美国 · SEC FORM 4
PennantPark Floating Rate Capital Ltd.
PFLT · NYSE · CIK 0001504619 · Closed-End Funds · Asset Management
内部人信号
1 qualifying P purchase group
当前 180 天评分窗口
1 同一窗口内观察到的 Form 4 交易行
0 sales · 0 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
买方广度与集中度
Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
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信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2026-05-12 · Briones Jose A.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 3,704,175
- 上期报告
- 3,941,058
- 日均成交量
- 693,892
- 回补天数
- 5.3
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-05-12 | Briones Jose A | 买入 (P) | Common Stock | 5,770 | USD 8.67 | USD 50,026 | SEC 申报 ↗ |
| 2026-03-11 | Allorto Richard T JR | 买入 (P) | Common Stock | 15,000 | USD 8.15 | USD 122,250 | SEC 申报 ↗ |
| 2026-02-19 | Briones Jose A | 买入 (P) | Common Stock | 5,895 | USD 8.48 | USD 49,990 | SEC 申报 ↗ |
| 2025-12-01 | Briones Jose A | 买入 (P) | Common Stock | 5,500 | USD 9.10 | USD 50,050 | SEC 申报 ↗ |
| 2025-05-21 | Briones Jose A | 买入 (P) | Common Stock | 1,480 | USD 10.13 | USD 14,992 | SEC 申报 ↗ |
| 2025-05-14 | Briones Jose A | 买入 (P) | Common Stock | 9,840 | USD 10.16 | USD 99,974 | SEC 申报 ↗ |
| 2024-06-05 | Briones Jose A | 买入 (P) | Common Stock | 1,745 | USD 11.40 | USD 19,893 | SEC 申报 ↗ |
| 2024-05-30 | Allorto Richard T JR | 买入 (P) | Common Stock | 10,000 | USD 11.30 | USD 113,000 | SEC 申报 ↗ |
| 2024-05-28 | Briones Jose A | 买入 (P) | Common Stock | 885 | USD 11.33 | USD 10,027 | SEC 申报 ↗ |
| 2024-05-13 | Briones Jose A | 买入 (P) | Common Stock | 1,740 | USD 11.48 | USD 19,975 | SEC 申报 ↗ |
| 2020-06-10 | KATZ SAMUEL L | 买入 (P) | Common Stock | 15,000 | USD 8.83 | USD 132,450 | SEC 申报 ↗ |
| 2020-03-31 | Bernstein Adam K | 买入 (P) | Common Stock | 4,000 | USD 4.94 | USD 19,760 | SEC 申报 ↗ |
| 2020-03-23 | Efrat Aviv | 买入 (P) | Common Stock | 18,050 | USD 3.90 | USD 70,395 | SEC 申报 ↗ |
| 2020-03-20 | Efrat Aviv | 买入 (P) | Common Stock | 28,800 | USD 4.36 | USD 125,568 | SEC 申报 ↗ |
| 2020-03-20 | PENN ARTHUR H | 买入 (P) | Common | 22,000 | USD 4.32 | USD 95,040 | SEC 申报 ↗ |
Form 4 申报证据
4 transaction lines in the latest 365-day window; 28 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-05-12 | Briones Jose A | 买入 (P) | Common Stock | 5,770 | USD 8.67 | USD 50,026 | SEC 申报 ↗ |
| 2026-03-11 | Allorto Richard T JR | 买入 (P) | Common Stock | 15,000 | USD 8.15 | USD 122,250 | SEC 申报 ↗ |
| 2026-02-19 | Briones Jose A | 买入 (P) | Common Stock | 5,895 | USD 8.48 | USD 49,990 | SEC 申报 ↗ |
展开近期 Form 4 证据 (4 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-05-12 | Briones Jose A | 买入 (P) | Common Stock | 5,770 | USD 8.67 | USD 50,026 | SEC 申报 ↗ |
| 2026-03-11 | Allorto Richard T JR | 买入 (P) | Common Stock | 15,000 | USD 8.15 | USD 122,250 | SEC 申报 ↗ |
| 2026-02-19 | Briones Jose A | 买入 (P) | Common Stock | 5,895 | USD 8.48 | USD 49,990 | SEC 申报 ↗ |
| 2025-12-01 | Briones Jose A | 买入 (P) | Common Stock | 5,500 | USD 9.10 | USD 50,050 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-19 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | PFLT |
| CIK | 0001504619 |
| 行业 | Closed-End Funds |
| 细分行业 | Asset Management Yahoo Finance |
| SEC SIC | Investment company (SEC forms N-2, N-2/A, N-54A) |
| 交易所 | NYSE |
数据覆盖
| 本地 Form 4 历史 | 28 transaction lines from 2020-02-26 to 2026-05-12 20 P purchase lines · 6 S sale lines · 2 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-19. Mapping status is an audit field and does not erase SEC filing evidence.