美国 · SEC FORM 4
Horizon Technology Finance Corp
HRZN · Nasdaq; NYSE · CIK 0001487428 · Closed-End Funds · Asset Management
内部人信号
7 qualifying P purchase groups
当前 180 天评分窗口
7 同一窗口内观察到的 Form 4 交易行
0 sales · 0 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
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买方广度与集中度
Roles in the peak window: Chief Executive Officer, Chief Investment Officer, Director, Executive VP and CFO. Concentration uses priced qualifying P lines only and does not change the saved score.
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2026-06-10 · Trolio Daniel R..
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 2,676,248
- 上期报告
- 2,962,374
- 日均成交量
- 318,584
- 回补天数
- 8.4
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-06-10 | Trolio Daniel R. | 买入 (P) | Common Stock | 11,500 | USD 4.34 | USD 49,910 | SEC 申报 ↗ |
| 2026-06-09 | O'Connor Kimberley Ann | 买入 (P) | Common Stock | 10,000 | USD 4.37 | USD 43,700 | SEC 申报 ↗ |
| 2026-06-09 | ALLISON THOMAS J. | 买入 (P) | Common Stock | 6,000 | USD 4.36 | USD 26,160 | SEC 申报 ↗ |
| 2026-06-09 | Seitz Paul G | 买入 (P) | Common Stock | 11,477 | USD 4.35 | USD 49,925 | SEC 申报 ↗ |
| 2026-06-09 | Goodman Jonathan Joseph | 买入 (P) | Common Stock | 6,000 | USD 4.33 | USD 25,980 | SEC 申报 ↗ |
| 2026-06-09 | Balkin Michael | 买入 (P) | Common Stock | 100,000 | USD 4.34 | USD 434,000 | SEC 申报 ↗ |
| 2026-06-09 | ALLISON THOMAS J. | 买入 (P) | Common Stock | 6,000 | USD 4.36 | USD 26,160 | SEC 申报 ↗ |
| 2024-12-16 | Balkin Michael | 买入 (P) | Common Stock | 20,000 | USD 8.53 | USD 170,600 | SEC 申报 ↗ |
| 2024-11-25 | Michaud Gerald A. | 买入 (P) | Common Stock | 8,000 | USD 9.31 | USD 74,480 | SEC 申报 ↗ |
| 2024-11-14 | SAVAGE JOSEPH J | 买入 (P) | Common Stock | 4,500 | USD 9.20 | USD 41,400 | SEC 申报 ↗ |
| 2024-11-13 | SAVAGE JOSEPH J | 买入 (P) | Common Stock | 5,000 | USD 9.35 | USD 46,750 | SEC 申报 ↗ |
| 2024-08-05 | Goodman Jonathan Joseph | 买入 (P) | Common Stock | 2,313 | USD 10.81 | USD 25,004 | SEC 申报 ↗ |
| 2024-08-05 | Balkin Michael | 买入 (P) | Common Stock | 10,000 | USD 10.58 | USD 105,800 | SEC 申报 ↗ |
| 2024-03-08 | Michaud Gerald A. | 买入 (P) | Common Stock | 3,650 | USD 11.77 | USD 42,960 | SEC 申报 ↗ |
| 2022-12-20 | Michaud Gerald A. | 买入 (P) | Common Stock | 18,250 | USD 11.03 | USD 201,298 | SEC 申报 ↗ |
Form 4 申报证据
11 transaction lines in the latest 365-day window; 51 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-06-10 | Trolio Daniel R. | 买入 (P) | Common Stock | 11,500 | USD 4.34 | USD 49,910 | SEC 申报 ↗ |
| 2026-06-09 | O'Connor Kimberley Ann | 买入 (P) | Common Stock | 10,000 | USD 4.37 | USD 43,700 | SEC 申报 ↗ |
| 2026-06-09 | ALLISON THOMAS J. | 买入 (P) | Common Stock | 6,000 | USD 4.36 | USD 26,160 | SEC 申报 ↗ |
展开近期 Form 4 证据 (11 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-06-10 | Trolio Daniel R. | 买入 (P) | Common Stock | 11,500 | USD 4.34 | USD 49,910 | SEC 申报 ↗ |
| 2026-06-09 | O'Connor Kimberley Ann | 买入 (P) | Common Stock | 10,000 | USD 4.37 | USD 43,700 | SEC 申报 ↗ |
| 2026-06-09 | ALLISON THOMAS J. | 买入 (P) | Common Stock | 6,000 | USD 4.36 | USD 26,160 | SEC 申报 ↗ |
| 2026-06-09 | Seitz Paul G | 买入 (P) | Common Stock | 11,477 | USD 4.35 | USD 49,925 | SEC 申报 ↗ |
| 2026-06-09 | Goodman Jonathan Joseph | 买入 (P) | Common Stock | 6,000 | USD 4.33 | USD 25,980 | SEC 申报 ↗ |
| 2026-06-09 | Balkin Michael | 买入 (P) | Common Stock | 100,000 | USD 4.34 | USD 434,000 | SEC 申报 ↗ |
| 2026-06-09 | ALLISON THOMAS J. | 买入 (P) | Common Stock | 6,000 | USD 4.36 | USD 26,160 | SEC 申报 ↗ |
| 2026-04-14 | Balkin Michael | 奖励／授予 (A) | Common Stock | 93,527 | USD — | USD — | SEC 申报 ↗ |
| 2026-04-14 | Seitz Paul G | 奖励／授予 (A) | Common Stock | 142 | USD — | USD — | SEC 申报 ↗ |
| 2026-04-14 | Balkin Michael | 奖励／授予 (A) | Common Stock | 93,527 | USD — | USD — | SEC 申报 ↗ |
| 2026-04-14 | ALLISON THOMAS J. | 奖励／授予 (A) | Common Stock | 49,926 | USD — | USD — | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | HRZN |
| CIK | 0001487428 |
| 行业 | Closed-End Funds |
| 细分行业 | Asset Management Yahoo Finance |
| SEC SIC | Investment company (SEC forms N-2, N-2/A, N-54A) |
| 交易所 | Nasdaq; NYSE |
数据覆盖
| 本地 Form 4 历史 | 51 transaction lines from 2020-03-11 to 2026-06-10 47 P purchase lines · 0 S sale lines · 4 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.