Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

PRUDENTIAL FINANCIAL INC

PRU · NYSE · CIK 0001137774 · Financial Services · Insurance—Life

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

12 Form 4 transaction lines observed in the same window
2 sales · 10 option, withholding, award, gift or other lines

Last qualifying purchase2026-02-17 · Stoddard Thomas D · $25.7K

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesLow
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
KAPPLER ANN MEVP and General Counsel
▼▼
POON CHRISTINE ADirector
○○
CASELLAS GILBERT FDirector
○○
Chappuis JacquesExecutive Vice President
○○
Boyle Robert ESenior Vice President
○○
● Purchase▼ Sale○ Other

—

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2026-02-17 · Stoddard Thomas D.

Recent Form 4 activity

3Purchases
8Sales
87Other Form 4 lines
33SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING2 sale line(s) · context only
OTHER10 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
14,977,483
Previous report
15,112,857
Avg daily volume
1,618,656
Days to cover
9.2

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-02-17Stoddard Thomas DPurchase (P)Common Stock250USD 102.97USD 25,742SEC filing ↗
2026-02-11Wolk Joseph JPurchase (P)Common Stock400USD 105.32USD 42,128SEC filing ↗
2026-02-06Chappuis JacquesPurchase (P)Common Stock1,000USD 100.97USD 100,970SEC filing ↗
2025-02-20Di Sibio CarminePurchase (P)Common Stock200USD 111.04USD 22,208SEC filing ↗
2024-12-12Feeney CarolinePurchase (P)Common Stock111USD 120.31USD 13,324SEC filing ↗
2024-09-12Feeney CarolinePurchase (P)Common Stock129USD 113.01USD 14,601SEC filing ↗
2024-06-13Feeney CarolinePurchase (P)Common Stock125USD 115.90USD 14,439SEC filing ↗
2021-11-10TODMAN MICHAELPurchase (P)Common Stock375USD 108.89USD 40,834SEC filing ↗
2021-02-09Jones Wendy ElizabethPurchase (P)Common Stock1,000USD 80.98USD 80,980SEC filing ↗
2020-12-04GOODMAN STACEYPurchase (P)Common Stock280USD 81.29USD 22,761SEC filing ↗
2020-08-11TODMAN MICHAELPurchase (P)Common Stock2,500USD 71.08USD 177,700SEC filing ↗
2020-02-11Baltimore Thomas J JrPurchase (P)Common Stock500USD 95.82USD 47,910SEC filing ↗

Form 4 evidence

98 transaction lines in the latest 365-day window; 604 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-08-31Boyle Robert EOption exercise / conversion (M)Common Stock353USD 0.00USD 0SEC filing ↗
2026-08-31Boyle Robert ETax withholding (F)Common Stock115USD 117.60USD 13,524SEC filing ↗
2026-08-14KAPPLER ANN MSale (S)Common Stock7,652USD 125.01USD 956,577SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-08-31Boyle Robert EOption exercise / conversion (M)Common Stock353USD 0.00USD 0SEC filing ↗
2026-08-31Boyle Robert ETax withholding (F)Common Stock115USD 117.60USD 13,524SEC filing ↗
2026-08-14KAPPLER ANN MSale (S)Common Stock7,652USD 125.01USD 956,577SEC filing ↗
2026-05-14KAPPLER ANN MSale (S)Common Stock13,580USD 103.25USD 1,402,135SEC filing ↗
2026-05-12POON CHRISTINE AOption exercise / conversion (M)Common Stock1,765USD 0.00USD 0SEC filing ↗
2026-05-12POON CHRISTINE AD (D)Common Stock1,765USD 102.58USD 181,054SEC filing ↗
2026-05-12CASELLAS GILBERT FOption exercise / conversion (M)Common Stock1,765USD 0.00USD 0SEC filing ↗
2026-05-12CASELLAS GILBERT FD (D)Common Stock1,765USD 102.58USD 181,054SEC filing ↗
2026-04-30Chappuis JacquesOption exercise / conversion (M)Common Stock10,333USD 0.00USD 0SEC filing ↗
2026-04-30Chappuis JacquesTax withholding (F)Common Stock5,715USD 98.11USD 560,699SEC filing ↗
2026-02-28Walia VickiOption exercise / conversion (M)Common Stock2,384USD 0.00USD 0SEC filing ↗
2026-02-28Walia VickiTax withholding (F)Common Stock815USD 98.38USD 80,180SEC filing ↗
2026-02-28Waldeck George P Jr.Option exercise / conversion (M)Common Stock5,588USD 0.00USD 0SEC filing ↗
2026-02-28Waldeck George P Jr.Tax withholding (F)Common Stock1,652USD 98.38USD 162,524SEC filing ↗
2026-02-28SULLIVAN ANDREW FOption exercise / conversion (M)Common Stock11,711USD 0.00USD 0SEC filing ↗
2026-02-28SULLIVAN ANDREW FTax withholding (F)Common Stock5,668USD 98.38USD 557,618SEC filing ↗
2026-02-28SCHMIDT TIMOTHY LOption exercise / conversion (M)Common Stock4,779USD 0.00USD 0SEC filing ↗
2026-02-28SCHMIDT TIMOTHY LTax withholding (F)Common Stock2,285USD 98.38USD 224,798SEC filing ↗
2026-02-28Lowrey Charles FOption exercise / conversion (M)Common Stock31,985USD 0.00USD 0SEC filing ↗
2026-02-28Lowrey Charles FTax withholding (F)Common Stock16,938USD 98.38USD 1,666,360SEC filing ↗
2026-02-28KAPPLER ANN MOption exercise / conversion (M)Common Stock7,071USD 0.00USD 0SEC filing ↗
2026-02-28KAPPLER ANN MTax withholding (F)Common Stock3,297USD 98.38USD 324,359SEC filing ↗
2026-02-28Frias YanelaOption exercise / conversion (M)Common Stock4,007USD 0.00USD 0SEC filing ↗
2026-02-28Frias YanelaTax withholding (F)Common Stock1,402USD 98.38USD 137,929SEC filing ↗
2026-02-28Case ScottOption exercise / conversion (M)Common Stock2,717USD 0.00USD 0SEC filing ↗
2026-02-28Case ScottTax withholding (F)Common Stock951USD 98.38USD 93,559SEC filing ↗
2026-02-28Boyle Robert EOption exercise / conversion (M)Common Stock2,511USD 0.00USD 0SEC filing ↗
2026-02-28Boyle Robert ETax withholding (F)Common Stock805USD 98.38USD 79,196SEC filing ↗
2026-02-17Stoddard Thomas DPurchase (P)Common Stock250USD 102.97USD 25,742SEC filing ↗
2026-02-11Wolk Joseph JPurchase (P)Common Stock400USD 105.32USD 42,128SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerPRU
CIK0001137774
SectorFinancial Services
IndustryInsurance—Life Yahoo Finance
SEC SIC6311 Life Insurance
ExchangeNYSE

Data coverage

Local Form 4 history604 transaction lines from 2020-02-11 to 2026-08-31
12 P purchase lines · 95 S sale lines · 497 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.