Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

CAPITAL ONE FINANCIAL CORP

COF · NYSE · CIK 0000927628 · Financial Services · Credit Services

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

38 Form 4 transaction lines observed in the same window
24 sales · 14 option, withholding, award, gift or other lines

Last qualifying purchase2022-05-23 · Blinde Neal · $3.7K

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesHigh
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Cooper Matthew WGeneral Counsel & Corp Secy
▼▼▼▼▼▼
Karam CeliaPres, Retail Bank
▼▼▼
Mouadeb Mark DanielPresident, Card
▼▼▼
Haggerty KaitlinChief Human Resources Officer
▼▼
Dean LiaPres, Banking & Prem. Products
▼▼
Raghu RaviPres, Software, Intl & Sm Bus
▼▼
● Purchase▼ Sale○ Other

Showing the six most active owners; 15 additional owner(s) remain in Form 4 evidence.

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2022-05-23 · Blinde Neal.

Recent Form 4 activity

0Purchases
70Sales
123Other Form 4 lines
101SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING24 sale line(s) · context only
OTHER14 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
8,951,001
Previous report
9,857,399
Avg daily volume
3,897,649
Days to cover
2.3

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2022-05-23Blinde NealPurchase (P)Common Stock31USD 119.07USD 3,691SEC filing ↗
2021-06-14williams craig a.Purchase (P)Common Stock19USD 158.43USD 3,010SEC filing ↗
2021-06-11williams craig a.Purchase (P)Common Stock5USD 160.02USD 800SEC filing ↗
2021-06-10williams craig a.Purchase (P)Common Stock4USD 159.25USD 637SEC filing ↗

Form 4 evidence

193 transaction lines in the latest 365-day window; 1,344 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-06Cooper Matthew WSale (S)Common Stock3,500USD 196.22USD 686,770SEC filing ↗
2026-09-15Karam CeliaSale (S)Common Stock2,017USD 206.07USD 415,643SEC filing ↗
2026-09-15Dean LiaSale (S)Common Stock2,066USD 206.07USD 425,741SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-06Cooper Matthew WSale (S)Common Stock3,500USD 196.22USD 686,770SEC filing ↗
2026-09-15Karam CeliaSale (S)Common Stock2,017USD 206.07USD 415,643SEC filing ↗
2026-09-15Dean LiaSale (S)Common Stock2,066USD 206.07USD 425,741SEC filing ↗
2026-09-01Cooper Matthew WSale (S)Common Stock3,500USD 214.10USD 749,350SEC filing ↗
2026-08-17Karam CeliaSale (S)Common Stock1,888USD 225.52USD 425,782SEC filing ↗
2026-08-17Dean LiaSale (S)Common Stock2,193USD 225.52USD 494,566SEC filing ↗
2026-08-13Mouadeb Mark DanielSale (S)Common Stock1,199USD 225.00USD 269,775SEC filing ↗
2026-08-10Zamsky MichaelSale (S)Common Stock5,473USD 218.02USD 1,193,223SEC filing ↗
2026-08-07Raghu RaviSale (S)Common Stock50USD 218.49USD 10,924SEC filing ↗
2026-08-04Mouadeb Mark DanielSale (S)Common Stock1,183USD 220.00USD 260,260SEC filing ↗
2026-08-04Cooper Matthew WSale (S)Common Stock3,500USD 219.33USD 767,655SEC filing ↗
2026-08-03Mouadeb Mark DanielSale (S)Common Stock690USD 215.00USD 148,350SEC filing ↗
2026-08-01Hanson Jason P.Option exercise / conversion (M)Common Stock2,014USD —USD —SEC filing ↗
2026-08-01Hanson Jason P.Tax withholding (F)Common Stock893USD 209.01USD 186,646SEC filing ↗
2026-07-31Raghu RaviSale (S)Common Stock9,726USD 209.78USD 2,040,360SEC filing ↗
2026-07-29Golden Timothy PSale (S)Common Stock3,487USD 211.00USD 735,757SEC filing ↗
2026-07-07Cooper Matthew WSale (S)Common Stock3,500USD 208.00USD 728,000SEC filing ↗
2026-06-02Cooper Matthew WSale (S)Common Stock3,500USD 183.36USD 641,760SEC filing ↗
2026-05-13Haggerty KaitlinSale (S)Common Stock119USD 182.59USD 21,728SEC filing ↗
2026-05-12Haggerty KaitlinSale (S)Common Stock1,307USD 183.93USD 240,397SEC filing ↗
2026-05-12Cooper Matthew WSale (S)Common Stock3,500USD 183.93USD 643,755SEC filing ↗
2026-05-08williams craig a.Award / grant (A)Common Stock1,294USD 0.00USD 0SEC filing ↗
2026-05-08Wong Jennifer L.Award / grant (A)Common Stock1,294USD 0.00USD 0SEC filing ↗
2026-05-08Serra EileenAward / grant (A)Common Stock1,294USD 0.00USD 0SEC filing ↗
2026-05-08SHEPHERD MICHAELAward / grant (A)Common Stock1,294USD 0.00USD 0SEC filing ↗
2026-05-08SHATTUCK MAYO A IIIAward / grant (A)Common Stock1,294USD 0.00USD 0SEC filing ↗
2026-05-08RASKIND PETER EAward / grant (A)Common Stock1,294USD 0.00USD 0SEC filing ↗
2026-05-08Locoh-Donou FrancoisAward / grant (A)Common Stock1,294USD 0.00USD 0SEC filing ↗
2026-05-08Leenaars Cornelis PAJAward / grant (A)Common Stock1,294USD 0.00USD 0SEC filing ↗
2026-05-08Killalea Peter ThomasAward / grant (A)Common Stock1,294USD 0.00USD 0SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerCOF
CIK0000927628
SectorFinancial Services
IndustryCredit Services Yahoo Finance
SEC SIC6021 National Commercial Banks
ExchangeNYSE

Data coverage

Local Form 4 history1,344 transaction lines from 2020-01-22 to 2026-10-06
4 P purchase lines · 352 S sale lines · 988 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.