← United States · Coverage record
US · SEC FORM 4
Aqua Metals, Inc.
AQMS · Nasdaq · CIK 0001621832 · Industrials · Waste Management
INSIDER SIGNAL
0 qualifying P purchase groups
in the current 180-day scoring window
18 Form 4 transaction lines observed in the same window
0 sales · 18 option, withholding, award, gift or other lines
WHY NO ACTIVE SIGNAL?
Score anatomy
No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.
Why is there no score?
- No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
- Sales and other Form 4 activity remain visible as context and do not create a negative score.
Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.
Insider activity timeline
Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.
—
Purchase breadth, concentration & cluster buying
These modules activate when qualifying purchases enter the 180-day research window.
SIGNAL HISTORY
Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2024-05-14 · YI SUNG.
Recent Form 4 activity
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
Market context
Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.
Price performance
- 1M
- -31.9%
- 3M
- -25.3%
- 6M
- -50.6%
- 12M
- -68.0%
Volatility & liquidity
- Volatility
- 195.1%
- Beta
- 0.32
- Avg daily value
- USD 70,676
Valuation
- Market cap
- USD 7.2M
- P/E
- —
Fundamentals
- Profit margin
- 0.0%
- ROE
- -153.3%
- Industry
- Waste Management
Market data
Price data up to: 2026-10-07 · Price source: OpenBB/yfinance · From SEC filings: ROE · Fiscal year ended: 2025-12-31 · From Yahoo Finance: Market cap, Profit margin · Status: PASS
Short interest
Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.
- Shares short
- 191,245
- Previous report
- 174,073
- Avg daily volume
- 40,499
- Days to cover
- 4.7
FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.
Historical equity purchases
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2024-05-14 | Zhang Peifang | Purchase (P) | Common Stock | 62,500 | USD 0.39 | USD 24,375 | SEC filing ↗ |
| 2024-05-14 | YI SUNG | Purchase (P) | Common Stock | 75,000 | USD 0.39 | USD 29,250 | SEC filing ↗ |
| 2024-05-14 | Taecker Benjamin S. | Purchase (P) | Common Stock | 25,000 | USD 0.39 | USD 9,750 | SEC filing ↗ |
| 2024-05-14 | SMITH EDWARD J | Purchase (P) | Common Stock | 25,000 | USD 0.39 | USD 9,750 | SEC filing ↗ |
| 2024-05-14 | Merrill Judd | Purchase (P) | Common Stock | 37,500 | USD 0.39 | USD 14,625 | SEC filing ↗ |
| 2024-05-14 | McMurtry David | Purchase (P) | Common Stock | 25,000 | USD 0.39 | USD 9,750 | SEC filing ↗ |
| 2024-05-14 | DIVITO VINCENT L | Purchase (P) | Common Stock | 62,500 | USD 0.39 | USD 24,375 | SEC filing ↗ |
| 2024-05-14 | Cotton Stephen | Purchase (P) | Common Stock | 250,000 | USD 0.39 | USD 97,500 | SEC filing ↗ |
| 2023-11-17 | DIVITO VINCENT L | Purchase (P) | Common Stock | 5,000 | USD 0.89 | USD 4,450 | SEC filing ↗ |
| 2023-07-19 | Zhang Peifang | Purchase (P) | Common Stock | 72,900 | USD 1.10 | USD 80,190 | SEC filing ↗ |
| 2023-07-19 | SMITH EDWARD J | Purchase (P) | Common Stock | 90,500 | USD 1.10 | USD 99,550 | SEC filing ↗ |
| 2023-07-19 | DIVITO VINCENT L | Purchase (P) | Common Stock | 9,000 | USD 1.10 | USD 9,900 | SEC filing ↗ |
| 2022-12-29 | Zhang Peifang | Purchase (P) | Common Stock | 10,000 | USD 0.99 | USD 9,900 | SEC filing ↗ |
| 2022-12-28 | Kanen David | Purchase (P) | Common Stock | 34,180 | USD 0.75 | USD 25,635 | SEC filing ↗ |
| 2022-12-27 | Kanen David | Purchase (P) | Common Stock | 150,995 | USD 0.73 | USD 110,226 | SEC filing ↗ |
Form 4 evidence
34 transaction lines in the latest 365-day window; 200 in local history.
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-10-13 | West Eric | Tax withholding (F) | Common Stock | 863 | USD 1.92 | USD 1,657 | SEC filing ↗ |
| 2026-10-13 | West Eric | Award / grant (A) | Common Stock | 12,583 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-10-13 | Taecker Benjamin S. | Tax withholding (F) | Common Stock | 716 | USD 1.92 | USD 1,375 | SEC filing ↗ |
Show recent Form 4 evidence (30 grouped rows)
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-10-13 | West Eric | Tax withholding (F) | Common Stock | 863 | USD 1.92 | USD 1,657 | SEC filing ↗ |
| 2026-10-13 | West Eric | Award / grant (A) | Common Stock | 12,583 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-10-13 | Taecker Benjamin S. | Tax withholding (F) | Common Stock | 716 | USD 1.92 | USD 1,375 | SEC filing ↗ |
| 2026-10-13 | Taecker Benjamin S. | Award / grant (A) | Common Stock | 10,429 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-10-13 | Cotton Stephen | Tax withholding (F) | Common Stock | 2,352 | USD 1.92 | USD 4,516 | SEC filing ↗ |
| 2026-10-13 | Cotton Stephen | Award / grant (A) | Common Stock | 35,310 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-24 | West Eric | Award / grant (A) | Common Stock | 37,352 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-24 | Taecker Benjamin S. | Award / grant (A) | Common Stock | 30,958 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-24 | HENDERSON STEVEN K | Award / grant (A) | Common Stock | 10,427 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-24 | Gangloff Eric John | Award / grant (A) | Common Stock | 10,427 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-24 | DIVITO VINCENT L | Award / grant (A) | Common Stock | 15,641 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-24 | Cotton Stephen | Award / grant (A) | Common Stock | 104,818 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-19 | West Eric | Tax withholding (F) | Common Stock | 1,213 | USD 2.67 | USD 3,239 | SEC filing ↗ |
| 2026-08-19 | Taecker Benjamin S. | Tax withholding (F) | Common Stock | 1,005 | USD 2.67 | USD 2,683 | SEC filing ↗ |
| 2026-08-19 | Cotton Stephen | Tax withholding (F) | Common Stock | 3,305 | USD 2.67 | USD 8,824 | SEC filing ↗ |
| 2026-07-01 | Taecker Benjamin S. | Tax withholding (F) | Common Stock | 744 | USD 2.97 | USD 2,210 | SEC filing ↗ |
| 2026-07-01 | Cotton Stephen | Tax withholding (F) | Common Stock | 2,402 | USD 2.97 | USD 7,134 | SEC filing ↗ |
| 2026-05-19 | West Eric | Tax withholding (F) | Common Stock | 721 | USD 3.91 | USD 2,819 | SEC filing ↗ |
| 2026-04-13 | West Eric | Tax withholding (F) | Common Stock | 863 | USD 3.92 | USD 3,383 | SEC filing ↗ |
| 2026-04-13 | Taecker Benjamin S. | Tax withholding (F) | Common Stock | 715 | USD 3.92 | USD 2,803 | SEC filing ↗ |
| 2026-04-13 | Cotton Stephen | Tax withholding (F) | Common Stock | 2,352 | USD 3.92 | USD 9,220 | SEC filing ↗ |
| 2026-02-24 | West Eric | Tax withholding (F) | Common Stock | 1,214 | USD 4.76 | USD 5,779 | SEC filing ↗ |
| 2026-02-24 | Taecker Benjamin S. | Tax withholding (F) | Common Stock | 1,006 | USD 4.76 | USD 4,789 | SEC filing ↗ |
| 2026-02-24 | Cotton Stephen | Tax withholding (F) | Common Stock | 3,307 | USD 4.76 | USD 15,741 | SEC filing ↗ |
| 2026-02-13 | West Eric | Award / grant (A) | Common Stock | 28,390 | USD 4.72 | USD 134,001 | SEC filing ↗ |
| 2026-02-13 | Taecker Benjamin S. | Award / grant (A) | Common Stock | 23,306 | USD 4.72 | USD 110,004 | SEC filing ↗ |
| 2026-02-13 | Cotton Stephen | Award / grant (A) | Common Stock | 79,873 | USD 4.72 | USD 377,001 | SEC filing ↗ |
| 2026-01-07 | Taecker Benjamin S. | D (D) | Common Stock | 13 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-01-07 | Cotton Stephen | D (D) | Common Stock | 2,100 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-01-02 | Taecker Benjamin S. | Tax withholding (F) | Common Stock | 979 | USD 4.80 | USD 4,699 | SEC filing ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
Snapshot & identity
| Snapshot date | 2026-10-18 |
|---|---|
| Ranking version | US-v1.2 |
| Data quality | PASS ELIGIBLE · — |
| Ticker | AQMS |
| CIK | 0001621832 |
| Sector | Industrials |
| Industry | Waste Management Yahoo Finance |
| SEC SIC | 3341 Secondary Smelting & Refining of Nonferrous Metals |
| Exchange | Nasdaq |
Data coverage
| Local Form 4 history | 200 transaction lines from 2020-01-02 to 2026-10-13 35 P purchase lines · 25 S sale lines · 140 other lines |
|---|---|
| SEC company submissions | Open SEC filings ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.