Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

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US · SEC FORM 4

AMERICAN STATES WATER CO

AWR · NYSE · CIK 0001056903 · Utilities · Utilities—Regulated Water

INSIDER SIGNAL

No active buy signal

2 qualifying P purchase groups
in the current 180-day scoring window

16 Form 4 transaction lines observed in the same window
4 sales · 10 option, withholding, award, gift or other lines

Last qualifying purchase2026-05-19 · HOLLOWAY ANNE M · $40.0K

WHY NO ACTIVE SIGNAL?

Purchase activityPresent
Recent buying2 qualifying line group(s)
Recent salesModerate
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
HOLLOWAY ANNE MDirector
○●○●▼▼
BONTA DIANA MDirector
○○▼
DAVIS STEVEN DDirector
○
Eichelberger Thomas A.Director
○
Ervin Roger MDirector
○
Hopkins Mary AnnDirector
○
● Purchase▼ Sale○ Other

Showing the six most active owners; 3 additional owner(s) remain in Form 4 evidence.

Purchase breadth & concentration

QUALIFYING BUYERS1
PURCHASE CONCENTRATION100%Largest buyer: HOLLOWAY ANNE M · $50.2K
CLUSTER BUYING · 15D1 insiderPeak activity: 2026-05-18–2026-05-19

Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2026-05-19 · HOLLOWAY ANNE M.

Recent Form 4 activity

2Purchases
5Sales
110Other Form 4 lines
34SEC filings · 365 days
BUYING2 qualifying P line(s) · 180 days
SELLING4 sale line(s) · context only
OTHER10 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
-4.2%
3M
-2.5%
6M
+9.8%
12M
+13.1%

Volatility & liquidity

Volatility
20.6%
Beta
—
Avg daily value
USD 20.5M

Valuation

Market cap
USD 3.3B
P/E
25.2×

Fundamentals

Profit margin
19.8%
ROE
12.5%
Industry
Utilities—Regulated Water

Market data

Price data up to: 2026-10-12 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Market cap, P/E, Profit margin, ROE · Fiscal year ended: 2025-12-31 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-08-04 · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
990,892
Previous report
1,035,426
Avg daily volume
263,036
Days to cover
3.8

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-05-19HOLLOWAY ANNE MPurchase (P)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-18HOLLOWAY ANNE MPurchase (P)Common Shares135USD 75.92USD 10,235SEC filing ↗
2025-06-06Eichelberger Thomas A.Purchase (P)Common Shares897USD 76.81USD 68,899SEC filing ↗
2025-02-07Rowley Paul JPurchase (P)Common Shares160USD 73.53USD 11,789SEC filing ↗
2024-05-30Hopkins Mary AnnPurchase (P)Common Shares560USD 71.53USD 40,057SEC filing ↗
2024-05-22Eichelberger Thomas A.Purchase (P)Common Shares640USD 77.62USD 49,677SEC filing ↗
2024-03-05DAVIS STEVEN DPurchase (P)Common Shares750USD 71.39USD 53,542SEC filing ↗
2024-02-28Eichelberger Thomas A.Purchase (P)Common Shares1,400USD 71.21USD 99,694SEC filing ↗
2023-11-10DAVIS STEVEN DPurchase (P)Common Shares1,000USD 77.90USD 77,899SEC filing ↗
2023-11-09Eichelberger Thomas A.Purchase (P)Common Shares1,000USD 77.94USD 77,940SEC filing ↗
2023-08-31Eichelberger Thomas A.Purchase (P)Common Shares1,000USD 84.81USD 84,810SEC filing ↗
2023-05-16Eichelberger Thomas A.Purchase (P)Common Shares2,000USD 89.99USD 179,980SEC filing ↗

Form 4 evidence

117 transaction lines in the latest 365-day window; 1,015 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-04BONTA DIANA MSale (S)Common Shares546USD 88.80USD 48,485SEC filing ↗
2026-08-19HOLLOWAY ANNE MSale (S)Common Shares900USD 88.86USD 79,974SEC filing ↗
2026-05-20HOLLOWAY ANNE MSale (S)Common Shares662USD 75.58USD 50,034SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-04BONTA DIANA MSale (S)Common Shares546USD 88.80USD 48,485SEC filing ↗
2026-08-19HOLLOWAY ANNE MSale (S)Common Shares900USD 88.86USD 79,974SEC filing ↗
2026-05-20HOLLOWAY ANNE MSale (S)Common Shares662USD 75.58USD 50,034SEC filing ↗
2026-05-19HOLLOWAY ANNE MAward / grant (A)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-19Winn Caroline AnnAward / grant (A)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-19Levin Carl JamesAward / grant (A)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-19Hopkins Mary AnnAward / grant (A)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-19HOLLOWAY ANNE MPurchase (P)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-19Ervin Roger MAward / grant (A)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-19Eichelberger Thomas A.Award / grant (A)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-19DAVIS STEVEN DAward / grant (A)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-19BONTA DIANA MAward / grant (A)Common Shares527USD 75.92USD 40,000SEC filing ↗
2026-05-18HOLLOWAY ANNE MAward / grant (A)Common Shares135USD 75.92USD 10,235SEC filing ↗
2026-05-18HOLLOWAY ANNE MPurchase (P)Common Shares135USD 75.92USD 10,235SEC filing ↗
2026-05-18BONTA DIANA MAward / grant (A)Common Shares23USD 75.92USD 1,736SEC filing ↗
2026-05-15Rowley Paul JSale (S)Common Shares1,304USD 76.05USD 99,169SEC filing ↗
2026-03-13TANG EVA GTax withholding (F)Common Shares621USD 74.44USD 46,260SEC filing ↗
2026-03-13Schickling David RTax withholding (F)Common Shares418USD 74.44USD 31,124SEC filing ↗
2026-03-13SPROWLS ROBERT JTax withholding (F)Common Shares10,429USD 74.44USD 776,306SEC filing ↗
2026-03-13Rowley Paul JTax withholding (F)Common Shares580USD 74.44USD 43,211SEC filing ↗
2026-03-13Pillai SunilTax withholding (F)Common Shares418USD 74.44USD 31,124SEC filing ↗
2026-03-13Pierotti JonTax withholding (F)Common Shares462USD 74.44USD 34,402SEC filing ↗
2026-03-13Miller Susan P.Tax withholding (F)Common Shares573USD 74.44USD 42,629SEC filing ↗
2026-03-13Kubiak PatrickTax withholding (F)Common Shares462USD 74.44USD 34,402SEC filing ↗
2026-03-13FARROW GLADYSTax withholding (F)Common Shares453USD 74.44USD 33,733SEC filing ↗
2026-03-13Connor Christopher HTax withholding (F)Common Shares636USD 74.44USD 47,332SEC filing ↗
2026-03-12TANG EVA GAward / grant (A)Common Shares2,339USD 31.58USD 73,871SEC filing ↗
2026-03-12Schickling David RAward / grant (A)Common Shares1,400USD 33.51USD 46,922SEC filing ↗
2026-03-12SPROWLS ROBERT JAward / grant (A)Common Shares25,072USD 52.53USD 1,317,088SEC filing ↗
2026-03-12Rowley Paul JAward / grant (A)Common Shares1,945USD 33.45USD 65,049SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerAWR
CIK0001056903
SectorUtilities
IndustryUtilities—Regulated Water Yahoo Finance
SEC SIC4941 Water Supply
ExchangeNYSE

Data coverage

Local Form 4 history1,015 transaction lines from 2020-01-02 to 2026-09-04
14 P purchase lines · 42 S sale lines · 959 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.