美国 · SEC FORM 4
PROSPECT CAPITAL CORP
PSEC · Nasdaq; NYSE · CIK 0001287032 · Financial Services · Asset Management
内部人信号
1 位买方 · 11 条买入交易行 · $9.4M 买入总额
为什么有这个信号？
评分构成
每条进度条表示其对当前分数的贡献；权重和公式保持不变。
哪些因素限制了当前分数？
- ⚠ Cluster breadth is moderate · 1 insider(s), not 4+
- ⚠ 角色得分低 · 买入者中职位最高的是：CHIEF EXECUTIVE OFFICER（CEO、董事长和持股 10% 以上的股东得分最低）
Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.
US-v1.2 按当前 180 天规则给合资格的股票买入打分。分数只表示研究的先后，不是收益预测或概率。回测没有显示美国分数越高、之后的表现越好。
买方广度与集中度
Roles in the peak window: CHIEF EXECUTIVE OFFICER. Concentration uses priced qualifying P lines only and does not change the saved score.
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
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信号历史
最新留档分数
- 57.7
- 57.5
- 57.4
Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 18,060,478
- 上期报告
- 20,537,044
- 日均成交量
- 5,554,415
- 回补天数
- 3.2
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-04 | Barry John F | 买入 (P) | COMMON STOCK | 1,217,105 | USD 2.24 | USD 2,726,315 | SEC 申报 ↗ |
| 2026-06-23 | Barry John F | 买入 (P) | COMMON STOCK | 1,067,648 | USD 2.27 | USD 2,423,561 | SEC 申报 ↗ |
| 2026-06-22 | Barry John F | 买入 (P) | COMMON STOCK | 1,000,000 | USD 2.25 | USD 2,250,000 | SEC 申报 ↗ |
| 2026-05-26 | Barry John F | 买入 (P) | COMMON STOCK | 433,000 | USD 2.32 | USD 1,004,590 | SEC 申报 ↗ |
| 2026-05-22 | Barry John F | 买入 (P) | COMMON STOCK | 232,000 | USD 2.32 | USD 538,280 | SEC 申报 ↗ |
| 2026-05-21 | Barry John F | 买入 (P) | COMMON STOCK | 200,000 | USD 2.26 | USD 452,000 | SEC 申报 ↗ |
| 2026-02-11 | Eliasek M Grier | 买入 (P) | COMMON STOCK | 942,800 | USD 2.92 | USD 2,752,976 | SEC 申报 ↗ |
| 2025-09-25 | Eliasek M Grier | 买入 (P) | COMMON STOCK | 370,000 | USD 2.71 | USD 1,002,700 | SEC 申报 ↗ |
| 2025-09-25 | Barry John F | 买入 (P) | COMMON STOCK | 925,000 | USD 2.72 | USD 2,516,000 | SEC 申报 ↗ |
| 2025-09-24 | Barry John F | 买入 (P) | COMMON STOCK | 741,158 | USD 2.62 | USD 1,941,834 | SEC 申报 ↗ |
| 2025-09-23 | Barry John F | 买入 (P) | COMMON STOCK | 384,000 | USD 2.66 | USD 1,021,440 | SEC 申报 ↗ |
| 2025-09-22 | Barry John F | 买入 (P) | COMMON STOCK | 374,500 | USD 2.66 | USD 996,170 | SEC 申报 ↗ |
| 2025-09-17 | Stark Eugene S | 买入 (P) | COMMON STOCK | 2,500 | USD 2.79 | USD 6,975 | SEC 申报 ↗ |
| 2025-06-23 | Barry John F | 买入 (P) | COMMON STOCK | 319,000 | USD 3.16 | USD 1,008,040 | SEC 申报 ↗ |
| 2025-06-20 | Barry John F | 买入 (P) | COMMON STOCK | 623,300 | USD 3.19 | USD 1,988,327 | SEC 申报 ↗ |
Form 4 申报证据
12 transaction lines in the latest 365-day window; 173 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-04 | Barry John F | 买入 (P) | COMMON STOCK | 1,217,105 | USD 2.24 | USD 2,726,315 | SEC 申报 ↗ |
| 2026-06-23 | Barry John F | 买入 (P) | COMMON STOCK | 1,067,648 | USD 2.27 | USD 2,423,561 | SEC 申报 ↗ |
| 2026-06-22 | Barry John F | 买入 (P) | COMMON STOCK | 1,000,000 | USD 2.25 | USD 2,250,000 | SEC 申报 ↗ |
展开近期 Form 4 证据 (7 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-04 | Barry John F | 买入 (P) | COMMON STOCK | 1,217,105 | USD 2.24 | USD 2,726,315 | SEC 申报 ↗ |
| 2026-06-23 | Barry John F | 买入 (P) | COMMON STOCK | 1,067,648 | USD 2.27 | USD 2,423,561 | SEC 申报 ↗ |
| 2026-06-22 | Barry John F | 买入 (P) | COMMON STOCK | 1,000,000 | USD 2.25 | USD 2,250,000 | SEC 申报 ↗ |
| 2026-05-26 | Barry John F | 买入 (P) | COMMON STOCK | 433,000 | USD 2.32 | USD 1,004,590 | SEC 申报 ↗ |
| 2026-05-22 | Barry John F | 买入 (P) | COMMON STOCK | 232,000 | USD 2.32 | USD 538,280 | SEC 申报 ↗ |
| 2026-05-21 | Barry John F | 买入 (P) | COMMON STOCK | 200,000 | USD 2.26 | USD 452,000 | SEC 申报 ↗ |
| 2026-02-11 | Eliasek M Grier | 买入 (P) | COMMON STOCK | 942,800 | USD 2.92 | USD 2,752,976 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-19 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | PSEC |
| CIK | 0001287032 |
| 行业 | Financial Services |
| 细分行业 | Asset Management Yahoo Finance |
| SEC SIC | No usable SIC on the SEC record; sector from Yahoo Finance |
| 交易所 | Nasdaq; NYSE |
数据覆盖
| 本地 Form 4 历史 | 173 transaction lines from 2020-02-12 to 2026-09-04 170 P purchase lines · 0 S sale lines · 3 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-19. Mapping status is an audit field and does not erase SEC filing evidence.