United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

US · SEC FORM 4

ConnectOne Bancorp, Inc.

CNOB · Nasdaq · CIK 0000712771 · Financial Services · Banks—Regional

INSIDER SIGNAL

42.4 / 100

1 buyers · 3 purchase transaction lines · $36.0K gross purchase

WHY THIS SIGNAL?

Buyer breadthLow

Purchase sizeLow

RoleStrong

RecencyLow

ConvictionStrong

Score anatomy

Each bar shows the contribution to the current score; the weights and formula stay unchanged.

Cluster+7.0 / 35

Purchase size+4.1 / 25

Role+20.0 / 20

Recency+1.2 / 10

Conviction+10.0 / 10

What is holding the score back?

⚠ Cluster breadth is moderate · 1 insider(s), not 4+
⚠ Purchase size is modest relative to the model scale
⚠ Purchase activity is becoming less recent
✓ Role scores high · most senior buyer: Director

Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.

US-v1.2 ranks qualifying equity purchases under the current 180-day rules. The score is a research priority, not a return forecast or probability. Backtests have not shown that a higher US score is followed by better returns.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct

Moise Anson M.Director

○●●●

Huttle Frank IIIDirector

○

Sokolich MarkDirector

○

Kempner Michael WDirector

○

BECKER CHRISTOPHERDirector

○

Nukk-Freeman KatherinDirector

○

● Purchase▼ Sale○ Other

Showing the six most active owners; 7 additional owner(s) remain in Form 4 evidence.

Purchase breadth & concentration

QUALIFYING BUYERS1

PURCHASE CONCENTRATION100%Largest buyer: Moise Anson M. · $36.0K

CLUSTER BUYING · 15D1 insiderPeak activity: 2026-06-08–2026-06-15

Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

42.4 / 100

Latest recorded score

→ +0.0 ptsversus the previous recorded snapshot

Oct 1342.6
Oct 1442.5
Oct 1542.5
Oct 1642.4
Oct 1842.4

Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.

Recent Form 4 activity

3Purchases

0Sales

55Other Form 4 lines

32SEC filings · 365 days

BUYING3 qualifying P line(s) · 180 days

SELLING0 sale line(s) · context only

OTHER13 exercise / withholding / award / gift / other lines

10b5-1 / PLANNEDNot detected in parsed evidence

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M: -5.2%
3M: -7.2%
6M: +6.5%
12M: +18.0%

Volatility & liquidity

Volatility: 31.8%
Beta: 1.02
Avg daily value: USD 12.2M

Valuation

Market cap: USD 1.5B
P/E: 18.7×

Fundamentals

Profit margin: 36.1%
ROE: 5.1%
Industry: Banks—Regional

Market data

Price data up to: 2026-10-11 · Price source: OpenBB/yfinance · From SEC filings: Market cap, P/E, ROE · Fiscal year ended: 2025-12-31 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-08-04 · From Yahoo Finance: Profit margin · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short: 2,040,106
Previous report: 1,820,969
Avg daily volume: 424,812
Days to cover: 4.8

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction date	Reporting owner	Type	Security	Shares	Avg. price	Approx. value	Source
2026-06-15	Moise Anson M.	Purchase (P)	Common Stock	860	USD 33.19	USD 28,543	SEC filing ↗
2026-06-09	Moise Anson M.	Purchase (P)	Common Stock	120	USD 31.39	USD 3,767	SEC filing ↗
2026-06-08	Moise Anson M.	Purchase (P)	Common Stock	120	USD 30.96	USD 3,715	SEC filing ↗
2025-08-01	Boswell Stephen T.	Purchase (P)	Common Stock	7,700	USD 22.24	USD 171,263	SEC filing ↗
2025-08-01	O'Donnell Susan C	Purchase (P)	Common Stock	2,691	USD 22.30	USD 60,000	SEC filing ↗
2023-11-16	Boswell Stephen T.	Purchase (P)	Common Stock	8,000	USD 18.95	USD 151,600	SEC filing ↗
2023-08-15	THOMPSON WILLIAM	Purchase (P)	Common Stock	2,000	USD 20.25	USD 40,500	SEC filing ↗
2023-05-26	Rifkin Daniel E	Purchase (P)	Common Stock	5,000	USD 13.85	USD 69,250	SEC filing ↗
2023-05-08	Ewing Christopher J.	Purchase (P)	Common Stock	350	USD 14.50	USD 5,075	SEC filing ↗
2023-03-14	Nukk-Freeman Katherin	Purchase (P)	Common Stock	181	USD 18.72	USD 3,388	SEC filing ↗
2023-03-10	Boswell Stephen T.	Purchase (P)	Common Stock	10,000	USD 20.95	USD 209,500	SEC filing ↗
2022-11-17	THOMPSON WILLIAM	Purchase (P)	Common Stock	1,000	USD 24.82	USD 24,820	SEC filing ↗
2022-11-14	Boswell Stephen T.	Purchase (P)	Common Stock	8,000	USD 24.88	USD 199,040	SEC filing ↗
2022-06-16	Boswell Stephen T.	Purchase (P)	Common Stock	6,000	USD 24.96	USD 149,760	SEC filing ↗
2022-02-18	Nukk-Freeman Katherin	Purchase (P)	Common Stock	3,750	USD 33.25	USD 124,672	SEC filing ↗

Form 4 evidence

58 transaction lines in the latest 365-day window; 378 in local history.

Date	Owner	Type	Security	Shares	Avg. price	Approx. value	Source
2026-06-15	Moise Anson M.	Purchase (P)	Common Stock	860	USD 33.19	USD 28,543	SEC filing ↗
2026-06-09	Moise Anson M.	Purchase (P)	Common Stock	120	USD 31.39	USD 3,767	SEC filing ↗
2026-06-08	Moise Anson M.	Purchase (P)	Common Stock	120	USD 30.96	USD 3,715	SEC filing ↗

Show recent Form 4 evidence (30 grouped rows)

Date	Owner	Type	Security	Shares	Avg. price	Approx. value	Source
2026-06-15	Moise Anson M.	Purchase (P)	Common Stock	860	USD 33.19	USD 28,543	SEC filing ↗
2026-06-09	Moise Anson M.	Purchase (P)	Common Stock	120	USD 31.39	USD 3,767	SEC filing ↗
2026-06-08	Moise Anson M.	Purchase (P)	Common Stock	120	USD 30.96	USD 3,715	SEC filing ↗
2026-06-01	Sokolich Mark	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	Rifkin Daniel E	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	QUICK PETER	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	O'Donnell Susan C	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	Nukk-Freeman Katherin	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	Moise Anson M.	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	MINOIA NICHOLAS	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	Kempner Michael W	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	Huttle Frank III	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	Haye Edward J.	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	Boswell Stephen T.	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	BECKER CHRISTOPHER	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-06-01	BAIER FRANK W	Award / grant (A)	Common Stock	2,528	USD 0.00	USD 0	SEC filing ↗
2026-03-25	Sorrentino Frank III	Tax withholding (F)	Common Stock	11,523	USD 26.27	USD 302,709	SEC filing ↗
2026-03-25	Sorrentino Frank III	Award / grant (A)	Common Stock	58,027	USD 0.00	USD 0	SEC filing ↗
2026-03-25	Schwartz Robert Allan	Award / grant (A)	Common Stock	9,250	USD 0.00	USD 0	SEC filing ↗
2026-03-25	Primiano Steven	Tax withholding (F)	Common Stock	868	USD 26.67	USD 23,150	SEC filing ↗
2026-03-25	Primiano Steven	Award / grant (A)	Common Stock	5,333	USD 0.00	USD 0	SEC filing ↗
2026-03-25	Pappas Mark J	Award / grant (A)	Common Stock	3,507	USD 0.00	USD 0	SEC filing ↗
2026-03-25	Magennis Elizabeth	Tax withholding (F)	Common Stock	2,774	USD 26.27	USD 72,873	SEC filing ↗
2026-03-25	Magennis Elizabeth	Award / grant (A)	Common Stock	18,190	USD 0.00	USD 0	SEC filing ↗
2026-03-25	Javitz Joseph T.	Tax withholding (F)	Common Stock	842	USD 26.27	USD 22,119	SEC filing ↗
2026-03-25	Javitz Joseph T.	Award / grant (A)	Common Stock	5,702	USD 0.00	USD 0	SEC filing ↗
2026-03-25	Criscione Laura	Tax withholding (F)	Common Stock	970	USD 26.27	USD 25,482	SEC filing ↗
2026-03-25	Criscione Laura	Award / grant (A)	Common Stock	5,492	USD 0.00	USD 0	SEC filing ↗
2026-03-25	Burns William S	Tax withholding (F)	Common Stock	2,578	USD 26.27	USD 67,724	SEC filing ↗
2026-03-25	Burns William S	Award / grant (A)	Common Stock	16,319	USD 0.00	USD 0	SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date	2026-10-18
Ranking version	US-v1.2
Data quality	PASS ELIGIBLE · —
Ticker	CNOB
CIK	0000712771
Sector	Financial Services
Industry	Banks—Regional Yahoo Finance
SEC SIC	6022 State Commercial Banks
Exchange	Nasdaq

Data coverage

Local Form 4 history	378 transaction lines from 2020-01-02 to 2026-06-15 23 P purchase lines · 14 S sale lines · 341 other lines
SEC company submissions	Open SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.