← United States · Coverage record
US · SEC FORM 4
Ascent Solar Technologies, Inc.
ASTI · Nasdaq · CIK 0001350102 · Technology · Solar
INSIDER SIGNAL
0 qualifying P purchase groups
in the current 180-day scoring window
10 Form 4 transaction lines observed in the same window
5 sales · 5 option, withholding, award, gift or other lines
WHY NO ACTIVE SIGNAL?
Score anatomy
No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.
Why is there no score?
- No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
- Sales and other Form 4 activity remain visible as context and do not create a negative score.
Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.
Insider activity timeline
Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.
—
Purchase breadth, concentration & cluster buying
These modules activate when qualifying purchases enter the 180-day research window.
SIGNAL HISTORY
Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2024-07-02 · Peterson David Theodore JR.
Recent Form 4 activity
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
Market context
Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.
Price performance
- 1M
- -21.4%
- 3M
- -43.7%
- 6M
- -40.3%
- 12M
- -1.3%
Volatility & liquidity
- Volatility
- 171.8%
- Beta
- —
- Avg daily value
- USD 748,165
Valuation
- Market cap
- USD 22.0M
- P/E
- —
Fundamentals
- Profit margin
- —
- ROE
- -236.6%
- Industry
- Solar
Market data
Price data up to: 2026-10-08 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Market cap, ROE · Fiscal year ended: 2025-12-31 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-08-06 · Status: PASS
Short interest
Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.
- Shares short
- 844,961
- Previous report
- 901,250
- Avg daily volume
- 225,295
- Days to cover
- 3.8
FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.
Historical equity purchases
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2024-07-02 | Peterson David Theodore JR | Purchase (P) | Common Stock | 66,000 | USD 0.09 | USD 5,940 | SEC filing ↗ |
| 2024-04-12 | Warley Paul P. | Purchase (P) | Common Stock | 15,000 | USD 0.12 | USD 1,800 | SEC filing ↗ |
| 2023-11-01 | Forrest Reynolds T. | Purchase (P) | Common Stock | 3,529 | USD 0.85 | USD 3,000 | SEC filing ↗ |
| 2023-10-24 | Forrest Reynolds T. | Purchase (P) | Common Stock | 2,631 | USD 1.14 | USD 2,999 | SEC filing ↗ |
| 2023-09-28 | Warley Paul P. | Purchase (P) | Common Stock | 34,722 | USD 2.88 | USD 99,999 | SEC filing ↗ |
| 2023-09-28 | THOMPSON GREGORY C | Purchase (P) | Common Stock | 17,361 | USD 2.88 | USD 50,000 | SEC filing ↗ |
| 2023-09-28 | Peterson David Theodore JR | Purchase (P) | Common Stock | 12,152 | USD 2.88 | USD 34,998 | SEC filing ↗ |
| 2023-09-28 | Forrest Reynolds T. | Purchase (P) | Common Stock | 52,083 | USD 2.88 | USD 149,999 | SEC filing ↗ |
| 2023-09-28 | Berezovsky Louis C. | Purchase (P) | Common Stock | 17,361 | USD 2.88 | USD 50,000 | SEC filing ↗ |
| 2021-08-02 | BD1 Investment Holding, LLC; Kuhn Johannes; Kuhn Ute | Purchase (P) | Common Stock | 666,666,672 | USD — | USD — | SEC filing ↗ |
Form 4 evidence
13 transaction lines in the latest 365-day window; 63 in local history.
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | Forrest Reynolds T. | Sale (S) | Common Stock | 22,152 | USD 2.89 | USD 64,019 | SEC filing ↗ |
| 2026-08-27 | Forrest Reynolds T. | Sale (S) | Common Stock | 5,000 | USD 3.10 | USD 15,500 | SEC filing ↗ |
| 2026-08-25 | Forrest Reynolds T. | Sale (S) | Common Stock | 4,120 | USD 3.05 | USD 12,566 | SEC filing ↗ |
Show recent Form 4 evidence (13 grouped rows)
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | Forrest Reynolds T. | Sale (S) | Common Stock | 22,152 | USD 2.89 | USD 64,019 | SEC filing ↗ |
| 2026-08-27 | Forrest Reynolds T. | Sale (S) | Common Stock | 5,000 | USD 3.10 | USD 15,500 | SEC filing ↗ |
| 2026-08-25 | Forrest Reynolds T. | Sale (S) | Common Stock | 4,120 | USD 3.05 | USD 12,566 | SEC filing ↗ |
| 2026-06-02 | Forrest Reynolds T. | Sale (S) | Common Stock | 5,000 | USD 9.45 | USD 47,250 | SEC filing ↗ |
| 2026-05-29 | Forrest Reynolds T. | Sale (S) | Common Stock | 7,843 | USD 9.15 | USD 71,763 | SEC filing ↗ |
| 2026-05-29 | Forrest Reynolds T. | Option exercise / conversion (M) | Common Stock | 10,000 | USD 1.63 | USD 16,300 | SEC filing ↗ |
| 2026-05-29 | Forrest Reynolds T. | Tax withholding (F) | Common Stock | 2,071 | USD 7.87 | USD 16,299 | SEC filing ↗ |
| 2026-05-28 | Forrest Reynolds T. | Option exercise / conversion (M) | Common Stock | 10,000 | USD 1.63 | USD 16,300 | SEC filing ↗ |
| 2026-05-28 | Forrest Reynolds T. | Tax withholding (F) | Common Stock | 2,407 | USD 6.77 | USD 16,295 | SEC filing ↗ |
| 2026-05-22 | Forrest Reynolds T. | C (C) | Common Stock | 28,343 | USD 2.50 | USD 70,858 | SEC filing ↗ |
| 2025-12-30 | Forrest Reynolds T. | Sale (S) | Common Stock | 521 | USD 4.62 | USD 2,407 | SEC filing ↗ |
| 2025-12-23 | Forrest Reynolds T. | Sale (S) | Common Stock | 38,827 | USD 5.08 | USD 197,241 | SEC filing ↗ |
| 2025-12-15 | Forrest Reynolds T. | C (C) | Common Stock | 38,827 | USD 2.50 | USD 97,068 | SEC filing ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
Snapshot & identity
| Snapshot date | 2026-10-18 |
|---|---|
| Ranking version | US-v1.2 |
| Data quality | PASS ELIGIBLE · — |
| Ticker | ASTI |
| CIK | 0001350102 |
| Sector | Technology |
| Industry | Solar Yahoo Finance |
| SEC SIC | 3674 Semiconductors & Related Devices |
| Exchange | Nasdaq |
Data coverage
| Local Form 4 history | 63 transaction lines from 2021-07-19 to 2026-09-11 10 P purchase lines · 27 S sale lines · 26 other lines |
|---|---|
| SEC company submissions | Open SEC filings ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.