美国 · SEC FORM 4
Nu Holdings Ltd.
NU · NYSE · CIK 0001691493 · Financial Services · Banks—Regional
内部人信号
当前没有活跃买入信号
0 qualifying P purchase groups
当前 180 天评分窗口
28 同一窗口内观察到的 Form 4 交易行
6 sales · 22 期权、代扣税、授予、赠与或其他交易行
最近一次合资格买入No qualifying purchase is present in the local Form 4 history.
为什么没有活跃信号？
买入活动无
近期买入无
近期卖出中等
买入信号状态未激活
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
Cluster未计算
买入规模未计算
角色未计算
近期性未计算
确信度未计算
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
AprMayJunJulAugSepOct
Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth Off.
○○▼▼▼▼
Sands Anita MDirector
▼○○
Fragelli Henrique Camossa SaldanhaChief Risk Officer
○○▼
Velez Osorno DavidChairman and CEO
○○○
PIACENTINI DIEGODirector
○○
Moreno Mejia Luis AlbertoDirector
○○
● 买入▼ 卖出○ 其他
Showing the six most active owners; 8 additional owner(s) remain in Form 4 申报证据.
买方广度、集中度与聚集买入
合资格买入进入 180 天研究窗口后，这些模块才会启用。
信号历史
暂无已记录的活跃信号快照
Scores are archived only when the company qualifies for a published US buy-signal snapshot.—
近期 Form 4 活动
0买入
8卖出
24其他 Form 4 交易行
29SEC 申报 · 365天
买入0 qualifying P line(s) · 180 days
卖出6 sale line(s) · 仅供背景
其他22 exercise / withholding / award / gift / other lines
10b5-1／计划交易Not assessed
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 134,581,655
- 上期报告
- 131,670,678
- 日均成交量
- 79,707,973
- 回补天数
- 1.7
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
本地 Form 4 历史中没有合资格的代码 P 股票买入。
Form 4 申报证据
32 transaction lines in the latest 365-day window; 32 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-15 | Velez Osorno David | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 13,577,733 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-10-05 | Junqueira Cristina Helena Zingaretti | 卖出 (S) | Class A ordinary shares ("Class A Shares") | 25,000 | USD 15.01 | USD 375,362 | SEC 申报 ↗ |
| 2026-09-28 | Wilson Sarah K. | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 1,430,908 | USD 0.00 | USD 0 | SEC 申报 ↗ |
展开近期 Form 4 证据 (30 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-15 | Velez Osorno David | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 13,577,733 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-10-05 | Junqueira Cristina Helena Zingaretti | 卖出 (S) | Class A ordinary shares ("Class A Shares") | 25,000 | USD 15.01 | USD 375,362 | SEC 申报 ↗ |
| 2026-09-28 | Wilson Sarah K. | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 1,430,908 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-25 | Junqueira Cristina Helena Zingaretti | 卖出 (S) | Class A Shares | 65,000 | USD 14.71 | USD 956,150 | SEC 申报 ↗ |
| 2026-08-24 | Sands Anita M | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 1,356 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-24 | PIACENTINI DIEGO | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 1,356 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-24 | Moreno Mejia Luis Alberto | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 1,017 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-24 | LEONE DOUGLAS M | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 1,356 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-24 | Junqueira Cristina Helena Zingaretti | 卖出 (S) | Class A ordinary shares ("Class A Shares") | 25,000 | USD 15.00 | USD 375,000 | SEC 申报 ↗ |
| 2026-08-14 | Junqueira Cristina Helena Zingaretti | 卖出 (S) | Class A ordinary shares ("Class A Shares") | 50,000 | USD 15.80 | USD 790,000 | SEC 申报 ↗ |
| 2026-08-14 | Fragelli Henrique Camossa Saldanha | 卖出 (S) | Class A ordinary shares ("Class A Shares") | 221,707 | USD 15.81 | USD 3,505,188 | SEC 申报 ↗ |
| 2026-08-07 | Sands Anita M | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 30,709 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-07 | Reses Jacqueline D | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 27,096 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-07 | Pham Thuan | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 23,483 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-07 | PIACENTINI DIEGO | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 23,483 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-07 | Moreno Mejia Luis Alberto | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 25,290 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-07 | Marcus David | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 25,290 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-07 | LEONE DOUGLAS M | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 25,290 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-07 | Calderon Peres Rogerio Paulo | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 23,483 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-07-23 | Velez Osorno David | 代扣税 (F) | Class A ordinary shares ("Class A Shares") | 45,690 | USD 13.39 | USD 611,789 | SEC 申报 ↗ |
| 2026-07-23 | Junqueira Cristina Helena Zingaretti | 代扣税 (F) | Class A ordinary shares ("Class A Shares") | 8,048 | USD 13.39 | USD 107,763 | SEC 申报 ↗ |
| 2026-07-23 | Fragelli Henrique Camossa Saldanha | 代扣税 (F) | Class A ordinary shares ("Class A Shares") | 13,496 | USD 13.39 | USD 180,711 | SEC 申报 ↗ |
| 2026-07-13 | Livingston Robert Philip | 奖励／授予 (A) | Class A ordinary shares ("Class A Shares") | 2,194,587 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-15 | Sands Anita M | 卖出 (S) | Class A ordinary shares ("Class A Shares") | 21,000 | USD 12.24 | USD 257,040 | SEC 申报 ↗ |
| 2026-04-23 | Velez Osorno David | 代扣税 (F) | Class A ordinary shares ("Class A Shares") | 45,690 | USD 14.44 | USD 659,764 | SEC 申报 ↗ |
| 2026-04-23 | Lago Guilherme Marques | 代扣税 (F) | Class A ordinary shares ("Class A Shares") | 24,348 | USD 14.44 | USD 351,585 | SEC 申报 ↗ |
| 2026-04-23 | Junqueira Cristina Helena Zingaretti | 代扣税 (F) | Class A ordinary shares ("Class A Shares") | 8,264 | USD 14.44 | USD 119,332 | SEC 申报 ↗ |
| 2026-04-23 | Fragelli Henrique Camossa Saldanha | 代扣税 (F) | Class A ordinary shares ("Class A Shares") | 11,991 | USD 14.44 | USD 173,150 | SEC 申报 ↗ |
| 2026-04-08 | Fragelli Henrique Camossa Saldanha | 期权行权／转换 (M) | Class A ordinary shares ("Class A Shares") | 1,767,000 | USD 0.29 | USD 512,430 | SEC 申报 ↗ |
| 2026-04-08 | Fragelli Henrique Camossa Saldanha | 期权行权／转换 (M) | Class A Shares | 594,450 | USD 0.43 | USD 255,614 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | NU |
| CIK | 0001691493 |
| 行业 | Financial Services |
| 细分行业 | Banks—Regional Yahoo Finance |
| SEC SIC | 6199 Finance Services |
| 交易所 | NYSE |
数据覆盖
| 本地 Form 4 历史 | 32 transaction lines from 2026-03-23 to 2026-10-15 0 P purchase lines · 8 S sale lines · 24 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.