGBL · Nasdaq · CIK 0000849145 · Financial Services · Capital Markets

内部人信号

58.4 / 100

4 位买方 · 5 条买入交易行 · $530.1K 买入总额

为什么有这个信号？

买方广度较强

买入规模较低

角色中等

近期性中等

确信度较低

评分构成

每条进度条表示其对当前分数的贡献；权重和公式保持不变。

Cluster+28.0 / 35

买入规模+8.3 / 25

角色+13.0 / 20

近期性+6.8 / 10

确信度+2.3 / 10

哪些因素限制了当前分数？

⚠ Purchase size is modest relative to the model scale
⚠ 角色得分低 · 买入者中职位最高的是：President, Industrial Assets（CEO、董事长和持股 10% 以上的股东得分最低）
⚠ Buying conviction is reduced by concurrent selling
✓ Cluster breadth is broad · 4+ insiders

Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.

US-v1.2 按当前 180 天规则给合资格的股票买入打分。分数只表示研究的先后，不是收益预测或概率。回测没有显示美国分数越高、之后的表现越好。

内部人活动时间轴

申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。

AprMayJunJulAugSepOct

Sklar James EdwardEVP, Gen Counsel & Secretary

▼▼▼

Dove Nicholas KirkPresident, Industrial Assets

●●

Ludwig Thomas VanPresident, NLEX

○○

DOVE ROSSCEO

▼

Burnham William LDirector

●

COBB BRIAN J.CFO

●

● 买入▼ 卖出○ 其他

Showing the six most active owners; 1 additional owner(s) remain in Form 4 申报证据.

买方广度与集中度

合资格买方4

买入集中度75%最大买方： Burnham William L · $399.0K

聚集买入 · 15天3 insiders峰值活动： 2026-08-17–2026-08-20

Roles in the peak window: CFO, President, Heritage DebtX LLC, President, Industrial Assets. Concentration uses priced qualifying P lines only and does not change the saved score.

信号历史

58.4 / 100

近期 Form 4 活动

5买入

10卖出

7其他 Form 4 交易行

21SEC 申报 · 365天

买入5 qualifying P line(s) · 180 days

卖出4 sale line(s) · 仅供背景

其他2 exercise / withholding / award / gift / other lines

10b5-1／计划交易Not detected in parsed evidence

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

市场背景

市场背景补充近期价格表现与风险信息，不影响内部人信号。

价格表现

1M: -10.7%
3M: +0.8%
6M: -10.7%
12M: -22.4%

波动率与流动性

波动率: 40.7%
Beta: —
平均每日成交额: USD 239,393

估值

市值: USD 43.3M
P/E: 12.1×

基本面

利润率: 7.0%
ROE: 5.4%
细分行业: Capital Markets

市场数据

价格数据截至：2026-10-11 · 价格来源：OpenBB/yfinance; 成交量来自本机价格缓存 (yfinance) · 来自 SEC 申报文件：市值, P/E, 利润率, ROE · 财年截止日：2025-12-31 · 市值 = 申报文件封面所列的已发行股数 × 最新收盘价。股数日期：2026-08-01 · Status: PASS

空头余额

空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。

空头股数: 89,801
上期报告: 70,831
日均成交量: 77,719
回补天数: 1.2

FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。

历史股票买入

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction date	Reporting owner	类型	证券	股数	平均价格	估算金额	来源
2026-09-25	Burnham William L	买入 (P)	Common Stock	300,000	USD 1.33	USD 399,000	SEC 申报 ↗
2026-08-20	COBB BRIAN J.	买入 (P)	Common Stock	20,000	USD 1.10	USD 22,000	SEC 申报 ↗
2026-08-17	Hounsell Bruce Kenneth	买入 (P)	Common Stock	10,000	USD 1.14	USD 11,400	SEC 申报 ↗
2026-08-17	Dove Nicholas Kirk	买入 (P)	Common Stock	60,000	USD 1.10	USD 66,000	SEC 申报 ↗
2026-05-21	Dove Nicholas Kirk	买入 (P)	Common Stock	26,000	USD 1.22	USD 31,720	SEC 申报 ↗
2024-03-20	DOVE ROSS	买入 (P)	Common Stock	7,297	USD 2.75	USD 20,067	SEC 申报 ↗
2024-03-19	Dove Nicholas Kirk	买入 (P)	Common Stock	5,000	USD 2.88	USD 14,400	SEC 申报 ↗
2023-11-13	Dove Nicholas Kirk	买入 (P)	Common Stock	5,000	USD 2.85	USD 14,250	SEC 申报 ↗
2023-09-13	SHIMER SAMUEL L	买入 (P)	Common Stock	10,000	USD 2.95	USD 29,500	SEC 申报 ↗
2023-08-24	DOVE ROSS	买入 (P)	Common Stock	3,200	USD 3.11	USD 9,952	SEC 申报 ↗
2023-08-17	Dove Nicholas Kirk	买入 (P)	Common Stock	3,455	USD 3.13	USD 10,814	SEC 申报 ↗
2023-08-15	Ludwig David Van	买入 (P)	Common Stock	1,825	USD 3.30	USD 6,022	SEC 申报 ↗
2023-08-14	Ludwig David Van	买入 (P)	Common Stock	4,583	USD 3.12	USD 14,299	SEC 申报 ↗
2023-08-14	Hexner Michael	买入 (P)	Common Stock	8,253	USD 3.12	USD 25,749	SEC 申报 ↗
2023-08-14	DOVE ROSS	买入 (P)	Common Stock	6,211	USD 3.22	USD 19,999	SEC 申报 ↗

Form 4 申报证据

22 transaction lines in the latest 365-day window; 236 in local history.

日期	申报人	类型	证券	股数	平均价格	估算金额	来源
2026-10-01	Sklar James Edward	卖出 (S)	Common Stock	2,500	USD 1.27	USD 3,175	SEC 申报 ↗
2026-09-25	DOVE ROSS	卖出 (S)	Common Stock	300,000	USD 1.33	USD 399,000	SEC 申报 ↗
2026-09-25	Burnham William L	买入 (P)	Common Stock	300,000	USD 1.33	USD 399,000	SEC 申报 ↗

展开近期 Form 4 证据 (22 grouped rows)

日期	申报人	类型	证券	股数	平均价格	估算金额	来源
2026-10-01	Sklar James Edward	卖出 (S)	Common Stock	2,500	USD 1.27	USD 3,175	SEC 申报 ↗
2026-09-25	DOVE ROSS	卖出 (S)	Common Stock	300,000	USD 1.33	USD 399,000	SEC 申报 ↗
2026-09-25	Burnham William L	买入 (P)	Common Stock	300,000	USD 1.33	USD 399,000	SEC 申报 ↗
2026-09-01	Sklar James Edward	卖出 (S)	Common Stock	2,500	USD 1.27	USD 3,175	SEC 申报 ↗
2026-08-20	COBB BRIAN J.	买入 (P)	Common Stock	20,000	USD 1.10	USD 22,000	SEC 申报 ↗
2026-08-17	Hounsell Bruce Kenneth	买入 (P)	Common Stock	10,000	USD 1.14	USD 11,400	SEC 申报 ↗
2026-08-17	Dove Nicholas Kirk	买入 (P)	Common Stock	60,000	USD 1.10	USD 66,000	SEC 申报 ↗
2026-05-21	Dove Nicholas Kirk	买入 (P)	Common Stock	26,000	USD 1.22	USD 31,720	SEC 申报 ↗
2026-05-14	Ludwig Thomas Van	期权行权／转换 (M)	Common Stock	31,875	USD 0.70	USD 22,312	SEC 申报 ↗
2026-05-14	Ludwig Thomas Van	代扣税 (F)	Common Stock	23,919	USD 1.22	USD 29,181	SEC 申报 ↗
2026-05-01	Sklar James Edward	卖出 (S)	Common Stock	3,734	USD 1.33	USD 4,966	SEC 申报 ↗
2026-04-01	Sklar James Edward	卖出 (S)	Common Stock	3,734	USD 1.35	USD 5,041	SEC 申报 ↗
2026-03-05	Sharpe Kelly S	奖励／授予 (A)	Common Stock	20,000	USD 0.00	USD 0	SEC 申报 ↗
2026-03-05	Sinsley Barbara A	奖励／授予 (A)	Common Stock	20,000	USD 0.00	USD 0	SEC 申报 ↗
2026-03-05	SHIMER SAMUEL L	奖励／授予 (A)	Common Stock	20,000	USD 0.00	USD 0	SEC 申报 ↗
2026-03-05	Hexner Michael	奖励／授予 (A)	Common Stock	20,000	USD 0.00	USD 0	SEC 申报 ↗
2026-03-05	Burnham William L	奖励／授予 (A)	Common Stock	20,000	USD 0.00	USD 0	SEC 申报 ↗
2026-03-02	Sklar James Edward	卖出 (S)	Common Stock	3,734	USD 1.30	USD 4,854	SEC 申报 ↗
2026-02-02	Sklar James Edward	卖出 (S)	Common Stock	3,734	USD 1.37	USD 5,116	SEC 申报 ↗
2026-01-02	Sklar James Edward	卖出 (S)	Common Stock	3,734	USD 1.23	USD 4,593	SEC 申报 ↗
2025-12-01	Sklar James Edward	卖出 (S)	Common Stock	3,734	USD 1.31	USD 4,892	SEC 申报 ↗
2025-11-03	Sklar James Edward	卖出 (S)	Common Stock	3,734	USD 1.43	USD 5,340	SEC 申报 ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

快照与身份

快照日期	2026-10-18
排名版本	US-v1.2
数据质量	PASS ELIGIBLE · —
股票代码	HGBL
CIK	0000849145
行业	Financial Services
细分行业	Capital Markets Yahoo Finance
SEC SIC	7389 Services-Business Services, NEC
交易所	Nasdaq

数据覆盖

本地 Form 4 历史	236 transaction lines from 2020-03-18 to 2026-10-01 62 P purchase lines · 89 S sale lines · 85 other lines
SEC 公司申报	打开 SEC 申报 ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.