← United States · Coverage record
US · SEC FORM 4
NIO Inc.
NIO · NYSE; OTC · CIK 0001736541 · Consumer Cyclical · Auto Manufacturers
INSIDER SIGNAL
0 qualifying P purchase groups
in the current 180-day scoring window
14 Form 4 transaction lines observed in the same window
0 sales · 14 option, withholding, award, gift or other lines
WHY NO ACTIVE SIGNAL?
Score anatomy
No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.
Why is there no score?
- No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
- Sales and other Form 4 activity remain visible as context and do not create a negative score.
Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.
Insider activity timeline
Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.
—
Purchase breadth, concentration & cluster buying
These modules activate when qualifying purchases enter the 180-day research window.
SIGNAL HISTORY
Scores are archived only when the company qualifies for a published US buy-signal snapshot.—
Recent Form 4 activity
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
Market context
Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.
Short interest
Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.
- Shares short
- 131,126,415
- Previous report
- 138,896,179
- Avg daily volume
- 29,624,204
- Days to cover
- 4.4
FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.
Historical equity purchases
No qualifying code P equity purchase is present in the local Form 4 history.
Form 4 evidence
14 transaction lines in the latest 365-day window; 14 in local history.
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-12 | Lee Denny Ting Bun | Option exercise / conversion (M) | American depositary shares | 131,869 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-09-01 | Zhou Xin | Option exercise / conversion (M) | American depositary shares | 200,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-09-01 | Qu Yu | Option exercise / conversion (M) | American depositary shares | 245,000 | USD 0.00 | USD 0 | SEC filing ↗ |
Show recent Form 4 evidence (12 grouped rows)
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-12 | Lee Denny Ting Bun | Option exercise / conversion (M) | American depositary shares | 131,869 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-09-01 | Zhou Xin | Option exercise / conversion (M) | American depositary shares | 200,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-09-01 | Qu Yu | Option exercise / conversion (M) | American depositary shares | 245,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-09-01 | Qu Yu | Tax withholding (F) | American depositary shares | 122,500 | USD 4.23 | USD 518,175 | SEC filing ↗ |
| 2026-09-01 | Qin Lihong | Option exercise / conversion (M) | American depositary shares | 300,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-09-01 | Qin Lihong | Tax withholding (F) | American depositary shares | 150,000 | USD 4.23 | USD 634,500 | SEC filing ↗ |
| 2026-06-01 | Zhou Xin | Option exercise / conversion (M) | American depositary shares | 200,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-06-01 | Zhou Xin | Tax withholding (F) | American depositary shares | 100,000 | USD 5.60 | USD 560,000 | SEC filing ↗ |
| 2026-06-01 | Qu Yu | Option exercise / conversion (M) | American depositary shares | 200,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-06-01 | Qu Yu | Tax withholding (F) | American depositary shares | 100,000 | USD 5.60 | USD 560,000 | SEC filing ↗ |
| 2026-06-01 | Qin Lihong | Option exercise / conversion (M) | American depositary shares | 300,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-06-01 | Qin Lihong | Tax withholding (F) | American depositary shares | 150,000 | USD 5.60 | USD 840,000 | SEC filing ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
Snapshot & identity
| Snapshot date | 2026-10-18 |
|---|---|
| Ranking version | US-v1.2 |
| Data quality | PASS ELIGIBLE · — |
| Ticker | NIO |
| CIK | 0001736541 |
| Sector | Consumer Cyclical |
| Industry | Auto Manufacturers Yahoo Finance |
| SEC SIC | 3711 Motor Vehicles & Passenger Car Bodies |
| Exchange | NYSE; OTC |
Data coverage
| Local Form 4 history | 14 transaction lines from 2026-06-01 to 2026-09-12 0 P purchase lines · 0 S sale lines · 14 other lines |
|---|---|
| SEC company submissions | Open SEC filings ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.