美国 · SEC FORM 4
SCHWAB CHARLES CORP
SCHW · NYSE · CIK 0000316709 · Financial Services · Capital Markets
内部人信号
1 qualifying P purchase group
当前 180 天评分窗口
93 同一窗口内观察到的 Form 4 交易行
50 sales · 42 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号?
评分构成
活跃窗口内没有合资格买入,因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数?
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示,不会形成负分。
卖出和其他 Form 4 活动会单独显示,不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型;卖出仅作为背景。
Showing the six most active owners; 5 additional owner(s) remain in Form 4 申报证据.
买方广度与集中度
Roles in the peak window: President & CEO. Concentration uses priced qualifying P lines only and does not change the saved score.
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2026-05-28 · Wurster Richard A.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据,不影响内部人信号。
- 空头股数
- 19,150,407
- 上期报告
- 19,307,433
- 日均成交量
- 9,940,366
- 回补天数
- 1.9
FINRA 结算日:2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数,每月两个结算日之后约一周公布;不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-05-28 | Wurster Richard A | 买入 (P) | Common Stock | 21,959 | USD 84.23 | USD 1,849,607 | SEC 申报 ↗ |
| 2024-07-17 | Wurster Richard A | 买入 (P) | Common Stock | 10,000 | USD 62.05 | USD 620,500 | SEC 申报 ↗ |
| 2024-07-17 | Bettinger Walter W | 买入 (P) | Common Stock | 25,000 | USD 66.26 | USD 1,656,500 | SEC 申报 ↗ |
| 2023-08-17 | Ruffel Charles A. | 买入 (P) | Common Stock | 833 | USD 60.55 | USD 50,438 | SEC 申报 ↗ |
| 2023-03-28 | Brown Marianne Catherine | 买入 (P) | Common Stock | 5,000 | USD 53.47 | USD 267,350 | SEC 申报 ↗ |
| 2023-03-17 | MARTIN-FLICKINGER GERRI | 买入 (P) | Common Stock | 3,700 | USD 54.16 | USD 200,392 | SEC 申报 ↗ |
| 2023-03-17 | Clark Bernard J. | 买入 (P) | Common Stock | 5,000 | USD 54.83 | USD 274,150 | SEC 申报 ↗ |
| 2023-03-17 | Wurster Richard A | 买入 (P) | Common Stock | 2,000 | USD 54.39 | USD 108,780 | SEC 申报 ↗ |
| 2023-03-16 | Goldfarb Mark A | 买入 (P) | Common Stock | 4,000 | USD 58.37 | USD 233,480 | SEC 申报 ↗ |
| 2023-03-15 | Ellis Stephen A | 买入 (P) | Common Stock | 34,387 | USD 58.26 | USD 2,003,387 | SEC 申报 ↗ |
| 2023-03-14 | Wurster Richard A | 买入 (P) | Common Stock | 5,000 | USD 57.28 | USD 286,400 | SEC 申报 ↗ |
| 2023-03-14 | Wurster Richard A | 买入 (P) | Common Stock | 5,000 | USD 57.28 | USD 286,400 | SEC 申报 ↗ |
| 2023-03-14 | Ricketts Todd M | 买入 (P) | Common Stock | 10,000 | USD 56.79 | USD 567,900 | SEC 申报 ↗ |
| 2023-03-14 | Ellis Stephen A | 买入 (P) | Common Stock | 6,757 | USD 56.08 | USD 378,933 | SEC 申报 ↗ |
| 2023-03-14 | Crawford Peter B. | 买入 (P) | Common Stock | 5,000 | USD 57.96 | USD 289,800 | SEC 申报 ↗ |
Form 4 申报证据
184 transaction lines in the latest 365-day window; 1,112 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Hathi Neesha | 卖出 (S) | Common Stock | 5,000 | USD 97.80 | USD 489,007 | SEC 申报 ↗ |
| 2026-10-01 | Hathi Neesha | 期权行权/转换 (M) | Common Stock | 5,000 | USD 41.98 | USD 209,900 | SEC 申报 ↗ |
| 2026-09-23 | Ellis Stephen A | 期权行权/转换 (M) | Common Stock | 1,918 | USD 31.48 | USD 60,379 | SEC 申报 ↗ |
展开近期 Form 4 证据 (30 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Hathi Neesha | 卖出 (S) | Common Stock | 5,000 | USD 97.80 | USD 489,007 | SEC 申报 ↗ |
| 2026-10-01 | Hathi Neesha | 期权行权/转换 (M) | Common Stock | 5,000 | USD 41.98 | USD 209,900 | SEC 申报 ↗ |
| 2026-09-23 | Ellis Stephen A | 期权行权/转换 (M) | Common Stock | 1,918 | USD 31.48 | USD 60,379 | SEC 申报 ↗ |
| 2026-09-01 | Hathi Neesha | 卖出 (S) | Common Stock | 3,177 | USD 109.04 | USD 346,420 | SEC 申报 ↗ |
| 2026-09-01 | Hathi Neesha | 期权行权/转换 (M) | Common Stock | 3,177 | USD 52.05 | USD 165,363 | SEC 申报 ↗ |
| 2026-08-28 | Hathi Neesha | 卖出 (S) | Common Stock | 3,177 | USD 108.12 | USD 343,497 | SEC 申报 ↗ |
| 2026-08-28 | Hathi Neesha | 期权行权/转换 (M) | Common Stock | 3,177 | USD 52.05 | USD 165,363 | SEC 申报 ↗ |
| 2026-08-28 | Bettinger Walter W | 卖出 (S) | Common Stock | 74,388 | USD 110.91 | USD 8,250,373 | SEC 申报 ↗ |
| 2026-08-28 | Bettinger Walter W | 期权行权/转换 (M) | Common Stock | 74,388 | USD 46.81 | USD 3,482,102 | SEC 申报 ↗ |
| 2026-08-27 | Schwab Charles R. | 赠与 (G) | Common Stock | 9,300 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-26 | Schwab-Pomerantz Carolyn | 卖出 (S) | Common Stock | 9,175 | USD 109.25 | USD 1,002,369 | SEC 申报 ↗ |
| 2026-08-24 | Schwab Charles R. | 卖出 (S) | Common Stock | 117,000 | USD 113.20 | USD 13,244,400 | SEC 申报 ↗ |
| 2026-08-24 | Bettinger Walter W | 卖出 (S) | Common Stock | 176,210 | USD 113.49 | USD 19,998,073 | SEC 申报 ↗ |
| 2026-08-24 | Bettinger Walter W | 期权行权/转换 (M) | Common Stock | 176,210 | USD 46.81 | USD 8,248,390 | SEC 申报 ↗ |
| 2026-08-18 | Schwab Charles R. | 赠与 (G) | Common Stock | 54,550 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-17 | Schwab Charles R. | 赠与 (G) | Common Stock | 45,500 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-17 | Beatty Jonathan S | 卖出 (S) | Common Stock | 1,000 | USD 111.33 | USD 111,330 | SEC 申报 ↗ |
| 2026-08-14 | Craig Jonathan M. | 卖出 (S) | Common Stock | 21,866 | USD 111.03 | USD 2,427,782 | SEC 申报 ↗ |
| 2026-08-14 | Craig Jonathan M. | 期权行权/转换 (M) | Common Stock | 21,866 | USD 46.81 | USD 1,023,547 | SEC 申报 ↗ |
| 2026-08-13 | Howard Dennis | 卖出 (S) | Common Stock | 2,198 | USD 110.00 | USD 241,780 | SEC 申报 ↗ |
| 2026-08-12 | Schwab Charles R. | 卖出 (S) | Common Stock | 46,410 | USD 108.18 | USD 5,020,634 | SEC 申报 ↗ |
| 2026-08-11 | Schwab Charles R. | 卖出 (S) | Common Stock | 46,445 | USD 107.78 | USD 5,005,842 | SEC 申报 ↗ |
| 2026-08-10 | Murtagh Nigel J | 卖出 (S) | Common Stock | 24,778 | USD 109.01 | USD 2,701,050 | SEC 申报 ↗ |
| 2026-08-10 | Murtagh Nigel J | 期权行权/转换 (M) | Common Stock | 24,778 | USD 46.81 | USD 1,159,858 | SEC 申报 ↗ |
| 2026-08-07 | SNEED PAULA A | 卖出 (S) | Common Stock | 5,263 | USD 107.15 | USD 563,930 | SEC 申报 ↗ |
| 2026-08-06 | Schwab Charles R. | 赠与 (G) | Common Stock | 37,200 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-06 | Murtagh Nigel J | 卖出 (S) | Common Stock | 1,897 | USD 109.00 | USD 206,773 | SEC 申报 ↗ |
| 2026-08-06 | Murtagh Nigel J | 期权行权/转换 (M) | Common Stock | 1,897 | USD 46.81 | USD 88,799 | SEC 申报 ↗ |
| 2026-08-05 | Schwab-Pomerantz Carolyn | 卖出 (S) | Common Stock | 18,561 | USD 107.70 | USD 1,999,020 | SEC 申报 ↗ |
| 2026-08-05 | Craig Jonathan M. | 卖出 (S) | Common Stock | 21,750 | USD 107.02 | USD 2,327,685 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | SCHW |
| CIK | 0000316709 |
| 行业 | Financial Services |
| 细分行业 | Capital Markets Yahoo Finance |
| SEC SIC | 6211 Security Brokers, Dealers & Flotation Companies |
| 交易所 | NYSE |
数据覆盖
| 本地 Form 4 历史 | 1,112 transaction lines from 2020-01-02 to 2026-10-01 26 P purchase lines · 504 S sale lines · 582 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.