Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

PENNANTPARK INVESTMENT CORP

PNNT · NYSE · CIK 0001383414 · Closed-End Funds · Asset Management

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

0 Form 4 transaction lines observed in the same window
0 sales · 0 option, withholding, award, gift or other lines

Last qualifying purchase2026-03-11 · Allorto Richard T JR · $73.2K

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesNone
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

No Form 4 transaction event is present in the current 180-day window.

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2026-03-11 · Allorto Richard T JR.

Recent Form 4 activity

2Purchases
7Sales
0Other Form 4 lines
6SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING0 sale line(s) · context only
OTHER0 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
2,123,987
Previous report
2,663,764
Avg daily volume
527,379
Days to cover
4.0

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-03-11Allorto Richard T JRPurchase (P)Common Stock15,000USD 4.88USD 73,200SEC filing ↗
2025-12-01Briones Jose APurchase (P)Common Stock4,235USD 5.91USD 25,029SEC filing ↗
2025-05-21Briones Jose APurchase (P)Common Stock1,515USD 6.59USD 9,984SEC filing ↗
2025-05-14Briones Jose APurchase (P)Common Stock3,640USD 6.88USD 25,043SEC filing ↗
2024-11-27Briones Jose APurchase (P)Common Stock3,675USD 6.80USD 24,990SEC filing ↗
2024-03-12Allorto Richard T JRPurchase (P)Common Stock5,000USD 6.80USD 34,000SEC filing ↗
2024-02-26Briones Jose APurchase (P)Common Stock7,288USD 6.86USD 49,984SEC filing ↗
2024-02-13Briones Jose APurchase (P)Common Stock3,800USD 6.67USD 25,346SEC filing ↗
2024-02-09Briones Jose APurchase (P)Common Stock7,450USD 6.70USD 49,915SEC filing ↗
2023-12-05Briones Jose APurchase (P)Common Stock1,565USD 6.38USD 9,985SEC filing ↗
2023-12-04Briones Jose APurchase (P)Common Stock1,557USD 6.42USD 9,996SEC filing ↗
2023-11-22Briones Jose APurchase (P)Common Stock1,545USD 6.47USD 9,996SEC filing ↗
2023-08-22Briones Jose APurchase (P)Common Stock3,865USD 6.45USD 24,929SEC filing ↗
2023-08-14Briones Jose APurchase (P)Common Stock10,960USD 6.84USD 74,947SEC filing ↗
2023-06-09KATZ SAMUEL LPurchase (P)Common Stock4,000USD 5.86USD 23,440SEC filing ↗

Form 4 evidence

9 transaction lines in the latest 365-day window; 55 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-03-11Allorto Richard T JRPurchase (P)Common Stock15,000USD 4.88USD 73,200SEC filing ↗
2025-12-08Flug JeffreySale (S)Common Stock121,533USD 5.92USD 719,475SEC filing ↗
2025-12-05Flug JeffreySale (S)Common Stock20,000USD 5.85USD 117,000SEC filing ↗
Show recent Form 4 evidence (9 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-03-11Allorto Richard T JRPurchase (P)Common Stock15,000USD 4.88USD 73,200SEC filing ↗
2025-12-08Flug JeffreySale (S)Common Stock121,533USD 5.92USD 719,475SEC filing ↗
2025-12-05Flug JeffreySale (S)Common Stock20,000USD 5.85USD 117,000SEC filing ↗
2025-12-04Flug JeffreySale (S)Common Stock23,303USD 5.78USD 134,691SEC filing ↗
2025-12-03Flug JeffreySale (S)Common Stock10,000USD 5.75USD 57,500SEC filing ↗
2025-12-01Briones Jose APurchase (P)Common Stock4,235USD 5.91USD 25,029SEC filing ↗
2025-12-01Flug JeffreySale (S)Common Stock21,100USD 6.04USD 127,444SEC filing ↗
2025-11-28Flug JeffreySale (S)Common Stock15,000USD 6.06USD 90,900SEC filing ↗
2025-11-26Flug JeffreySale (S)Common Stock25,000USD 6.03USD 150,750SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerPNNT
CIK0001383414
SectorClosed-End Funds
IndustryAsset Management Yahoo Finance
SEC SICInvestment company (SEC forms N-2, N-2/A, N-54A)
ExchangeNYSE

Data coverage

Local Form 4 history55 transaction lines from 2020-02-12 to 2026-03-11
44 P purchase lines · 7 S sale lines · 4 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.