Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

NewtekOne, Inc.

NEWT · Nasdaq · CIK 0001587987 · Financial Services · Banks—Regional

INSIDER SIGNAL

70.0 / 100

6 buyers · 9 purchase transaction lines · $217.5K gross purchase

WHY THIS SIGNAL?

Buyer breadthStrong
Purchase sizeLow
RoleModerate
RecencyLow
ConvictionStrong
Score anatomy

Each bar shows the contribution to the current score; the weights and formula stay unchanged.

Cluster+35.0 / 35
Purchase size+10.7 / 25
Role+13.0 / 20
Recency+1.2 / 10
Conviction+10.0 / 10

What is holding the score back?

  • ⚠ Purchase size is modest relative to the model scale
  • ⚠ Role scores low · most senior buyer: President, Chairman & CEO (CEO, chair and 10% owners score lowest)
  • ⚠ Purchase activity is becoming less recent
  • ✓ Cluster breadth is broad · 4+ insiders

Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.

US-v1.2 ranks qualifying equity purchases under the current 180-day rules. The score is a research priority, not a return forecast or probability. Backtests have not shown that a higher US score is followed by better returns.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Brunet Craig JeffryDirector
●●○
SALUTE RICHARD JDirector
●○
Zink Gregory LDirector
●○
SLOANE BARRYPresident, Chairman & CEO
●●
Cestare Thomas DavidDirector
○
PEREZ-HICKMAN FERNANDODirector
○
● Purchase▼ Sale○ Other

Showing the six most active owners; 2 additional owner(s) remain in Form 4 evidence.

Purchase breadth & concentration

QUALIFYING BUYERS6
PURCHASE CONCENTRATION72%Largest buyer: SLOANE BARRY · $156.3K
CLUSTER BUYING · 15D3 insidersPeak activity: 2026-05-07–2026-05-15

Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

70.0 / 100

Latest recorded score

→ +0.0 ptsversus the previous recorded snapshot
  1. 70.2
  2. 70.2
  3. 70.1
  4. 70.0
  5. 70.0

Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.

Recent Form 4 activity

33Purchases
0Sales
10Other Form 4 lines
36SEC filings · 365 days
BUYING9 qualifying P line(s) · 180 days
SELLING0 sale line(s) · context only
OTHER5 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
-10.5%
3M
-26.1%
6M
-11.4%
12M
-2.9%

Volatility & liquidity

Volatility
37.3%
Beta
—
Avg daily value
USD 2.7M

Valuation

Market cap
USD 314.6M
P/E
5.2×

Fundamentals

Profit margin
—
ROE
15.2%
Industry
Banks—Regional

Market data

Price data up to: 2026-10-11 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Market cap, P/E, ROE · Fiscal year ended: 2025-12-31 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-08-07 · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
3,912,828
Previous report
3,882,305
Avg daily volume
262,663
Days to cover
14.9

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-06-15SLOANE BARRYPurchase (P)Common Stock5,000USD 14.20USD 71,000SEC filing ↗
2026-06-15SLOANE BARRYPurchase (P)Common Stock6,000USD 14.21USD 85,270SEC filing ↗
2026-06-15DeMaria Frank MPurchase (P)Common Stock500USD 13.92USD 6,960SEC filing ↗
2026-06-03Brunet Craig JeffryPurchase (P)Common Stock1,000USD 12.70USD 12,700SEC filing ↗
2026-05-26Downs Peter MathisonPurchase (P)Common Stock737USD 13.56USD 9,994SEC filing ↗
2026-05-15Brunet Craig JeffryPurchase (P)Common Stock330USD 12.72USD 4,198SEC filing ↗
2026-05-08Zink Gregory LPurchase (P)Common stock1,000USD 13.87USD 13,870SEC filing ↗
2026-05-07SALUTE RICHARD JPurchase (P)Common stock1,000USD 13.47USD 13,470SEC filing ↗
2026-01-14Schwartz Michael AdamPurchase (P)Common Stock2,247USD 13.91USD 31,256SEC filing ↗
2026-01-14SLOANE BARRYPurchase (P)Common Stock3,595USD 13.91USD 50,006SEC filing ↗
2026-01-14Razon-Feingold HalliPurchase (P)Common Stock1,258USD 13.91USD 17,499SEC filing ↗
2026-01-14DeMaria Frank MPurchase (P)Common Stock1,556USD 13.91USD 21,644SEC filing ↗
2025-12-31Brunet Craig JeffryPurchase (P)Common Stock25USD 11.40USD 285SEC filing ↗
2025-12-15Zink Gregory LPurchase (P)Common stock500USD 12.06USD 6,030SEC filing ↗
2025-12-08SALUTE RICHARD JPurchase (P)Common stock900USD 11.28USD 10,152SEC filing ↗

Form 4 evidence

43 transaction lines in the latest 365-day window; 547 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-06-25Cestare Thomas DavidAward / grant (A)Common Stock1,825USD 13.70USD 25,002SEC filing ↗
2026-06-16Zink Gregory LAward / grant (A)Common Stock1,825USD 13.70USD 25,002SEC filing ↗
2026-06-16SALUTE RICHARD JAward / grant (A)Common Stock1,825USD 13.70USD 25,002SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-06-25Cestare Thomas DavidAward / grant (A)Common Stock1,825USD 13.70USD 25,002SEC filing ↗
2026-06-16Zink Gregory LAward / grant (A)Common Stock1,825USD 13.70USD 25,002SEC filing ↗
2026-06-16SALUTE RICHARD JAward / grant (A)Common Stock1,825USD 13.70USD 25,002SEC filing ↗
2026-06-16PEREZ-HICKMAN FERNANDOAward / grant (A)Common Stock1,825USD 13.70USD 25,002SEC filing ↗
2026-06-16Brunet Craig JeffryAward / grant (A)Common Stock1,825USD 13.70USD 25,002SEC filing ↗
2026-06-15SLOANE BARRYPurchase (P)Common Stock5,000USD 14.20USD 71,000SEC filing ↗
2026-06-15SLOANE BARRYPurchase (P)Common Stock6,000USD 14.21USD 85,270SEC filing ↗
2026-06-15DeMaria Frank MPurchase (P)Common Stock500USD 13.92USD 6,960SEC filing ↗
2026-06-03Brunet Craig JeffryPurchase (P)Common Stock1,000USD 12.70USD 12,700SEC filing ↗
2026-05-26Downs Peter MathisonPurchase (P)Common Stock737USD 13.56USD 9,994SEC filing ↗
2026-05-15Brunet Craig JeffryPurchase (P)Common Stock330USD 12.72USD 4,198SEC filing ↗
2026-05-08Zink Gregory LPurchase (P)Common stock1,000USD 13.87USD 13,870SEC filing ↗
2026-05-07SALUTE RICHARD JPurchase (P)Common stock1,000USD 13.47USD 13,470SEC filing ↗
2026-01-14Schwartz Michael AdamPurchase (P)Common Stock2,247USD 13.91USD 31,256SEC filing ↗
2026-01-14Schwartz Michael AdamAward / grant (A)Common Stock2,247USD 13.91USD 31,256SEC filing ↗
2026-01-14SLOANE BARRYPurchase (P)Common Stock3,595USD 13.91USD 50,006SEC filing ↗
2026-01-14SLOANE BARRYAward / grant (A)Common Stock3,595USD 13.91USD 50,006SEC filing ↗
2026-01-14Razon-Feingold HalliPurchase (P)Common Stock1,258USD 13.91USD 17,499SEC filing ↗
2026-01-14Razon-Feingold HalliAward / grant (A)Common Stock1,258USD 13.91USD 17,499SEC filing ↗
2026-01-14Downs Peter MathisonAward / grant (A)Common Stock2,696USD 13.91USD 37,501SEC filing ↗
2026-01-14DeMaria Frank MPurchase (P)Common Stock1,556USD 13.91USD 21,644SEC filing ↗
2026-01-14DeMaria Frank MAward / grant (A)Common Stock1,556USD 13.91USD 21,644SEC filing ↗
2025-12-31Brunet Craig JeffryPurchase (P)Common Stock25USD 11.40USD 285SEC filing ↗
2025-12-15Zink Gregory LPurchase (P)Common stock500USD 12.06USD 6,030SEC filing ↗
2025-12-08SALUTE RICHARD JPurchase (P)Common stock900USD 11.28USD 10,152SEC filing ↗
2025-12-05Brunet Craig JeffryPurchase (P)Common stock789USD 11.31USD 8,924SEC filing ↗
2025-11-03Zink Gregory LPurchase (P)Common stock1,000USD 10.43USD 10,430SEC filing ↗
2025-11-03SLOANE BARRYPurchase (P)Common stock10,000USD 10.22USD 102,200SEC filing ↗
2025-10-24Zink Gregory LPurchase (P)Common Stock40USD 11.05USD 442SEC filing ↗
2025-10-24SALUTE RICHARD JPurchase (P)Common Stock40USD 11.05USD 442SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerNEWT
CIK0001587987
SectorFinancial Services
IndustryBanks—Regional Yahoo Finance
SEC SIC6021 National Commercial Banks
ExchangeNasdaq

Data coverage

Local Form 4 history547 transaction lines from 2020-01-02 to 2026-06-25
423 P purchase lines · 14 S sale lines · 110 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.