Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

HENNESSY ADVISORS INC

HNNA · Nasdaq · CIK 0001145255 · Financial Services · Asset Management

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

22 Form 4 transaction lines observed in the same window
6 sales · 16 option, withholding, award, gift or other lines

Last qualifying purchase2023-12-19 · HENNESSY NEIL J · $650

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesModerate
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Newton KieraDirector
▼▼○▼
STEADMAN DANIEL BExecutive VP
○○▼○
Fahy KathrynSVP and CFO
▼○○
SEAVEY THOMAS LDirector
○▼
NILSEN TERESA MPresident, COO and Secretary
○○
HENNESSY NEIL JCEO
○○
● Purchase▼ Sale○ Other

Showing the six most active owners; 5 additional owner(s) remain in Form 4 evidence.

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2023-12-19 · HENNESSY NEIL J.

Recent Form 4 activity

0Purchases
7Sales
20Other Form 4 lines
22SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING6 sale line(s) · context only
OTHER16 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
2,941
Previous report
5,982
Avg daily volume
10,067
Days to cover
≤ 1.0

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2023-12-19HENNESSY NEIL JPurchase (P)Common Stock100USD 6.50USD 650SEC filing ↗
2023-12-18HENNESSY NEIL JPurchase (P)Common Stock599USD 6.50USD 3,894SEC filing ↗
2023-12-18HENNESSY NEIL JPurchase (P)Common Stock1,476USD 6.50USD 9,594SEC filing ↗
2023-12-15HENNESSY NEIL JPurchase (P)Common Stock75USD 6.50USD 488SEC filing ↗
2023-12-12HENNESSY NEIL JPurchase (P)HNNA7,190USD 6.50USD 46,735SEC filing ↗
2023-06-23HENNESSY NEIL JPurchase (P)Common Stock1USD 7.10USD 7SEC filing ↗
2023-06-22HENNESSY NEIL JPurchase (P)Common Stock1,774USD 7.09USD 12,578SEC filing ↗
2023-06-21HENNESSY NEIL JPurchase (P)Common Stock1,537USD 7.10USD 10,913SEC filing ↗
2023-06-20HENNESSY NEIL JPurchase (P)Common Stock325USD 7.10USD 2,308SEC filing ↗
2023-05-26HENNESSY NEIL JPurchase (P)Common Stock1,634USD 6.93USD 11,324SEC filing ↗
2023-05-25HENNESSY NEIL JPurchase (P)Common Stock1,368USD 6.83USD 9,343SEC filing ↗
2023-05-24HENNESSY NEIL JPurchase (P)Common Stock4,500USD 6.82USD 30,690SEC filing ↗
2023-05-23HENNESSY NEIL JPurchase (P)Common Stock3,000USD 6.90USD 20,700SEC filing ↗
2023-05-22HENNESSY NEIL JPurchase (P)Common Stock6,800USD 6.87USD 46,716SEC filing ↗
2023-05-19HENNESSY NEIL JPurchase (P)Common Stock5,200USD 6.95USD 36,140SEC filing ↗

Form 4 evidence

27 transaction lines in the latest 365-day window; 274 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-30STEADMAN DANIEL BGift (G)Common Stock2,000USD 0.00USD 0SEC filing ↗
2026-09-29Newton KieraSale (S)Common Stock504USD 10.02USD 5,050SEC filing ↗
2026-09-24SEAVEY THOMAS LSale (S)Common Stock1,875USD 10.15USD 19,031SEC filing ↗
Show recent Form 4 evidence (27 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-30STEADMAN DANIEL BGift (G)Common Stock2,000USD 0.00USD 0SEC filing ↗
2026-09-29Newton KieraSale (S)Common Stock504USD 10.02USD 5,050SEC filing ↗
2026-09-24SEAVEY THOMAS LSale (S)Common Stock1,875USD 10.15USD 19,031SEC filing ↗
2026-09-24STEADMAN DANIEL BSale (S)Common Stock5,000USD 10.26USD 51,300SEC filing ↗
2026-09-18STEADMAN DANIEL BTax withholding (F)Common Stock3,206USD 10.38USD 33,278SEC filing ↗
2026-09-18STEADMAN DANIEL BAward / grant (A)Common Stock9,400USD 0.00USD 0SEC filing ↗
2026-09-18SEAVEY THOMAS LAward / grant (A)Common Stock5,600USD 0.00USD 0SEC filing ↗
2026-09-18Pomilia Susan WeberAward / grant (A)Common Stock5,600USD 0.00USD 0SEC filing ↗
2026-09-18Newton KieraAward / grant (A)Common Stock5,600USD 0.00USD 0SEC filing ↗
2026-09-18NILSEN TERESA MTax withholding (F)Common Stock9,520USD 10.38USD 98,823SEC filing ↗
2026-09-18NILSEN TERESA MAward / grant (A)Common Stock19,700USD 0.00USD 0SEC filing ↗
2026-09-18LIBARLE DANIEL GAward / grant (A)Common Stock2,800USD 0.00USD 0SEC filing ↗
2026-09-18Knight ORiordan Lydia DAward / grant (A)Common Stock5,600USD 0.00USD 0SEC filing ↗
2026-09-18HENNESSY NEIL JTax withholding (F)Common Stock9,520USD 10.38USD 98,823SEC filing ↗
2026-09-18HENNESSY NEIL JAward / grant (A)Common Stock19,700USD 0.00USD 0SEC filing ↗
2026-09-18HENNESSY BRIAN AAward / grant (A)Common Stock5,600USD 0.00USD 0SEC filing ↗
2026-09-18HANSEL HENRYAward / grant (A)Common Stock5,600USD 0.00USD 0SEC filing ↗
2026-09-18Fahy KathrynTax withholding (F)Common Stock4,258USD 10.38USD 44,198SEC filing ↗
2026-09-18Fahy KathrynAward / grant (A)Common Stock12,500USD 0.00USD 0SEC filing ↗
2026-09-16Newton KieraSale (S)Common Stock199USD 10.35USD 2,060SEC filing ↗
2026-09-14Newton KieraSale (S)Common Stock593USD 10.34USD 6,132SEC filing ↗
2026-05-11Fahy KathrynSale (S)Common Stock10,000USD 10.00USD 100,000SEC filing ↗
2025-12-30Newton KieraSale (S)Common Stock571USD 9.35USD 5,339SEC filing ↗
2025-12-26STEADMAN DANIEL BGift (G)Common Stock750USD 0.00USD 0SEC filing ↗
2025-12-19HENNESSY BRIAN AGift (G)Common Stock4,900USD 0.00USD 0SEC filing ↗
2025-12-10Fahy KathrynGift (G)Common Stock2,000USD 0.00USD 0SEC filing ↗
2025-12-08STEADMAN DANIEL BGift (G)Common Stock500USD 0.00USD 0SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerHNNA
CIK0001145255
SectorFinancial Services
IndustryAsset Management Yahoo Finance
SEC SIC6282 Investment Advice
ExchangeNasdaq

Data coverage

Local Form 4 history274 transaction lines from 2020-02-20 to 2026-09-30
20 P purchase lines · 53 S sale lines · 201 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.