Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

U S GLOBAL INVESTORS INC

GROW · Nasdaq · CIK 0000754811 · Financial Services · Asset Management

INSIDER SIGNAL

51.5 / 100

2 buyers · 22 purchase transaction lines · $304.6K gross purchase

WHY THIS SIGNAL?

Buyer breadthLow
Purchase sizeModerate
RoleModerate
RecencyLow
ConvictionStrong
Score anatomy

Each bar shows the contribution to the current score; the weights and formula stay unchanged.

Cluster+14.0 / 35
Purchase size+12.4 / 25
Role+14.0 / 20
Recency+1.0 / 10
Conviction+10.0 / 10

What is holding the score back?

  • ⚠ Cluster breadth is moderate · 2 insider(s), not 4+
  • ⚠ Purchase size is modest relative to the model scale
  • ⚠ Role scores low · most senior buyer: Other (CEO, chair and 10% owners score lowest)
  • ⚠ Purchase activity is becoming less recent

Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.

US-v1.2 ranks qualifying equity purchases under the current 180-day rules. The score is a research priority, not a return forecast or probability. Backtests have not shown that a higher US score is followed by better returns.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Pilecki Derek StevenOther
●●●●●●●●●●●
Gator Capital Management, LLCTenPercentOwner
●●●●●●●●●●●
HOLMES FRANK ECEO/CIO
○○○○○○
Callicotte LisaCFO
○○○○○○
● Purchase▼ Sale○ Other

—

Purchase breadth & concentration

QUALIFYING BUYERS2
PURCHASE CONCENTRATION50%Largest buyer: Pilecki Derek Steven · $152.3K
CLUSTER BUYING · 15D2 insidersPeak activity: 2026-05-01–2026-05-13

Roles in the peak window: Other, TenPercentOwner. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

51.5 / 100

Latest recorded score

→ +0.0 ptsversus the previous recorded snapshot
  1. 51.7
  2. 51.7
  3. 51.6
  4. 51.5
  5. 51.5

Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.

Recent Form 4 activity

22Purchases
0Sales
22Other Form 4 lines
26SEC filings · 365 days
BUYING22 qualifying P line(s) · 180 days
SELLING0 sale line(s) · context only
OTHER12 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot detected in parsed evidence

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
+1.0%
3M
-0.3%
6M
+16.3%
12M
+8.1%

Volatility & liquidity

Volatility
34.2%
Beta
—
Avg daily value
USD 51,842

Valuation

Market cap
—
P/E
—

Fundamentals

Profit margin
21.2%
ROE
6.8%
Industry
Asset Management

Market data

Price data up to: 2026-10-11 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Profit margin, ROE · Fiscal year ended: 2026-06-30 · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
6,466
Previous report
10,996
Avg daily volume
12,181
Days to cover
≤ 1.0

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-06-03Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)330USD 2.60USD 858SEC filing ↗
2026-06-03Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)330USD 2.60USD 858SEC filing ↗
2026-06-02Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)20,496USD 2.59USD 53,085SEC filing ↗
2026-06-02Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)20,496USD 2.59USD 53,085SEC filing ↗
2026-05-28Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)1,376USD 2.60USD 3,578SEC filing ↗
2026-05-28Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)1,376USD 2.60USD 3,578SEC filing ↗
2026-05-21Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)23,910USD 2.55USD 60,970SEC filing ↗
2026-05-21Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)23,910USD 2.55USD 60,970SEC filing ↗
2026-05-13Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)3,601USD 2.55USD 9,183SEC filing ↗
2026-05-13Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)3,601USD 2.55USD 9,183SEC filing ↗
2026-05-12Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)404USD 2.55USD 1,030SEC filing ↗
2026-05-12Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)404USD 2.55USD 1,030SEC filing ↗
2026-05-11Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)5,354USD 2.62USD 14,027SEC filing ↗
2026-05-11Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)5,354USD 2.62USD 14,027SEC filing ↗
2026-05-08Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)208USD 2.62USD 545SEC filing ↗

Form 4 evidence

44 transaction lines in the latest 365-day window; 199 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-30HOLMES FRANK EJ (J)Class A Common Stock829USD 2.88USD 2,388SEC filing ↗
2026-09-30Callicotte LisaJ (J)Class A Common Stock328USD 2.88USD 945SEC filing ↗
2026-08-31HOLMES FRANK EJ (J)Class A Common Stock729USD 3.27USD 2,384SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-30HOLMES FRANK EJ (J)Class A Common Stock829USD 2.88USD 2,388SEC filing ↗
2026-09-30Callicotte LisaJ (J)Class A Common Stock328USD 2.88USD 945SEC filing ↗
2026-08-31HOLMES FRANK EJ (J)Class A Common Stock729USD 3.27USD 2,384SEC filing ↗
2026-08-31Callicotte LisaJ (J)Class A Common Stock289USD 3.27USD 945SEC filing ↗
2026-07-31HOLMES FRANK EJ (J)Class A Common Stock835USD 2.86USD 2,388SEC filing ↗
2026-07-31Callicotte LisaJ (J)Class A Common Stock331USD 2.86USD 947SEC filing ↗
2026-06-30HOLMES FRANK EJ (J)Class A Common Stock764USD 3.12USD 2,384SEC filing ↗
2026-06-30Callicotte LisaJ (J)Class A Common Stock303USD 3.12USD 945SEC filing ↗
2026-06-03Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)330USD 2.60USD 858SEC filing ↗
2026-06-03Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)330USD 2.60USD 858SEC filing ↗
2026-06-02Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)20,496USD 2.59USD 53,085SEC filing ↗
2026-06-02Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)20,496USD 2.59USD 53,085SEC filing ↗
2026-05-29HOLMES FRANK EJ (J)Class A Common Stock904USD 2.64USD 2,387SEC filing ↗
2026-05-29Callicotte LisaJ (J)Class A Common Stock359USD 2.64USD 948SEC filing ↗
2026-05-28Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)1,376USD 2.60USD 3,578SEC filing ↗
2026-05-28Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)1,376USD 2.60USD 3,578SEC filing ↗
2026-05-21Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)23,910USD 2.55USD 60,970SEC filing ↗
2026-05-21Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)23,910USD 2.55USD 60,970SEC filing ↗
2026-05-13Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)3,601USD 2.55USD 9,183SEC filing ↗
2026-05-13Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)3,601USD 2.55USD 9,183SEC filing ↗
2026-05-12Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)404USD 2.55USD 1,030SEC filing ↗
2026-05-12Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)404USD 2.55USD 1,030SEC filing ↗
2026-05-11Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)5,354USD 2.62USD 14,027SEC filing ↗
2026-05-11Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)5,354USD 2.62USD 14,027SEC filing ↗
2026-05-08Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)208USD 2.62USD 545SEC filing ↗
2026-05-08Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)208USD 2.62USD 545SEC filing ↗
2026-05-07Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)2,976USD 2.62USD 7,797SEC filing ↗
2026-05-07Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)2,976USD 2.62USD 7,797SEC filing ↗
2026-05-06Pilecki Derek StevenPurchase (P)Class A Common Stock (Non-Voting)259USD 2.61USD 676SEC filing ↗
2026-05-06Gator Capital Management, LLCPurchase (P)Class A Common Stock (Non-Voting)259USD 2.61USD 676SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerGROW
CIK0000754811
SectorFinancial Services
IndustryAsset Management Yahoo Finance
SEC SIC6282 Investment Advice
ExchangeNasdaq

Data coverage

Local Form 4 history199 transaction lines from 2020-01-31 to 2026-09-30
23 P purchase lines · 0 S sale lines · 176 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.