美国 · SEC FORM 4
Hercules Capital, Inc.
HTGC · NYSE · CIK 0001280784 · Closed-End Funds · Asset Management
内部人信号
当前没有活跃买入信号
0 qualifying P purchase groups
当前 180 天评分窗口
23 同一窗口内观察到的 Form 4 交易行
0 sales · 23 期权、代扣税、授予、赠与或其他交易行
最近一次合资格买入2026-03-26 · BADAVAS ROBERT P · $52.5K
为什么没有活跃信号？
买入活动无
近期买入无
近期卖出无
买入信号状态未激活
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
Cluster未计算
买入规模未计算
角色未计算
近期性未计算
确信度未计算
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
AprMayJunJulAugSepOct
BADAVAS ROBERT PDirector
○○○○
Meyer Seth HChief Financial Officer
○○○○
Follmann ChristianChief Operating Officer
○○
Bluestein ScottChief Executive Officer
○○
Botelho Kiersten ZazaChief Legal Officer & CCO
○○
Fichera AlfredDirector
○
● 买入▼ 卖出○ 其他
—
买方广度、集中度与聚集买入
合资格买入进入 180 天研究窗口后，这些模块才会启用。
信号历史
暂无已记录的活跃信号快照
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2026-03-26 · BADAVAS ROBERT P.
近期 Form 4 活动
25买入
0卖出
45其他 Form 4 交易行
54SEC 申报 · 365天
买入0 qualifying P line(s) · 180 days
卖出0 sale line(s) · 仅供背景
其他23 exercise / withholding / award / gift / other lines
10b5-1／计划交易Not assessed
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 8,401,980
- 上期报告
- 9,402,604
- 日均成交量
- 1,228,302
- 回补天数
- 6.8
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-03-26 | Theodosopoulos Nikos | 买入 (P) | Common Stock | 7,317 | USD 14.35 | USD 104,999 | SEC 申报 ↗ |
| 2026-03-26 | Randhawa Paramjeet K | 买入 (P) | Common Stock | 2,926 | USD 14.35 | USD 41,988 | SEC 申报 ↗ |
| 2026-03-26 | Loo Wade | 买入 (P) | Common Stock | 7,317 | USD 14.35 | USD 104,999 | SEC 申报 ↗ |
| 2026-03-26 | Fallon Thomas J | 买入 (P) | Common Stock | 7,300 | USD 14.30 | USD 104,390 | SEC 申报 ↗ |
| 2026-03-26 | CROWELL GAYLE A | 买入 (P) | Common Stock | 7,317 | USD 14.35 | USD 104,999 | SEC 申报 ↗ |
| 2026-03-26 | BADAVAS ROBERT P | 买入 (P) | Common Stock | 3,658 | USD 14.35 | USD 52,492 | SEC 申报 ↗ |
| 2026-03-26 | Aguirre DeAnne | 买入 (P) | Common Stock | 7,317 | USD 14.35 | USD 104,999 | SEC 申报 ↗ |
| 2026-03-04 | Randhawa Paramjeet K | 买入 (P) | Common Stock | 3,050 | USD 14.78 | USD 45,079 | SEC 申报 ↗ |
| 2026-03-04 | Follmann Christian | 买入 (P) | Common Stock | 5,000 | USD 14.68 | USD 73,400 | SEC 申报 ↗ |
| 2026-03-04 | Follmann Christian | 买入 (P) | Common Stock | 5,000 | USD 14.68 | USD 73,400 | SEC 申报 ↗ |
| 2026-02-27 | Meyer Seth H | 买入 (P) | Common Stock | 14,000 | USD 14.33 | USD 200,620 | SEC 申报 ↗ |
| 2026-02-27 | Theodosopoulos Nikos | 买入 (P) | Common Stock | 2,600 | USD 14.21 | USD 36,946 | SEC 申报 ↗ |
| 2026-02-27 | Meyer Seth H | 买入 (P) | Common Stock | 7,000 | USD 14.33 | USD 100,310 | SEC 申报 ↗ |
| 2026-02-27 | Fallon Thomas J | 买入 (P) | Common Stock | 20,000 | USD 14.20 | USD 284,000 | SEC 申报 ↗ |
| 2026-02-27 | Botelho Kiersten Zaza | 买入 (P) | Common Stock | 1,300 | USD 14.21 | USD 18,473 | SEC 申报 ↗ |
Form 4 申报证据
70 transaction lines in the latest 365-day window; 656 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-09 | Meyer Seth H | 代扣税 (F) | Common Stock | 6,469 | USD 16.51 | USD 106,803 | SEC 申报 ↗ |
| 2026-10-09 | Follmann Christian | 代扣税 (F) | Common Stock | 2,798 | USD 16.51 | USD 46,195 | SEC 申报 ↗ |
| 2026-10-09 | Botelho Kiersten Zaza | 代扣税 (F) | Common Stock | 1,974 | USD 16.51 | USD 32,591 | SEC 申报 ↗ |
展开近期 Form 4 证据 (30 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-09 | Meyer Seth H | 代扣税 (F) | Common Stock | 6,469 | USD 16.51 | USD 106,803 | SEC 申报 ↗ |
| 2026-10-09 | Follmann Christian | 代扣税 (F) | Common Stock | 2,798 | USD 16.51 | USD 46,195 | SEC 申报 ↗ |
| 2026-10-09 | Botelho Kiersten Zaza | 代扣税 (F) | Common Stock | 1,974 | USD 16.51 | USD 32,591 | SEC 申报 ↗ |
| 2026-10-09 | Bluestein Scott | 代扣税 (F) | Common Stock | 20,393 | USD 16.51 | USD 336,688 | SEC 申报 ↗ |
| 2026-09-17 | Fichera Alfred | 奖励／授予 (A) | Common Stock | 3,483 | USD 17.76 | USD 61,858 | SEC 申报 ↗ |
| 2026-09-09 | Meyer Seth H | 代扣税 (F) | Common Stock | 5 | USD 17.61 | USD 88 | SEC 申报 ↗ |
| 2026-07-09 | Meyer Seth H | 代扣税 (F) | Common Stock | 6,469 | USD 15.69 | USD 101,499 | SEC 申报 ↗ |
| 2026-07-09 | Follmann Christian | 代扣税 (F) | Common Stock | 2,798 | USD 15.69 | USD 43,901 | SEC 申报 ↗ |
| 2026-07-09 | Botelho Kiersten Zaza | 代扣税 (F) | Common Stock | 1,974 | USD 15.69 | USD 30,972 | SEC 申报 ↗ |
| 2026-07-09 | Bluestein Scott | 代扣税 (F) | Common Stock | 20,393 | USD 15.69 | USD 319,966 | SEC 申报 ↗ |
| 2026-06-18 | BADAVAS ROBERT P | 奖励／授予 (A) | Common Stock | 3,873 | USD 15.49 | USD 59,993 | SEC 申报 ↗ |
| 2026-06-18 | BADAVAS ROBERT P | 奖励／授予 (A) | Common Stock | 3,873 | USD 15.49 | USD 59,993 | SEC 申报 ↗ |
| 2026-06-18 | BADAVAS ROBERT P | 奖励／授予 (A) | Common Stock | 3,873 | USD 15.49 | USD 59,993 | SEC 申报 ↗ |
| 2026-06-18 | BADAVAS ROBERT P | 奖励／授予 (A) | Common Stock | 3,873 | USD 15.49 | USD 59,993 | SEC 申报 ↗ |
| 2026-06-09 | Meyer Seth H | 代扣税 (F) | Common Stock | 5 | USD 15.45 | USD 77 | SEC 申报 ↗ |
| 2026-04-09 | Meyer Seth H | 代扣税 (F) | Common Stock | 6,469 | USD 14.74 | USD 95,353 | SEC 申报 ↗ |
| 2026-04-09 | Follmann Christian | 代扣税 (F) | Common Stock | 2,798 | USD 14.74 | USD 41,243 | SEC 申报 ↗ |
| 2026-04-09 | Botelho Kiersten Zaza | 代扣税 (F) | Common Stock | 1,974 | USD 14.74 | USD 29,097 | SEC 申报 ↗ |
| 2026-04-09 | Bluestein Scott | 代扣税 (F) | Common Stock | 20,393 | USD 14.74 | USD 300,593 | SEC 申报 ↗ |
| 2026-03-26 | Theodosopoulos Nikos | 买入 (P) | Common Stock | 7,317 | USD 14.35 | USD 104,999 | SEC 申报 ↗ |
| 2026-03-26 | Randhawa Paramjeet K | 买入 (P) | Common Stock | 2,926 | USD 14.35 | USD 41,988 | SEC 申报 ↗ |
| 2026-03-26 | Loo Wade | 买入 (P) | Common Stock | 7,317 | USD 14.35 | USD 104,999 | SEC 申报 ↗ |
| 2026-03-26 | Fallon Thomas J | 买入 (P) | Common Stock | 7,300 | USD 14.30 | USD 104,390 | SEC 申报 ↗ |
| 2026-03-26 | CROWELL GAYLE A | 买入 (P) | Common Stock | 7,317 | USD 14.35 | USD 104,999 | SEC 申报 ↗ |
| 2026-03-26 | BADAVAS ROBERT P | 买入 (P) | Common Stock | 3,658 | USD 14.35 | USD 52,492 | SEC 申报 ↗ |
| 2026-03-26 | Aguirre DeAnne | 买入 (P) | Common Stock | 7,317 | USD 14.35 | USD 104,999 | SEC 申报 ↗ |
| 2026-03-05 | Meyer Seth H | 代扣税 (F) | Common Stock | 5 | USD 15.11 | USD 76 | SEC 申报 ↗ |
| 2026-03-04 | Randhawa Paramjeet K | 买入 (P) | Common Stock | 3,050 | USD 14.78 | USD 45,079 | SEC 申报 ↗ |
| 2026-03-04 | Follmann Christian | 买入 (P) | Common Stock | 5,000 | USD 14.68 | USD 73,400 | SEC 申报 ↗ |
| 2026-03-04 | Follmann Christian | 买入 (P) | Common Stock | 5,000 | USD 14.68 | USD 73,400 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | HTGC |
| CIK | 0001280784 |
| 行业 | Closed-End Funds |
| 细分行业 | Asset Management Yahoo Finance |
| SEC SIC | Investment company (SEC forms N-2, N-2/A) |
| 交易所 | NYSE |
数据覆盖
| 本地 Form 4 历史 | 656 transaction lines from 2020-01-01 to 2026-10-09 49 P purchase lines · 14 S sale lines · 593 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.