Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

Great Elm Capital Corp.

GECC · Nasdaq · CIK 0001675033 · Closed-End Funds · Asset Management

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

8 Form 4 transaction lines observed in the same window
0 sales · 8 option, withholding, award, gift or other lines

Last qualifying purchase2025-11-07 · Kaplan Matthew D · $150.1K

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesNone
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Davis KeriCFO
○○
Kleinman Adam MCCO and Secretary
○○
Great Elm Group, Inc.TenPercentOwner
○
Great Elm Strategic Partnership I, LLCTenPercentOwner
○
● Purchase▼ Sale○ Other

—

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2025-11-07 · Kaplan Matthew D.

Recent Form 4 activity

1Purchases
0Sales
8Other Form 4 lines
5SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING0 sale line(s) · context only
OTHER8 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
301,504
Previous report
449,435
Avg daily volume
45,670
Days to cover
6.6

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2025-11-07Kaplan Matthew DPurchase (P)Common Stock19,650USD 7.64USD 150,126SEC filing ↗
2025-06-13COHEN RICHARD MPurchase (P)Common Stock36USD 11.01USD 396SEC filing ↗
2025-06-12COHEN RICHARD MPurchase (P)Common Stock3,100USD 10.95USD 33,945SEC filing ↗
2025-06-11COHEN RICHARD MPurchase (P)Common Stock5,000USD 11.18USD 55,900SEC filing ↗
2025-06-10COHEN RICHARD MPurchase (P)Common Stock3,500USD 11.13USD 38,955SEC filing ↗
2025-06-09COHEN RICHARD MPurchase (P)Common Stock4,000USD 11.01USD 44,045SEC filing ↗
2025-06-06COHEN RICHARD MPurchase (P)Common Stock2,500USD 10.70USD 26,750SEC filing ↗
2025-06-04Perry ChadPurchase (P)Common Stock1,850USD 10.58USD 19,573SEC filing ↗
2024-09-16Drapkin Matthew APurchase (P)Common Stock9,600USD 9.92USD 95,232SEC filing ↗
2024-08-21Drapkin Matthew APurchase (P)Common Stock1,310USD 10.12USD 13,257SEC filing ↗
2024-08-20Drapkin Matthew APurchase (P)Common Stock3,189USD 10.01USD 31,922SEC filing ↗
2023-11-21Great Elm Group, Inc.Purchase (P)Common Stock27,000USD 10.05USD 271,350SEC filing ↗
2023-08-15COHEN RICHARD MPurchase (P)Common Stock2,612USD 9.47USD 24,736SEC filing ↗
2023-05-12Kuperschmid MarkPurchase (P)Common Stock5,000USD 8.02USD 40,077SEC filing ↗
2023-03-10Kaplan Matthew DPurchase (P)Common Stock1,100USD 9.29USD 10,219SEC filing ↗

Form 4 evidence

9 transaction lines in the latest 365-day window; 245 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-21Kleinman Adam MTax withholding (F)Common Stock3,451USD 5.37USD 18,532SEC filing ↗
2026-09-21Kleinman Adam MAward / grant (A)Common Stock16,083USD 0.00USD 0SEC filing ↗
2026-09-21Great Elm Group, Inc.J (J)Common Stock111,958USD 0.00USD 0SEC filing ↗
Show recent Form 4 evidence (7 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-21Kleinman Adam MTax withholding (F)Common Stock3,451USD 5.37USD 18,532SEC filing ↗
2026-09-21Kleinman Adam MAward / grant (A)Common Stock16,083USD 0.00USD 0SEC filing ↗
2026-09-21Great Elm Group, Inc.J (J)Common Stock111,958USD 0.00USD 0SEC filing ↗
2026-09-21Davis KeriTax withholding (F)Common Stock2,972USD 5.37USD 15,960SEC filing ↗
2026-09-21Davis KeriAward / grant (A)Common Stock9,018USD 0.00USD 0SEC filing ↗
2026-06-29Great Elm Strategic Partnership I, LLCJ (J)Common Stock180,000USD 5.45USD 981,000SEC filing ↗
2025-11-07Kaplan Matthew DPurchase (P)Common Stock19,650USD 7.64USD 150,126SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerGECC
CIK0001675033
SectorClosed-End Funds
IndustryAsset Management Yahoo Finance
SEC SICInvestment company (SEC forms N-2, N-2/A, N-54A)
ExchangeNasdaq

Data coverage

Local Form 4 history245 transaction lines from 2020-05-15 to 2026-09-21
29 P purchase lines · 23 S sale lines · 193 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.