美国 · SEC FORM 4
RIVERNORTH OPPORTUNITIES FUND, INC.
RIV · NYSE · CIK 0001501072 · Closed-End Funds · Asset Management
内部人信号
0 qualifying P purchase groups
当前 180 天评分窗口
4 同一窗口内观察到的 Form 4 交易行
0 sales · 4 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
—
买方广度、集中度与聚集买入
合资格买入进入 180 天研究窗口后，这些模块才会启用。
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2023-10-27 · Raio Jerry.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 62,849
- 上期报告
- 1,011,647
- 日均成交量
- 95,851
- 回补天数
- ≤ 1.0
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2023-10-27 | Raio Jerry | 买入 (P) | Common Shares of Beneficial Interest | 2,500 | USD 9.74 | USD 24,350 | SEC 申报 ↗ |
| 2023-04-10 | Raio Jerry | 买入 (P) | Common Shares of Beneficial Interest | 1,500 | USD 11.55 | USD 17,325 | SEC 申报 ↗ |
| 2022-11-15 | Galley Patrick W. | 买入 (P) | Common Shares of Beneficial Interest | 41,899 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2022-11-08 | HUTCHENS JOHN WAYNE | 买入 (P) | Common Shares of Beneficial Interest | 2,773 | USD 11.93 | USD 33,082 | SEC 申报 ↗ |
| 2022-01-24 | O'Neill Stephen Andrew | 买入 (P) | Common Shares of Beneficial Interest | 5,000 | USD 14.95 | USD 74,728 | SEC 申报 ↗ |
| 2021-11-16 | HUTCHENS JOHN WAYNE | 买入 (P) | Common Shares of Beneficial Interest | 1,664 | USD 16.81 | USD 27,972 | SEC 申报 ↗ |
| 2021-11-15 | O'Neill Stephen Andrew | 买入 (P) | Common Shares of Beneficial Interest | 16,557 | USD 16.81 | USD 278,323 | SEC 申报 ↗ |
| 2021-11-15 | O'Neill Stephen Andrew | 买入 (P) | Common Shares of Beneficial Interest | 16,557 | USD 16.81 | USD 278,323 | SEC 申报 ↗ |
| 2021-11-15 | Swanson David | 买入 (P) | Common Shares of Beneficial Interest | 344 | USD 16.81 | USD 5,783 | SEC 申报 ↗ |
| 2020-11-09 | Swanson David | 买入 (P) | Common Shares of Beneficial Interest | 258 | USD 14.08 | USD 3,633 | SEC 申报 ↗ |
| 2020-03-23 | O'Neill Stephen Andrew | 买入 (P) | Common Stock | 2,500 | USD 9.38 | USD 23,455 | SEC 申报 ↗ |
| 2020-03-12 | Galley Patrick W. | 买入 (P) | Common Stock | 2,876 | USD 12.46 | USD 35,836 | SEC 申报 ↗ |
Form 4 申报证据
4 transaction lines in the latest 365-day window; 63 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-24 | Swanson David | J (J) | Common Shares of Beneficial Interest | 459 | USD 10.49 | USD 4,815 | SEC 申报 ↗ |
| 2026-09-24 | RiverNorth Strategic Holdings, LLC | J (J) | Common Stock | 2,272,728 | USD 10.49 | USD 23,840,917 | SEC 申报 ↗ |
| 2026-09-24 | O'Neill Stephen Andrew | J (J) | Common Shares of Beneficial Interest | 10,000 | USD 10.49 | USD 104,900 | SEC 申报 ↗ |
展开近期 Form 4 证据 (4 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-24 | Swanson David | J (J) | Common Shares of Beneficial Interest | 459 | USD 10.49 | USD 4,815 | SEC 申报 ↗ |
| 2026-09-24 | RiverNorth Strategic Holdings, LLC | J (J) | Common Stock | 2,272,728 | USD 10.49 | USD 23,840,917 | SEC 申报 ↗ |
| 2026-09-24 | O'Neill Stephen Andrew | J (J) | Common Shares of Beneficial Interest | 10,000 | USD 10.49 | USD 104,900 | SEC 申报 ↗ |
| 2026-09-24 | Galley Patrick W. | J (J) | Common Shares of Beneficial Interest | 219,708 | USD 10.49 | USD 2,304,737 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | RIV |
| CIK | 0001501072 |
| 行业 | Closed-End Funds |
| 细分行业 | Asset Management Yahoo Finance |
| SEC SIC | Investment company (SEC forms N-2, N-2/A, N-CEN) |
| 交易所 | NYSE |
数据覆盖
| 本地 Form 4 历史 | 63 transaction lines from 2020-03-12 to 2026-09-24 19 P purchase lines · 22 S sale lines · 22 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.