Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

AMERIPRISE FINANCIAL INC

AMP · NYSE · CIK 0000820027 · Financial Services · Asset Management

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

38 Form 4 transaction lines observed in the same window
13 sales · 25 option, withholding, award, gift or other lines

Last qualifying purchaseNo qualifying purchase is present in the local Form 4 history.

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesModerate
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Williams William JerrylPres, Wealth Mgmt Advisor Grp
○○○○▼○○▼
Brockman Dawn M.SVP AND CONTROLLER
○○▼
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.
○○▼
CRACCHIOLO JAMES MCHAIRMAN AND CEO
○○▼
Berman Walter StanleyEXECUTIVE VP AND CFO
○○▼
Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del
○○▼
● Purchase▼ Sale○ Other

Showing the six most active owners; 4 additional owner(s) remain in Form 4 evidence.

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot.—

Recent Form 4 activity

0Purchases
25Sales
80Other Form 4 lines
43SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING13 sale line(s) · context only
OTHER25 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
-11.0%
3M
-3.3%
6M
+13.1%
12M
—

Volatility & liquidity

Volatility
26.1%
Beta
1.13
Avg daily value
USD 272.1M

Valuation

Market cap
USD 43.4B
P/E
11.9×

Fundamentals

Profit margin
18.8%
ROE
54.4%
Industry
Asset Management

Market data

Price data up to: 2026-10-03 · Price source: OpenBB/yfinance · From SEC filings: Profit margin, ROE · Fiscal year ended: 2025-12-31 · From Yahoo Finance: Market cap, P/E · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
2,610,872
Previous report
2,730,471
Avg daily volume
792,705
Days to cover
3.3

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

No qualifying code P equity purchase is present in the local Form 4 history.

Form 4 evidence

105 transaction lines in the latest 365-day window; 684 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-08-10MELLOH HEATHER J.Option exercise / conversion (M)Common Stock722USD 197.87USD 142,862SEC filing ↗
2026-08-10MELLOH HEATHER J.Tax withholding (F)Common Stock469USD 559.62USD 262,462SEC filing ↗
2026-08-10Brockman Dawn M.Sale (S)Common Stock472USD 558.93USD 263,815SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-08-10MELLOH HEATHER J.Option exercise / conversion (M)Common Stock722USD 197.87USD 142,862SEC filing ↗
2026-08-10MELLOH HEATHER J.Tax withholding (F)Common Stock469USD 559.62USD 262,462SEC filing ↗
2026-08-10Brockman Dawn M.Sale (S)Common Stock472USD 558.93USD 263,815SEC filing ↗
2026-08-06McGraw Deirdre DaveySale (S)Common Stock2,400USD 558.28USD 1,339,872SEC filing ↗
2026-08-06McGraw Deirdre DaveyOption exercise / conversion (M)Common Stock3,000USD 220.46USD 661,370SEC filing ↗
2026-08-06McGraw Deirdre DaveyTax withholding (F)Common Stock2,191USD 558.08USD 1,222,753SEC filing ↗
2026-07-28CRACCHIOLO JAMES MSale (S)Common Stock18,020USD 545.43USD 9,828,587SEC filing ↗
2026-07-28CRACCHIOLO JAMES MOption exercise / conversion (M)Common Stock52,932USD 165.41USD 8,755,482SEC filing ↗
2026-07-28CRACCHIOLO JAMES MTax withholding (F)Common Stock34,912USD 545.83USD 19,056,017SEC filing ↗
2026-07-28Berman Walter StanleySale (S)Common Stock11,012USD 548.95USD 6,045,062SEC filing ↗
2026-07-28Berman Walter StanleyOption exercise / conversion (M)Common Stock34,111USD 187.49USD 6,395,567SEC filing ↗
2026-07-28Berman Walter StanleyTax withholding (F)Common Stock23,099USD 550.81USD 12,723,160SEC filing ↗
2026-07-28Williams William JerrylSale (S)Common Stock8,210USD 539.35USD 4,428,089SEC filing ↗
2026-07-28Williams William JerrylOption exercise / conversion (M)Common Stock10,948USD 165.41USD 1,810,909SEC filing ↗
2026-07-28Williams William JerrylTax withholding (F)Common Stock6,840USD 538.01USD 3,679,988SEC filing ↗
2026-07-27Williams William JerrylSale (S)Common Stock7,894USD 537.08USD 4,239,713SEC filing ↗
2026-07-27Williams William JerrylOption exercise / conversion (M)Common Stock3,634USD 126.89USD 461,118SEC filing ↗
2026-07-27Williams William JerrylTax withholding (F)Common Stock2,131USD 537.08USD 1,144,517SEC filing ↗
2026-07-09Williams William JerrylOption exercise / conversion (M)Common Stock54USD —USD —SEC filing ↗
2026-07-09Williams William JerrylTax withholding (F)Common Stock24USD 500.16USD 11,994SEC filing ↗
2026-07-09TRUSCOTT WILLIAM FOption exercise / conversion (M)Common Stock392USD —USD —SEC filing ↗
2026-07-09TRUSCOTT WILLIAM FTax withholding (F)Common Stock181USD 500.16USD 90,349SEC filing ↗
2026-07-09HUNTER PETRUZILLO KELLI A.Option exercise / conversion (M)Common Stock207USD —USD —SEC filing ↗
2026-07-09HUNTER PETRUZILLO KELLI A.Tax withholding (F)Common Stock98USD 500.16USD 49,111SEC filing ↗
2026-07-09Brockman Dawn M.Option exercise / conversion (M)Common Stock26USD —USD —SEC filing ↗
2026-07-09Brockman Dawn M.Tax withholding (F)Common Stock9USD 500.16USD 4,521SEC filing ↗
2026-05-14Smyth Gerard P.Sale (S)Common Stock6,255USD 472.52USD 2,955,613SEC filing ↗
2026-05-14Smyth Gerard P.Option exercise / conversion (M)Common Stock2,221USD 165.41USD 367,376SEC filing ↗
2026-05-14Smyth Gerard P.Tax withholding (F)Common Stock1,437USD 471.22USD 677,143SEC filing ↗
2026-05-08Sharpe Robert Francis JRSale (S)Common Stock1,200USD 465.83USD 558,996SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerAMP
CIK0000820027
SectorFinancial Services
IndustryAsset Management Yahoo Finance
SEC SIC6282 Investment Advice
ExchangeNYSE

Data coverage

Local Form 4 history684 transaction lines from 2020-01-26 to 2026-08-10
0 P purchase lines · 159 S sale lines · 525 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.