Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-19 · Built: 2026-10-19 · 中文

← United States · Coverage record

US · SEC FORM 4

Dominari Holdings Inc.

DOMH · Nasdaq · CIK 0000012239 · Financial Services · Capital Markets

INSIDER SIGNAL

56.2 / 100

2 buyers · 4 purchase transaction lines · $418.0K gross purchase

WHY THIS SIGNAL?

Buyer breadthLow
Purchase sizeModerate
RoleModerate
RecencyModerate
ConvictionStrong
Score anatomy

Each bar shows the contribution to the current score; the weights and formula stay unchanged.

Cluster+14.0 / 35
Purchase size+13.9 / 25
Role+13.0 / 20
Recency+5.3 / 10
Conviction+10.0 / 10

What is holding the score back?

  • ⚠ Cluster breadth is moderate · 2 insider(s), not 4+
  • ⚠ Role scores low · most senior buyer: CEO (CEO, chair and 10% owners score lowest)

Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.

US-v1.2 ranks qualifying equity purchases under the current 180-day rules. The score is a research priority, not a return forecast or probability. Backtests have not shown that a higher US score is followed by better returns.

Purchase breadth & concentration

QUALIFYING BUYERS2
PURCHASE CONCENTRATION50%Largest buyer: Hayes Anthony · $209.0K
CLUSTER BUYING · 15D2 insidersPeak activity: 2026-09-10–2026-09-11

Roles in the peak window: CEO, President. Concentration uses priced qualifying P lines only and does not change the saved score.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Hayes AnthonyCEO
○●●
Wool Kyle MichaelPresident
●●
LEDWICK TIM SChief Financial Officer
○
● Purchase▼ Sale○ Other

—

SIGNAL HISTORY

56.2 / 100

Latest recorded score

→ +0.0 ptsversus the previous recorded snapshot
  1. 56.7
  2. 56.6
  3. 56.4
  4. 56.2
  5. 56.2

Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.

Recent Form 4 activity

8Purchases
4Sales
9Other Form 4 lines
17SEC filings · 365 days
BUYING4 qualifying P line(s) · 180 days
SELLING0 sale line(s) · context only
OTHER2 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot detected in parsed evidence

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
+8.0%
3M
-22.2%
6M
-24.7%
12M
-66.5%

Volatility & liquidity

Volatility
140.8%
Beta
0.85
Avg daily value
USD 393,041

Valuation

Market cap
USD 52.6M
P/E
—

Fundamentals

Profit margin
-18.2%
ROE
-32.3%
Industry
Capital Markets

Market data

Price data up to: 2026-10-11 · Price source: OpenBB/yfinance · From SEC filings: Market cap, Profit margin, ROE · Fiscal year ended: 2025-12-31 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-08-07 · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
654,416
Previous report
899,793
Avg daily volume
358,627
Days to cover
1.8

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-11Wool Kyle MichaelPurchase (P)Common Stock50,000USD 2.16USD 108,000SEC filing ↗
2026-09-11Hayes AnthonyPurchase (P)Common Stock50,000USD 2.16USD 108,000SEC filing ↗
2026-09-10Wool Kyle MichaelPurchase (P)Common Stock50,000USD 2.02USD 101,000SEC filing ↗
2026-09-10Hayes AnthonyPurchase (P)Common Stock50,000USD 2.02USD 101,000SEC filing ↗
2025-12-08Wool Kyle MichaelPurchase (P)Common Stock25,000USD 3.87USD 96,750SEC filing ↗
2025-12-08Wool Kyle MichaelPurchase (P)Common Stock25,000USD 3.87USD 96,750SEC filing ↗
2025-12-08Hayes AnthonyPurchase (P)Common Stock23,000USD 3.87USD 89,010SEC filing ↗
2025-12-08Hayes AnthonyPurchase (P)Common Stock23,000USD 3.87USD 89,010SEC filing ↗
2025-02-12Wool Kyle Michael; Yu SooPurchase (P)Common Stock288,184USD —USD —SEC filing ↗
2025-02-10Lieberman Ronald CraigPurchase (P)Common Stock21,613USD —USD —SEC filing ↗
2025-02-10Lieberman Ronald J.Purchase (P)Common Stock21,613USD —USD —SEC filing ↗
2025-02-10LEDWICK TIM SPurchase (P)Common Stock8,645USD —USD —SEC filing ↗
2025-02-10Hayes AnthonyPurchase (P)Common Stock288,184USD —USD —SEC filing ↗
2025-02-10Haug KylePurchase (P)Common Stock14,409USD —USD —SEC filing ↗
2025-02-10Devall Christopher FranklinPurchase (P)Common Stock28,818USD —USD —SEC filing ↗

Form 4 evidence

21 transaction lines in the latest 365-day window; 147 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-30LEDWICK TIM STax withholding (F)Common Stock77,031USD 2.19USD 168,698SEC filing ↗
2026-09-11Wool Kyle MichaelPurchase (P)Common Stock50,000USD 2.16USD 108,000SEC filing ↗
2026-09-11Hayes AnthonyPurchase (P)Common Stock50,000USD 2.16USD 108,000SEC filing ↗
Show recent Form 4 evidence (21 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-30LEDWICK TIM STax withholding (F)Common Stock77,031USD 2.19USD 168,698SEC filing ↗
2026-09-11Wool Kyle MichaelPurchase (P)Common Stock50,000USD 2.16USD 108,000SEC filing ↗
2026-09-11Hayes AnthonyPurchase (P)Common Stock50,000USD 2.16USD 108,000SEC filing ↗
2026-09-10Wool Kyle MichaelPurchase (P)Common Stock50,000USD 2.02USD 101,000SEC filing ↗
2026-09-10Hayes AnthonyPurchase (P)Common Stock50,000USD 2.02USD 101,000SEC filing ↗
2026-07-27Hayes AnthonyGift (G)Common Stock250,000USD —USD —SEC filing ↗
2026-03-04Wool Kyle MichaelAward / grant (A)Common Stock3,000,000USD —USD —SEC filing ↗
2026-03-04Hayes AnthonyAward / grant (A)Common Stock3,000,000USD —USD —SEC filing ↗
2026-01-09LEDWICK TIM SAward / grant (A)Common Stock316,346USD —USD —SEC filing ↗
2026-01-09Parsley Brian KeithAward / grant (A)Common Stock25,000USD —USD —SEC filing ↗
2026-01-09Haug KyleAward / grant (A)Common Stock25,000USD —USD —SEC filing ↗
2026-01-09Blattner Gregory JamesAward / grant (A)Common Stock25,000USD —USD —SEC filing ↗
2025-12-11Devall Christopher FranklinAward / grant (A)Common Stock10,000USD —USD —SEC filing ↗
2025-12-08Wool Kyle MichaelPurchase (P)Common Stock25,000USD 3.87USD 96,750SEC filing ↗
2025-12-08Wool Kyle MichaelPurchase (P)Common Stock25,000USD 3.87USD 96,750SEC filing ↗
2025-12-08Hayes AnthonyPurchase (P)Common Stock23,000USD 3.87USD 89,010SEC filing ↗
2025-12-08Hayes AnthonyPurchase (P)Common Stock23,000USD 3.87USD 89,010SEC filing ↗
2025-12-08Devall Christopher FranklinSale (S)Common Stock45,000USD 3.85USD 173,250SEC filing ↗
2025-12-05Devall Christopher FranklinSale (S)Common Stock140,000USD 3.82USD 534,800SEC filing ↗
2025-12-04Devall Christopher FranklinSale (S)Common Stock40,000USD 4.21USD 168,400SEC filing ↗
2025-12-03Devall Christopher FranklinSale (S)Common Stock40,000USD 4.22USD 168,800SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-19
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerDOMH
CIK0000012239
SectorFinancial Services
IndustryCapital Markets Yahoo Finance
SEC SIC6211 Security Brokers, Dealers & Flotation Companies
ExchangeNasdaq

Data coverage

Local Form 4 history147 transaction lines from 2021-04-22 to 2026-09-30
99 P purchase lines · 5 S sale lines · 43 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-19. Mapping status is an audit field and does not erase SEC filing evidence.