美国 · SEC FORM 4
NORTHERN TRUST CORP
NTRS · Nasdaq · CIK 0000073124 · Financial Services · Asset Management
内部人信号
2 qualifying P purchase groups
当前 180 天评分窗口
58 同一窗口内观察到的 Form 4 交易行
6 sales · 50 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
Showing the six most active owners; 10 additional owner(s) remain in Form 4 申报证据.
买方广度与集中度
Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2026-07-29 · Moritz Robert Edward Jr..
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 3,769,582
- 上期报告
- 3,931,230
- 日均成交量
- 1,077,461
- 回补天数
- 3.5
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-07-29 | Moritz Robert Edward Jr. | 买入 (P) | Common Stock | 255 | USD 179.57 | USD 45,790 | SEC 申报 ↗ |
| 2026-05-01 | Moritz Robert Edward Jr. | 买入 (P) | Common Stock | 225 | USD 166.41 | USD 37,442 | SEC 申报 ↗ |
| 2026-02-05 | Petrino Richard | 买入 (P) | Common Stock | 1,000 | USD 148.91 | USD 148,910 | SEC 申报 ↗ |
| 2026-02-02 | Moritz Robert Edward Jr. | 买入 (P) | Common Stock | 245 | USD 151.85 | USD 37,203 | SEC 申报 ↗ |
| 2025-11-04 | Moritz Robert Edward Jr. | 买入 (P) | Common Stock | 3,891 | USD 128.57 | USD 500,266 | SEC 申报 ↗ |
| 2025-10-27 | Moritz Robert Edward Jr. | 买入 (P) | Common Stock | 270 | USD 126.66 | USD 34,198 | SEC 申报 ↗ |
| 2025-08-13 | Moritz Robert Edward Jr. | 买入 (P) | Common Stock | 256 | USD 126.34 | USD 32,343 | SEC 申报 ↗ |
| 2025-04-24 | Moritz Robert Edward Jr. | 买入 (P) | Common Stock | 112 | USD 91.62 | USD 10,261 | SEC 申报 ↗ |
| 2023-10-25 | Tyler Jason J. | 买入 (P) | Common Stock | 400 | USD 62.69 | USD 25,076 | SEC 申报 ↗ |
| 2023-10-24 | Tyler Jason J. | 买入 (P) | Common Stock | 1,350 | USD 64.55 | USD 87,142 | SEC 申报 ↗ |
| 2023-10-24 | Levy Susan Cohen | 买入 (P) | Common Stock | 5,000 | USD 64.41 | USD 322,050 | SEC 申报 ↗ |
| 2023-10-23 | O'Grady Michael | 买入 (P) | Common Stock | 20,000 | USD 65.10 | USD 1,302,000 | SEC 申报 ↗ |
| 2023-06-20 | Cherecwich Peter | 买入 (P) | Common Stock | 4 | USD 73.55 | USD 294 | SEC 申报 ↗ |
| 2023-04-17 | Prado Becerra Jose Luis | 买入 (P) | Common Stock | 1 | USD 85.61 | USD 86 | SEC 申报 ↗ |
| 2023-02-10 | Cherecwich Peter | 买入 (P) | Common Stock | 2 | USD 97.19 | USD 194 | SEC 申报 ↗ |
Form 4 申报证据
151 transaction lines in the latest 365-day window; 1,107 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Tribbett Charles A | 奖励／授予 (A) | Common Stock | 80 | USD 169.20 | USD 13,563 | SEC 申报 ↗ |
| 2026-10-01 | Thompson Donald | 奖励／授予 (A) | Common Stock | 145 | USD 169.20 | USD 24,592 | SEC 申报 ↗ |
| 2026-10-01 | SLARK MARTIN P | 奖励／授予 (A) | Common Stock | 71 | USD 169.20 | USD 11,954 | SEC 申报 ↗ |
展开近期 Form 4 证据 (30 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Tribbett Charles A | 奖励／授予 (A) | Common Stock | 80 | USD 169.20 | USD 13,563 | SEC 申报 ↗ |
| 2026-10-01 | Thompson Donald | 奖励／授予 (A) | Common Stock | 145 | USD 169.20 | USD 24,592 | SEC 申报 ↗ |
| 2026-10-01 | SLARK MARTIN P | 奖励／授予 (A) | Common Stock | 71 | USD 169.20 | USD 11,954 | SEC 申报 ↗ |
| 2026-10-01 | Petrino Richard | 奖励／授予 (A) | Common Stock | 6 | USD 169.20 | USD 1,047 | SEC 申报 ↗ |
| 2026-10-01 | Mehta Siddharth N | 奖励／授予 (A) | Common Stock | 31 | USD 169.20 | USD 5,215 | SEC 申报 ↗ |
| 2026-10-01 | Klevorn Marcy S | 奖励／授予 (A) | Common Stock | 65 | USD 169.20 | USD 11,062 | SEC 申报 ↗ |
| 2026-10-01 | Harrison Dean M | 奖励／授予 (A) | Common Stock | 152 | USD 169.20 | USD 25,646 | SEC 申报 ↗ |
| 2026-10-01 | Dhandapani Chandra | 奖励／授予 (A) | Common Stock | 31 | USD 169.20 | USD 5,210 | SEC 申报 ↗ |
| 2026-10-01 | CROWN SUSAN | 奖励／授予 (A) | Common Stock Units | 87 | USD 169.20 | USD 14,700 | SEC 申报 ↗ |
| 2026-09-30 | Thompson Donald | 奖励／授予 (A) | Common Stock | 221 | USD 169.36 | USD 37,500 | SEC 申报 ↗ |
| 2026-09-30 | Harrison Dean M | 奖励／授予 (A) | Common Stock | 266 | USD 169.36 | USD 45,001 | SEC 申报 ↗ |
| 2026-09-30 | Dhandapani Chandra | 奖励／授予 (A) | Common Stock | 207 | USD 169.36 | USD 35,000 | SEC 申报 ↗ |
| 2026-09-01 | Hunstad Michael | 代扣税 (F) | Common Stock | 622 | USD 183.86 | USD 114,361 | SEC 申报 ↗ |
| 2026-08-24 | South Thomas A | 卖出 (S) | Common Stock | 1,800 | USD 184.90 | USD 332,820 | SEC 申报 ↗ |
| 2026-07-31 | SMITH DAVID BYRON JR | 赠与 (G) | Common Stock | 1,120 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-07-29 | Moritz Robert Edward Jr. | 买入 (P) | Common Stock | 255 | USD 179.57 | USD 45,790 | SEC 申报 ↗ |
| 2026-07-01 | Tribbett Charles A | 奖励／授予 (A) | Common Stock | 70 | USD 175.60 | USD 12,274 | SEC 申报 ↗ |
| 2026-07-01 | Thompson Donald | 奖励／授予 (A) | Common Stock | 126 | USD 175.60 | USD 22,082 | SEC 申报 ↗ |
| 2026-07-01 | SLARK MARTIN P | 奖励／授予 (A) | Common Stock | 62 | USD 175.60 | USD 10,817 | SEC 申报 ↗ |
| 2026-07-01 | Petrino Richard | 奖励／授予 (A) | Common Stock | 5 | USD 175.60 | USD 946 | SEC 申报 ↗ |
| 2026-07-01 | Mehta Siddharth N | 奖励／授予 (A) | Common Stock | 27 | USD 175.60 | USD 4,720 | SEC 申报 ↗ |
| 2026-07-01 | Klevorn Marcy S | 奖励／授予 (A) | Common Stock | 57 | USD 175.60 | USD 10,011 | SEC 申报 ↗ |
| 2026-07-01 | Harrison Dean M | 奖励／授予 (A) | Common Stock | 131 | USD 175.60 | USD 22,997 | SEC 申报 ↗ |
| 2026-07-01 | Dhandapani Chandra | 奖励／授予 (A) | Common Stock | 26 | USD 175.60 | USD 4,555 | SEC 申报 ↗ |
| 2026-07-01 | CROWN SUSAN | 奖励／授予 (A) | Common Stock Units | 76 | USD 175.60 | USD 13,302 | SEC 申报 ↗ |
| 2026-06-30 | Thompson Donald | 奖励／授予 (A) | Common Stock | 216 | USD 173.84 | USD 37,501 | SEC 申报 ↗ |
| 2026-06-30 | Harrison Dean M | 奖励／授予 (A) | Common Stock | 259 | USD 173.84 | USD 45,000 | SEC 申报 ↗ |
| 2026-06-30 | Dhandapani Chandra | 奖励／授予 (A) | Common Stock | 201 | USD 173.84 | USD 34,999 | SEC 申报 ↗ |
| 2026-06-03 | Hallinan Aengus | 卖出 (S) | Common Stock | 3,668 | USD 167.36 | USD 613,880 | SEC 申报 ↗ |
| 2026-06-01 | Hallinan Aengus | 代扣税 (F) | Common Stock | 2,707 | USD 166.82 | USD 451,582 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | NTRS |
| CIK | 0000073124 |
| 行业 | Financial Services |
| 细分行业 | Asset Management Yahoo Finance |
| SEC SIC | 6022 State Commercial Banks |
| 交易所 | Nasdaq |
数据覆盖
| 本地 Form 4 历史 | 1,107 transaction lines from 2020-01-01 to 2026-10-01 33 P purchase lines · 112 S sale lines · 962 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.