Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

PRINCIPAL FINANCIAL GROUP INC

PFG · Nasdaq · CIK 0001126328 · Financial Services · Asset Management

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

75 Form 4 transaction lines observed in the same window
7 sales · 68 option, withholding, award, gift or other lines

Last qualifying purchase2026-02-09 · Muruzabal Claudio · $485

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesModerate
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
STRABLE-SOETHOUT DEANNA DChair, President and CEO
○○○○○○○
Friedrich Amy ChristinePresident - Benefits & Protect
○○○○
Richer Clare StackDirector
○○
Pickerell BlairDirector
○○
Nordin Diane CDirector
○○
Muruzabal ClaudioDirector
○○
● Purchase▼ Sale○ Other

Showing the six most active owners; 15 additional owner(s) remain in Form 4 evidence.

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2026-02-09 · Muruzabal Claudio.

Recent Form 4 activity

1Purchases
12Sales
163Other Form 4 lines
135SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING7 sale line(s) · context only
OTHER68 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
8,239,414
Previous report
9,453,804
Avg daily volume
1,509,099
Days to cover
5.5

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-02-09Muruzabal ClaudioPurchase (P)Common Stock5USD 97.09USD 485SEC filing ↗
2025-01-02Muruzabal ClaudioPurchase (P)Common Stock5USD 77.49USD 387SEC filing ↗
2020-06-26GELATT DANIELPurchase (P)Common Stock28,148USD 35.52USD 999,823SEC filing ↗
2020-03-10GELATT DANIELPurchase (P)Common Stock28,148USD 35.52USD 999,823SEC filing ↗

Form 4 evidence

176 transaction lines in the latest 365-day window; 1,000 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-25STRABLE-SOETHOUT DEANNA DAward / grant (A)Common Stock635USD 0.00USD 0SEC filing ↗
2026-09-25Richer Clare StackAward / grant (A)Common Stock138USD 0.00USD 0SEC filing ↗
2026-09-25RIVERA ALFREDOAward / grant (A)Common Stock113USD 0.00USD 0SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-25STRABLE-SOETHOUT DEANNA DAward / grant (A)Common Stock635USD 0.00USD 0SEC filing ↗
2026-09-25Richer Clare StackAward / grant (A)Common Stock138USD 0.00USD 0SEC filing ↗
2026-09-25RIVERA ALFREDOAward / grant (A)Common Stock113USD 0.00USD 0SEC filing ↗
2026-09-25Pitz JoelAward / grant (A)Common Stock228USD 0.00USD 0SEC filing ↗
2026-09-25Pickerell BlairAward / grant (A)Common Stock273USD 0.00USD 0SEC filing ↗
2026-09-25Nordin Diane CAward / grant (A)Common Stock211USD 0.00USD 0SEC filing ↗
2026-09-25Muruzabal ClaudioAward / grant (A)Common Stock97USD 0.00USD 0SEC filing ↗
2026-09-25Mitchell H ElizabethAward / grant (A)Common Stock78USD 0.00USD 0SEC filing ↗
2026-09-25Mills ScottAward / grant (A)Common Stock246USD 0.00USD 0SEC filing ↗
2026-09-25McCullum Kenneth A.Award / grant (A)Common Stock71USD 0.00USD 0SEC filing ↗
2026-09-25LITTLEFIELD CHRISTOPHER JAward / grant (A)Common Stock538USD 0.00USD 0SEC filing ↗
2026-09-25Kay Kathleen BAward / grant (A)Common Stock383USD 0.00USD 0SEC filing ↗
2026-09-25HOCHSCHILD ROGER CAward / grant (A)Common Stock285USD 0.00USD 0SEC filing ↗
2026-09-25Friedrich Amy ChristineAward / grant (A)Common Stock577USD 0.00USD 0SEC filing ↗
2026-09-25Cheong Wee YeeAward / grant (A)Common Stock354USD 0.00USD 0SEC filing ↗
2026-09-25Carter Miller JocelynAward / grant (A)Common Stock648USD 0.00USD 0SEC filing ↗
2026-09-25Brown Timothy W.Award / grant (A)Common Stock163USD 0.00USD 0SEC filing ↗
2026-09-25Bhatia KamalAward / grant (A)Common Stock415USD 0.00USD 0SEC filing ↗
2026-09-25Beams Mary E.Award / grant (A)Common Stock105USD 0.00USD 0SEC filing ↗
2026-09-25Auerbach JonathanAward / grant (A)Common Stock161USD 0.00USD 0SEC filing ↗
2026-09-25Agrawal VivekAward / grant (A)Common Stock226USD 0.00USD 0SEC filing ↗
2026-09-03STRABLE-SOETHOUT DEANNA DD (D)Common Stock55,140USD 120.60USD 6,649,884SEC filing ↗
2026-09-03STRABLE-SOETHOUT DEANNA DAward / grant (A)Common Stock18,380USD 63.98USD 1,175,952SEC filing ↗
2026-08-07Friedrich Amy ChristineD (D)Common Stock35,680USD 113.80USD 4,060,384SEC filing ↗
2026-08-07Friedrich Amy ChristineAward / grant (A)Common Stock35,680USD 63.98USD 2,282,806SEC filing ↗
2026-06-26STRABLE-SOETHOUT DEANNA DAward / grant (A)Common Stock656USD 0.00USD 0SEC filing ↗
2026-06-26Richer Clare StackAward / grant (A)Common Stock142USD 0.00USD 0SEC filing ↗
2026-06-26RIVERA ALFREDOAward / grant (A)Common Stock117USD 0.00USD 0SEC filing ↗
2026-06-26Pitz JoelAward / grant (A)Common Stock236USD 0.00USD 0SEC filing ↗
2026-06-26Pickerell BlairAward / grant (A)Common Stock281USD 0.00USD 0SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerPFG
CIK0001126328
SectorFinancial Services
IndustryAsset Management Yahoo Finance
SEC SIC6321 Accident & Health Insurance
ExchangeNasdaq

Data coverage

Local Form 4 history1,000 transaction lines from 2020-02-24 to 2026-09-25
6 P purchase lines · 44 S sale lines · 950 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.