Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

Axos Financial, Inc.

AX · NYSE · CIK 0001299709 · Financial Services · Banks—Regional

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

25 Form 4 transaction lines observed in the same window
4 sales · 21 option, withholding, award, gift or other lines

Last qualifying purchase2025-03-04 · Wardell-Smith Sara · $194.2K

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesModerate
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Watson Michael JamesOther
▼○○
Constantine Thomas MOther
▼○○
Walsh DerrickEVP, Chief Financial Officer
○○
Tolla John CharlesEVP, Chief Risk Officer
○○
THIELE CANDACE LOther
○○
MATSUMOTO RAYMOND DOther
○○
● Purchase▼ Sale○ Other

Showing the six most active owners; 6 additional owner(s) remain in Form 4 evidence.

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2025-03-04 · Wardell-Smith Sara.

Recent Form 4 activity

0Purchases
13Sales
109Other Form 4 lines
57SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING4 sale line(s) · context only
OTHER21 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
-4.7%
3M
-9.1%
6M
-5.1%
12M
+6.6%

Volatility & liquidity

Volatility
34.8%
Beta
—
Avg daily value
USD 30.9M

Valuation

Market cap
USD 5.0B
P/E
10.3×

Fundamentals

Profit margin
603.5%
ROE
15.5%
Industry
Banks—Regional

Market data

Price data up to: 2026-10-12 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Market cap, P/E, Profit margin, ROE · Fiscal year ended: 2026-06-30 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-08-07 · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
3,198,735
Previous report
3,196,838
Avg daily volume
490,248
Days to cover
6.5

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2025-03-04Wardell-Smith SaraPurchase (P)Common Stock3,000USD 64.73USD 194,190SEC filing ↗
2024-03-15Wardell-Smith SaraPurchase (P)Common Stock5,000USD 49.75USD 248,750SEC filing ↗
2023-03-13Nick MosichPurchase (P)Common Stock2,862USD 34.00USD 97,308SEC filing ↗
2023-03-10Grinberg PaulPurchase (P)Common Stock1,320USD 37.80USD 49,896SEC filing ↗
2020-03-16Bar-Adon EshelPurchase (P)Common Stock200USD 16.27USD 3,254SEC filing ↗
2020-03-12Bar-Adon EshelPurchase (P)Common Stock2,700USD 16.87USD 45,549SEC filing ↗
2020-03-11BLACK J BRANDONPurchase (P)Common Stock5,000USD 19.10USD 95,500SEC filing ↗
2020-03-10Grinberg PaulPurchase (P)Common Stock12,800USD 20.00USD 256,000SEC filing ↗

Form 4 evidence

122 transaction lines in the latest 365-day window; 970 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-15Watson Michael JamesOption exercise / conversion (M)Common Stock3,174USD 92.68USD 294,166SEC filing ↗
2026-09-15Watson Michael JamesD (D)Common Stock1,583USD 92.68USD 146,712SEC filing ↗
2026-09-15Walsh DerrickOption exercise / conversion (M)Common Stock4,127USD 92.68USD 382,490SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-15Watson Michael JamesOption exercise / conversion (M)Common Stock3,174USD 92.68USD 294,166SEC filing ↗
2026-09-15Watson Michael JamesD (D)Common Stock1,583USD 92.68USD 146,712SEC filing ↗
2026-09-15Walsh DerrickOption exercise / conversion (M)Common Stock4,127USD 92.68USD 382,490SEC filing ↗
2026-09-15Walsh DerrickD (D)Common Stock2,222USD 92.68USD 205,935SEC filing ↗
2026-09-15Tolla John CharlesOption exercise / conversion (M)Common Stock3,502USD 92.68USD 324,565SEC filing ↗
2026-09-15Tolla John CharlesD (D)Common Stock1,885USD 92.68USD 174,702SEC filing ↗
2026-09-15THIELE CANDACE LOption exercise / conversion (M)Common Stock1,122USD 92.68USD 103,987SEC filing ↗
2026-09-15THIELE CANDACE LD (D)Common Stock547USD 92.68USD 50,696SEC filing ↗
2026-09-15Swanson Brian DOption exercise / conversion (M)Common Stock3,381USD 92.68USD 313,351SEC filing ↗
2026-09-15Swanson Brian DD (D)Common Stock1,822USD 92.68USD 168,863SEC filing ↗
2026-09-15MATSUMOTO RAYMOND DOption exercise / conversion (M)Common Stock4,946USD 92.68USD 458,395SEC filing ↗
2026-09-15MATSUMOTO RAYMOND DD (D)Common Stock2,668USD 92.68USD 247,270SEC filing ↗
2026-09-15GILL ANNOption exercise / conversion (M)Common Stock1,643USD 92.68USD 152,273SEC filing ↗
2026-09-15GILL ANND (D)Common Stock884USD 92.68USD 81,929SEC filing ↗
2026-09-15Constantine Thomas MOption exercise / conversion (M)Common Stock3,905USD 92.68USD 361,915SEC filing ↗
2026-09-15Constantine Thomas MD (D)Common Stock2,102USD 92.68USD 194,813SEC filing ↗
2026-09-15Bar-Adon EshelOption exercise / conversion (M)Common Stock3,629USD 92.68USD 336,336SEC filing ↗
2026-09-15Bar-Adon EshelD (D)Common Stock1,956USD 92.68USD 181,282SEC filing ↗
2026-08-05Santi Roque ASale (S)Common Stock500USD 105.30USD 52,650SEC filing ↗
2026-06-30Garrabrants GregoryD (D)Common Stock108,995USD 97.39USD 10,615,023SEC filing ↗
2026-06-30Garrabrants GregoryAward / grant (A)Common Stock202,032USD 97.39USD 19,675,896SEC filing ↗
2026-06-08Constantine Thomas MSale (S)Common Stock1,994USD 88.55USD 176,569SEC filing ↗
2026-05-19Watson Michael JamesSale (S)Common Stock1,653USD 83.77USD 138,472SEC filing ↗
2026-05-12Argalas James SGift (G)Common Stock2,100USD 84.66USD 177,786SEC filing ↗
2026-05-08Santi Roque ASale (S)Common Stock500USD 87.77USD 43,885SEC filing ↗
2026-03-20Watson Michael JamesOption exercise / conversion (M)Common Stock983USD 82.93USD 81,520SEC filing ↗
2026-03-20Watson Michael JamesD (D)Common Stock491USD 82.93USD 40,719SEC filing ↗
2026-03-20Walsh DerrickOption exercise / conversion (M)Common Stock1,360USD 82.93USD 112,785SEC filing ↗
2026-03-20Walsh DerrickD (D)Common Stock733USD 82.93USD 60,788SEC filing ↗
2026-03-20Tolla John CharlesOption exercise / conversion (M)Common Stock4,120USD 82.93USD 341,672SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerAX
CIK0001299709
SectorFinancial Services
IndustryBanks—Regional Yahoo Finance
SEC SIC6035 Savings Institution, Federally Chartered
ExchangeNYSE

Data coverage

Local Form 4 history970 transaction lines from 2020-01-17 to 2026-09-15
8 P purchase lines · 82 S sale lines · 880 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.