Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

HOULIHAN LOKEY, INC.

HLI · NYSE · CIK 0001302215 · Financial Services · Capital Markets

INSIDER SIGNAL

No active buy signal

1 qualifying P purchase group
in the current 180-day scoring window

12 Form 4 transaction lines observed in the same window
2 sales · 9 option, withholding, award, gift or other lines

Last qualifying purchase2026-08-03 · ALLEY J LINDSEY · $500.6K

WHY NO ACTIVE SIGNAL?

Purchase activityPresent
Recent buying1 qualifying line group(s)
Recent salesLow
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
BEISER SCOTT LCO-CHAIRMAN
○▼
CRAIN CHRISTOPHER MGENERAL COUNSEL
○▼
Walker Cyrus D.Director
○
Bassey Ekpedeme MDirector
○
Zucker Gillian BethDirector
○
ZUBER PAUL ANDREWDirector
○
● Purchase▼ Sale○ Other

Showing the six most active owners; 4 additional owner(s) remain in Form 4 evidence.

Purchase breadth & concentration

QUALIFYING BUYERS1
PURCHASE CONCENTRATION100%Largest buyer: ALLEY J LINDSEY · $500.6K
CLUSTER BUYING · 15D1 insiderPeak activity: 2026-08-03–2026-08-03

Roles in the peak window: Chief Financial Officer. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2026-08-03 · ALLEY J LINDSEY.

Recent Form 4 activity

1Purchases
5Sales
17Other Form 4 lines
16SEC filings · 365 days
BUYING1 qualifying P line(s) · 180 days
SELLING2 sale line(s) · context only
OTHER9 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
2,406,136
Previous report
2,588,193
Avg daily volume
926,992
Days to cover
2.6

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-08-03ALLEY J LINDSEYPurchase (P)CLASS A COMMON STOCK4,020USD 124.52USD 500,570SEC filing ↗
2022-06-16SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK192USD 77.43USD 14,867SEC filing ↗
2022-03-16SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK121USD 99.34USD 12,020SEC filing ↗
2021-12-16SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK116USD 102.59USD 11,900SEC filing ↗
2021-09-16SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK131USD 90.64USD 11,874SEC filing ↗
2021-06-16SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK141USD 79.35USD 11,188SEC filing ↗
2021-03-16SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK125USD 67.99USD 8,499SEC filing ↗
2020-12-16SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK124USD 68.78USD 8,529SEC filing ↗
2020-09-16SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK143USD 58.87USD 8,418SEC filing ↗
2020-06-16SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK125USD 58.34USD 7,292SEC filing ↗
2020-03-17SCHRIESHEIM ROBERT APurchase (P)CLASS A COMMON STOCK152USD 47.54USD 7,226SEC filing ↗

Form 4 evidence

23 transaction lines in the latest 365-day window; 297 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-01Reichert ThomasAward / grant (A)Class A Common Stock925USD 0.00USD 0SEC filing ↗
2026-09-10CRAIN CHRISTOPHER MSale (S)CLASS A COMMON STOCK1,000USD 140.15USD 140,150SEC filing ↗
2026-09-10CRAIN CHRISTOPHER MC (C)CLASS A COMMON STOCK1,000USD 0.00USD 0SEC filing ↗
Show recent Form 4 evidence (23 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-01Reichert ThomasAward / grant (A)Class A Common Stock925USD 0.00USD 0SEC filing ↗
2026-09-10CRAIN CHRISTOPHER MSale (S)CLASS A COMMON STOCK1,000USD 140.15USD 140,150SEC filing ↗
2026-09-10CRAIN CHRISTOPHER MC (C)CLASS A COMMON STOCK1,000USD 0.00USD 0SEC filing ↗
2026-08-03ALLEY J LINDSEYPurchase (P)CLASS A COMMON STOCK4,020USD 124.52USD 500,570SEC filing ↗
2026-05-21Zucker Gillian BethAward / grant (A)CLASS A COMMON STOCK996USD 0.00USD 0SEC filing ↗
2026-05-21ZUBER PAUL ANDREWAward / grant (A)CLASS A COMMON STOCK797USD 0.00USD 0SEC filing ↗
2026-05-21Walker Cyrus D.Award / grant (A)CLASS A COMMON STOCK996USD 0.00USD 0SEC filing ↗
2026-05-21SCHRIESHEIM ROBERT AAward / grant (A)CLASS A COMMON STOCK1,129USD 0.00USD 0SEC filing ↗
2026-05-21Mund Ronald ScottAward / grant (A)CLASS A COMMON STOCK476USD 0.00USD 0SEC filing ↗
2026-05-21Bassey Ekpedeme MAward / grant (A)CLASS A COMMON STOCK797USD 0.00USD 0SEC filing ↗
2026-05-21BEISER SCOTT LSale (S)CLASS A COMMON STOCK6,265USD 150.26USD 941,379SEC filing ↗
2026-05-21BEISER SCOTT LC (C)CLASS A COMMON STOCK6,265USD 0.00USD 0SEC filing ↗
2026-04-01CRAIN CHRISTOPHER MSale (S)CLASS A COMMON STOCK500USD 143.40USD 71,700SEC filing ↗
2026-04-01CRAIN CHRISTOPHER MC (C)CLASS A COMMON STOCK500USD 0.00USD 0SEC filing ↗
2026-02-06SCHRIESHEIM ROBERT ASale (S)CLASS A COMMON STOCK5,000USD 170.86USD 854,300SEC filing ↗
2026-01-02CRAIN CHRISTOPHER MSale (S)CLASS A COMMON STOCK500USD 174.17USD 87,085SEC filing ↗
2026-01-02CRAIN CHRISTOPHER MC (C)CLASS A COMMON STOCK500USD 0.00USD 0SEC filing ↗
2025-12-05GOLD IRWINGift (G)CLASS A COMMON STOCK5,000USD 0.00USD 0SEC filing ↗
2025-12-05GOLD IRWINC (C)CLASS A COMMON STOCK5,000USD 0.00USD 0SEC filing ↗
2025-11-26CRAIN CHRISTOPHER MGift (G)CLASS A COMMON STOCK1,200USD 0.00USD 0SEC filing ↗
2025-11-26CRAIN CHRISTOPHER MC (C)CLASS A COMMON STOCK1,200USD 0.00USD 0SEC filing ↗
2025-11-10BEISER SCOTT LGift (G)CLASS A COMMON STOCK8,000USD 0.00USD 0SEC filing ↗
2025-11-10BEISER SCOTT LC (C)CLASS A COMMON STOCK8,000USD 0.00USD 0SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerHLI
CIK0001302215
SectorFinancial Services
IndustryCapital Markets Yahoo Finance
SEC SIC6282 Investment Advice
ExchangeNYSE

Data coverage

Local Form 4 history297 transaction lines from 2020-02-05 to 2026-10-01
11 P purchase lines · 104 S sale lines · 182 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.