Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

Alibaba Group Holding Ltd

BABA · NYSE; OTC · CIK 0001577552 · Consumer Cyclical · Internet Retail

INSIDER SIGNAL

No active buy signal

3 qualifying P purchase groups
in the current 180-day scoring window

56 Form 4 transaction lines observed in the same window
10 sales · 43 option, withholding, award, gift or other lines

Last qualifying purchase2026-08-25 · Tsai Joseph C · $10.4M

WHY NO ACTIVE SIGNAL?

Purchase activityPresent
Recent buying3 qualifying line group(s)
Recent salesModerate
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Jiang FangChief People Officer
○▼○▼▼
Xu HongChief Financial Officer
○▼○▼
Yu SiyingGeneral Counsel
○▼○▼
Wu YongmingChief Executive Officer
○●○○
Tsai Joseph CDirector
○●●○
Jiang Fan (FJ)CEO of Business Group
○▼○
● Purchase▼ Sale○ Other

Showing the six most active owners; 8 additional owner(s) remain in Form 4 evidence.

Purchase breadth & concentration

QUALIFYING BUYERS2
PURCHASE CONCENTRATION81%Largest buyer: Tsai Joseph C · $20.7M
CLUSTER BUYING · 15D2 insidersPeak activity: 2026-08-24–2026-08-25

Roles in the peak window: Chief Executive Officer, Director. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2026-08-25 · Tsai Joseph C.

Recent Form 4 activity

3Purchases
13Sales
67Other Form 4 lines
32SEC filings · 365 days
BUYING3 qualifying P line(s) · 180 days
SELLING10 sale line(s) · context only
OTHER43 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
+1.4%
3M
-1.4%
6M
-13.5%
12M
-36.2%

Volatility & liquidity

Volatility
45.4%
Beta
—
Avg daily value
USD 1.1B

Valuation

Market cap
—
P/E
—

Fundamentals

Profit margin
10.1%
ROE
9.8%
Industry
Internet Retail

Market data

Price data up to: 2026-10-12 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Profit margin, ROE · Fiscal year ended: 2026-03-31 · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
36,914,727
Previous report
41,044,240
Avg daily volume
8,857,094
Days to cover
4.2

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-08-25Tsai Joseph CPurchase (P)Ordinary Shares720,000USD 14.47USD 10,418,400SEC filing ↗
2026-08-24Wu YongmingPurchase (P)Ordinary Shares350,000USD 14.24USD 4,984,000SEC filing ↗
2026-08-24Tsai Joseph CPurchase (P)Ordinary Shares720,000USD 14.29USD 10,288,800SEC filing ↗

Form 4 evidence

83 transaction lines in the latest 365-day window; 83 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-01Wu YongmingOption exercise / conversion (M)Ordinary Shares41,334USD —USD —SEC filing ↗
2026-10-01Tsai Joseph COption exercise / conversion (M)Ordinary Shares10,834USD —USD —SEC filing ↗
2026-09-30Jiang FangSale (S)Ordinary Shares885,272USD 13.55USD 11,995,436SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-01Wu YongmingOption exercise / conversion (M)Ordinary Shares41,334USD —USD —SEC filing ↗
2026-10-01Tsai Joseph COption exercise / conversion (M)Ordinary Shares10,834USD —USD —SEC filing ↗
2026-09-30Jiang FangSale (S)Ordinary Shares885,272USD 13.55USD 11,995,436SEC filing ↗
2026-09-25Yu SiyingSale (S)Ordinary Shares6,764USD 13.58USD 91,855SEC filing ↗
2026-09-25Yu SiyingOption exercise / conversion (M)Ordinary Shares13,495USD —USD —SEC filing ↗
2026-09-25Xu HongSale (S)Ordinary Shares103,046USD 13.68USD 1,409,669SEC filing ↗
2026-09-25Xu HongOption exercise / conversion (M)Ordinary Shares219,000USD —USD —SEC filing ↗
2026-09-25Jiang FangSale (S)Ordinary Shares4,889USD 13.57USD 66,344SEC filing ↗
2026-09-25Jiang FangOption exercise / conversion (M)Ordinary Shares9,747USD —USD —SEC filing ↗
2026-09-25Jiang Fan (FJ)Option exercise / conversion (M)Ordinary Shares670,162USD —USD —SEC filing ↗
2026-09-23YANG JERRYAward / grant (A)Ordinary Shares32,000USD 0.00USD 0SEC filing ↗
2026-09-23Wu Maggie WeiAward / grant (A)Ordinary Shares32,000USD 0.00USD 0SEC filing ↗
2026-09-23Shan WeijianAward / grant (A)Ordinary Shares32,000USD 0.00USD 0SEC filing ↗
2026-09-23Ng Kong Ping AlbertAward / grant (A)Ordinary Shares32,000USD 0.00USD 0SEC filing ↗
2026-09-23Misra KabirAward / grant (A)Ordinary Shares32,000USD 0.00USD 0SEC filing ↗
2026-09-23Martello Wan LingAward / grant (A)Ordinary Shares32,000USD 0.00USD 0SEC filing ↗
2026-09-23Lee Irene Yun-LienAward / grant (A)Ordinary Shares32,000USD 0.00USD 0SEC filing ↗
2026-09-10Wu YongmingOption exercise / conversion (M)Ordinary Shares320,000USD —USD —SEC filing ↗
2026-08-25Tsai Joseph CPurchase (P)Ordinary Shares720,000USD 14.47USD 10,418,400SEC filing ↗
2026-08-24Wu YongmingPurchase (P)Ordinary Shares350,000USD 14.24USD 4,984,000SEC filing ↗
2026-08-24Tsai Joseph CPurchase (P)Ordinary Shares720,000USD 14.29USD 10,288,800SEC filing ↗
2026-07-01Wu YongmingOption exercise / conversion (M)Ordinary Shares41,333USD —USD —SEC filing ↗
2026-07-01Tsai Joseph COption exercise / conversion (M)Ordinary Shares10,833USD —USD —SEC filing ↗
2026-06-29EVANS J. MICHAELSale (S)Ordinary Shares720,000USD 94.95USD 68,360,495SEC filing ↗
2026-06-25Yu SiyingSale (S)Ordinary Shares6,772USD 12.10USD 81,941SEC filing ↗
2026-06-25Yu SiyingOption exercise / conversion (M)Ordinary Shares13,503USD —USD —SEC filing ↗
2026-06-25Xu HongSale (S)Ordinary Shares175,054USD 12.15USD 2,126,906SEC filing ↗
2026-06-25Xu HongOption exercise / conversion (M)Ordinary Shares379,000USD —USD —SEC filing ↗
2026-06-25Jiang FangSale (S)Ordinary Shares4,898USD 12.09USD 59,217SEC filing ↗
2026-06-25Jiang FangOption exercise / conversion (M)Ordinary Shares9,756USD —USD —SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerBABA
CIK0001577552
SectorConsumer Cyclical
IndustryInternet Retail Yahoo Finance
SEC SIC7389 Services-Business Services, NEC
ExchangeNYSE; OTC

Data coverage

Local Form 4 history83 transaction lines from 2026-03-25 to 2026-10-01
3 P purchase lines · 13 S sale lines · 67 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.