← United States · Coverage record
US · SEC FORM 4
Phathom Pharmaceuticals, Inc.
PHAT · Nasdaq · CIK 0001783183 · Healthcare · Biotechnology
INSIDER SIGNAL
0 qualifying P purchase groups
in the current 180-day scoring window
12 Form 4 transaction lines observed in the same window
0 sales · 12 option, withholding, award, gift or other lines
WHY NO ACTIVE SIGNAL?
Score anatomy
No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.
Why is there no score?
- No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
- Sales and other Form 4 activity remain visible as context and do not create a negative score.
Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.
Insider activity timeline
Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.
Showing the six most active owners; 3 additional owner(s) remain in Form 4 evidence.
Purchase breadth, concentration & cluster buying
These modules activate when qualifying purchases enter the 180-day research window.
SIGNAL HISTORY
Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2025-05-21 · Topper James N.
Recent Form 4 activity
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
Market context
Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.
Short interest
Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.
- Shares short
- 10,109,151
- Previous report
- 10,157,209
- Avg daily volume
- 1,373,184
- Days to cover
- 7.4
FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.
Historical equity purchases
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2025-05-21 | Topper James N | Purchase (P) | Common Stock | 3,780 | USD 3.86 | USD 14,591 | SEC filing ↗ |
| 2025-05-14 | Topper James N | Purchase (P) | Common Stock | 6,300 | USD 3.32 | USD 20,916 | SEC filing ↗ |
| 2025-05-13 | Topper James N | Purchase (P) | Common Stock | 1,120 | USD 3.16 | USD 3,539 | SEC filing ↗ |
| 2025-05-12 | Topper James N | Purchase (P) | Common Stock | 12,601 | USD 3.04 | USD 38,307 | SEC filing ↗ |
| 2025-05-09 | Topper James N | Purchase (P) | Common Stock | 35,602 | USD 3.22 | USD 114,528 | SEC filing ↗ |
| 2025-05-07 | Parikh Asit | Purchase (P) | Common Stock | 5,000 | USD 2.40 | USD 12,000 | SEC filing ↗ |
| 2025-05-06 | Parikh Asit | Purchase (P) | Common Stock | 5,000 | USD 2.60 | USD 13,000 | SEC filing ↗ |
| 2025-03-13 | Parikh Asit | Purchase (P) | Common Stock | 10,000 | USD 4.42 | USD 44,200 | SEC filing ↗ |
| 2024-12-13 | Parikh Asit | Purchase (P) | Common Stock | 10,000 | USD 8.12 | USD 81,200 | SEC filing ↗ |
| 2024-12-13 | KARBE FRANK | Purchase (P) | Common Stock | 12,500 | USD 7.93 | USD 99,125 | SEC filing ↗ |
| 2023-11-08 | Parikh Asit | Purchase (P) | Common Stock | 2,500 | USD 7.80 | USD 19,500 | SEC filing ↗ |
| 2023-11-07 | Parikh Asit | Purchase (P) | Common Stock | 4,000 | USD 7.76 | USD 31,040 | SEC filing ↗ |
| 2023-11-06 | Parikh Asit | Purchase (P) | Common Stock | 1,000 | USD 8.04 | USD 8,040 | SEC filing ↗ |
| 2023-04-11 | Nabulsi Azmi | Purchase (P) | Common Stock | 10,000 | USD 8.26 | USD 82,600 | SEC filing ↗ |
| 2023-04-10 | Parikh Asit | Purchase (P) | Common Stock | 1,000 | USD 7.55 | USD 7,550 | SEC filing ↗ |
Form 4 evidence
36 transaction lines in the latest 365-day window; 284 in local history.
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-10-06 | Narula Sanjeev | Tax withholding (F) | Common Stock | 13,485 | USD 6.78 | USD 91,428 | SEC filing ↗ |
| 2026-09-03 | Breedlove Robert Charles | Tax withholding (F) | Common Stock | 460 | USD 9.05 | USD 4,163 | SEC filing ↗ |
| 2026-07-14 | Breedlove Robert Charles | Tax withholding (F) | Common Stock | 1,555 | USD 11.04 | USD 17,167 | SEC filing ↗ |
Show recent Form 4 evidence (30 grouped rows)
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-10-06 | Narula Sanjeev | Tax withholding (F) | Common Stock | 13,485 | USD 6.78 | USD 91,428 | SEC filing ↗ |
| 2026-09-03 | Breedlove Robert Charles | Tax withholding (F) | Common Stock | 460 | USD 9.05 | USD 4,163 | SEC filing ↗ |
| 2026-07-14 | Breedlove Robert Charles | Tax withholding (F) | Common Stock | 1,555 | USD 11.04 | USD 17,167 | SEC filing ↗ |
| 2026-05-22 | Parikh Asit | Gift (G) | Common Stock | 28,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-20 | Parikh Asit | Option exercise / conversion (M) | Common Stock | 17,500 | USD 4.95 | USD 86,625 | SEC filing ↗ |
| 2026-05-19 | Topper James N | Award / grant (A) | Common Stock | 24,122 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-19 | Stenhouse Mark | Award / grant (A) | Common Stock | 24,122 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-19 | Schroeder Theodore R | Award / grant (A) | Common Stock | 24,122 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-19 | Parikh Asit | Award / grant (A) | Common Stock | 24,122 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-19 | KARBE FRANK | Award / grant (A) | Common Stock | 24,122 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-19 | FIELDS HEIDI | Award / grant (A) | Common Stock | 24,122 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-19 | COLA MICHAEL F | Award / grant (A) | Common Stock | 24,122 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-03-10 | Parikh Asit | Gift (G) | Common Stock | 40,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-02-27 | Breedlove Robert Charles | Tax withholding (F) | Common Stock | 1,378 | USD 12.56 | USD 17,308 | SEC filing ↗ |
| 2026-02-27 | Breedlove Robert Charles | Award / grant (A) | Common Stock | 15,790 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-02-10 | Cook Anne Marie | Tax withholding (F) | Common Stock | 1,535 | USD 12.82 | USD 19,679 | SEC filing ↗ |
| 2026-02-10 | Cook Anne Marie | Award / grant (A) | Common Stock | 3,461 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-02-10 | Basta Steven L | Tax withholding (F) | Common Stock | 6,277 | USD 12.82 | USD 80,471 | SEC filing ↗ |
| 2026-02-10 | Basta Steven L | Award / grant (A) | Common Stock | 12,362 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-01-23 | Parikh Asit | Gift (G) | Common Stock | 80,500 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-01-21 | Breedlove Robert Charles | Tax withholding (F) | Common Stock | 776 | USD 13.61 | USD 10,561 | SEC filing ↗ |
| 2026-01-13 | Parikh Asit | Option exercise / conversion (M) | Common Stock | 8,750 | USD 10.30 | USD 90,125 | SEC filing ↗ |
| 2026-01-02 | Narula Sanjeev | Award / grant (A) | Common Stock | 82,715 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-01-02 | Cook Anne Marie | Award / grant (A) | Common Stock | 75,345 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-01-02 | Basta Steven L | Award / grant (A) | Common Stock | 251,034 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2025-12-19 | Parikh Asit | Option exercise / conversion (M) | Common Stock | 8,750 | USD 10.30 | USD 90,125 | SEC filing ↗ |
| 2025-12-18 | Breedlove Robert Charles | Tax withholding (F) | Common Stock | 230 | USD 16.28 | USD 3,744 | SEC filing ↗ |
| 2025-12-17 | Cook Anne Marie | Tax withholding (F) | Common Stock | 7,703 | USD 15.36 | USD 118,318 | SEC filing ↗ |
| 2025-12-17 | Cook Anne Marie | Award / grant (A) | Common Stock | 17,370 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2025-12-17 | Basta Steven L | Tax withholding (F) | Common Stock | 31,502 | USD 15.36 | USD 483,871 | SEC filing ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
Snapshot & identity
| Snapshot date | 2026-10-18 |
|---|---|
| Ranking version | US-v1.2 |
| Data quality | PASS ELIGIBLE · — |
| Ticker | PHAT |
| CIK | 0001783183 |
| Sector | Healthcare |
| Industry | Biotechnology Yahoo Finance |
| SEC SIC | 2834 Pharmaceutical Preparations |
| Exchange | Nasdaq |
Data coverage
| Local Form 4 history | 284 transaction lines from 2020-01-04 to 2026-10-06 26 P purchase lines · 166 S sale lines · 92 other lines |
|---|---|
| SEC company submissions | Open SEC filings ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.