← United States · Coverage record
US · SEC FORM 4
PATRIOT NATIONAL BANCORP INC
PNBK · Nasdaq · CIK 0001098146 · Financial Services · Banks—Regional
INSIDER SIGNAL
1 buyers · 3 purchase transaction lines · $243.0K gross purchase
WHY THIS SIGNAL?
Score anatomy
Each bar shows the contribution to the current score; the weights and formula stay unchanged.
What is holding the score back?
- ⚠ Cluster breadth is moderate · 1 insider(s), not 4+
- ⚠ Purchase size is modest relative to the model scale
- ✓ Role scores high · most senior buyer: Director
Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.
US-v1.2 ranks qualifying equity purchases under the current 180-day rules. The score is a research priority, not a return forecast or probability. Backtests have not shown that a higher US score is followed by better returns.
Purchase breadth & concentration
Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.
Insider activity timeline
Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.
Showing the six most active owners; 3 additional owner(s) remain in Form 4 evidence.
SIGNAL HISTORY
Latest recorded score
- 53.8
- 53.7
- 53.6
- 53.3
- 53.3
Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.
Recent Form 4 activity
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
Market context
Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.
Price performance
- 1M
- -7.4%
- 3M
- -22.8%
- 6M
- -33.8%
- 12M
- -32.3%
Volatility & liquidity
- Volatility
- 131.8%
- Beta
- —
- Avg daily value
- USD 180,235
Valuation
- Market cap
- USD 104.5M
- P/E
- —
Fundamentals
- Profit margin
- —
- ROE
- -13.4%
- Industry
- Banks—Regional
Market data
Price data up to: 2026-10-11 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Market cap, ROE · Fiscal year ended: 2025-12-31 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-08-14 · Status: PASS
Short interest
Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.
- Shares short
- 975,907
- Previous report
- 1,248,257
- Avg daily volume
- 142,823
- Days to cover
- 6.8
FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.
Historical equity purchases
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-08 | De Tomasi Mario | Purchase (P) | Common Stock | 63,000 | USD 0.96 | USD 60,480 | SEC filing ↗ |
| 2026-05-27 | De Tomasi Mario | Purchase (P) | Common Stock | 85,000 | USD 0.96 | USD 81,600 | SEC filing ↗ |
| 2026-05-20 | De Tomasi Mario | Purchase (P) | Common Stock | 87,719 | USD 1.15 | USD 100,877 | SEC filing ↗ |
| 2025-05-13 | Carrazza Michael A. | Purchase (P) | Common Stock | 865,990 | USD 0.75 | USD 649,492 | SEC filing ↗ |
| 2025-03-20 | Sugarman Steven | Purchase (P) | Common Stock | 7,019,978 | USD 0.75 | USD 5,264,984 | SEC filing ↗ |
| 2020-09-01 | RUSSELL ROBERT GLENN | Purchase (P) | Common Stock | 5,000 | USD 6.07 | USD 30,325 | SEC filing ↗ |
Form 4 evidence
21 transaction lines in the latest 365-day window; 66 in local history.
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Sugarman Steven | Option exercise / conversion (M) | Voting Common Stock | 1,147,031 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-10-01 | Sugarman Steven | Tax withholding (F) | Voting Common Stock | 583,609 | USD 1.00 | USD 583,609 | SEC filing ↗ |
| 2026-09-08 | De Tomasi Mario | Purchase (P) | Common Stock | 63,000 | USD 0.96 | USD 60,480 | SEC filing ↗ |
Show recent Form 4 evidence (21 grouped rows)
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Sugarman Steven | Option exercise / conversion (M) | Voting Common Stock | 1,147,031 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-10-01 | Sugarman Steven | Tax withholding (F) | Voting Common Stock | 583,609 | USD 1.00 | USD 583,609 | SEC filing ↗ |
| 2026-09-08 | De Tomasi Mario | Purchase (P) | Common Stock | 63,000 | USD 0.96 | USD 60,480 | SEC filing ↗ |
| 2026-07-01 | Sugarman Steven | Option exercise / conversion (M) | Voting Common Stock | 552,927 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-07-01 | Sugarman Steven | Tax withholding (F) | Voting Common Stock | 303,861 | USD 1.20 | USD 364,633 | SEC filing ↗ |
| 2026-07-01 | Seabold Jeffrey T | Option exercise / conversion (M) | Common Stock | 133,333 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-07-01 | Roth Jonathan Paul | Option exercise / conversion (M) | Common Stock | 12,575 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-07-01 | Magzanyan Anahit | Option exercise / conversion (M) | Common Stock | 22,222 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-07-01 | De Tomasi Mario | Option exercise / conversion (M) | Common Stock | 22,222 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-07-01 | Constantino Edward N. | Option exercise / conversion (M) | Common Stock | 22,222 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-27 | De Tomasi Mario | Purchase (P) | Common Stock | 85,000 | USD 0.96 | USD 81,600 | SEC filing ↗ |
| 2026-05-20 | De Tomasi Mario | Purchase (P) | Common Stock | 87,719 | USD 1.15 | USD 100,877 | SEC filing ↗ |
| 2026-04-30 | Salas Carlos P | Option exercise / conversion (M) | Common Stock | 333,333 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-04-30 | Salas Carlos P | Tax withholding (F) | Common Stock | 123,683 | USD 1.23 | USD 152,130 | SEC filing ↗ |
| 2026-04-30 | Simmons William Paul | Option exercise / conversion (M) | Common Stock | 333,333 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-04-30 | Simmons William Paul | Tax withholding (F) | Common Stock | 121,776 | USD 1.23 | USD 149,784 | SEC filing ↗ |
| 2026-04-30 | Salas Carlos P | Option exercise / conversion (M) | Common Stock | 333,333 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-04-30 | Salas Carlos P | Tax withholding (F) | Common Stock | 121,776 | USD 1.23 | USD 149,784 | SEC filing ↗ |
| 2026-04-30 | Miranda Angie | Option exercise / conversion (M) | Common Stock | 150,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-04-30 | Miranda Angie | Tax withholding (F) | Common Stock | 56,718 | USD 1.23 | USD 69,763 | SEC filing ↗ |
| 2026-03-25 | Sugarman Steven | Option exercise / conversion (M) | Voting Common Stock | 2,089,043 | USD — | USD — | SEC filing ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
Snapshot & identity
| Snapshot date | 2026-10-19 |
|---|---|
| Ranking version | US-v1.2 |
| Data quality | PASS ELIGIBLE · — |
| Ticker | PNBK |
| CIK | 0001098146 |
| Sector | Financial Services |
| Industry | Banks—Regional Yahoo Finance |
| SEC SIC | 6021 National Commercial Banks |
| Exchange | Nasdaq |
Data coverage
| Local Form 4 history | 66 transaction lines from 2020-04-01 to 2026-10-01 7 P purchase lines · 0 S sale lines · 59 other lines |
|---|---|
| SEC company submissions | Open SEC filings ↗ |
Local ledger as of 2026-10-19. Mapping status is an audit field and does not erase SEC filing evidence.