Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

Rocket Companies, Inc.

RKT · NYSE · CIK 0001805284 · Financial Services · Mortgage Finance

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

30 Form 4 transaction lines observed in the same window
3 sales · 27 option, withholding, award, gift or other lines

Last qualifying purchase2024-06-28 · Rizik Matthew · $4.4K

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesLow
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Bray Jesse KPres & CEO, Rocket Mortgage
○▼○▼▼
Rizik MatthewDirector
○○○○
Brown Brian NicholasPresident & Chief Fin Officer
○○○
Malhotra ShawnChief Technology Officer
○○○
Krishna VarunChief Executive Officer
○○
Banfield William D.Chief Business Officer
○○
● Purchase▼ Sale○ Other

Showing the six most active owners; 8 additional owner(s) remain in Form 4 evidence.

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2024-06-28 · Rizik Matthew.

Recent Form 4 activity

0Purchases
45Sales
59Other Form 4 lines
65SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING3 sale line(s) · context only
OTHER27 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
143,530,230
Previous report
122,111,727
Avg daily volume
45,224,137
Days to cover
3.2

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2024-06-28Rizik MatthewPurchase (P)Class A common stock318USD 13.79USD 4,385SEC filing ↗
2024-06-27Rizik MatthewPurchase (P)Class A common stock316USD 13.80USD 4,361SEC filing ↗
2024-06-26Rizik MatthewPurchase (P)Class A common stock165USD 13.61USD 2,246SEC filing ↗
2024-06-25Rizik MatthewPurchase (P)Class A common stock311USD 13.81USD 4,295SEC filing ↗
2024-06-24Rizik MatthewPurchase (P)Class A common stock310USD 14.01USD 4,343SEC filing ↗
2024-06-21Rizik MatthewPurchase (P)Class A common stock316USD 13.77USD 4,351SEC filing ↗
2024-06-20Rizik MatthewPurchase (P)Class A common stock306USD 14.04USD 4,296SEC filing ↗
2024-06-18Rizik MatthewPurchase (P)Class A common stock300USD 14.54USD 4,362SEC filing ↗
2024-06-17Rizik MatthewPurchase (P)Class A common stock298USD 14.62USD 4,357SEC filing ↗
2024-06-14Rizik MatthewPurchase (P)Class A common stock297USD 14.67USD 4,357SEC filing ↗
2024-06-13Rizik MatthewPurchase (P)Class A common stock294USD 14.65USD 4,307SEC filing ↗
2024-06-11Rizik MatthewPurchase (P)Class A common stock305USD 14.33USD 4,371SEC filing ↗
2024-06-10Rizik MatthewPurchase (P)Class A common stock265USD 14.22USD 3,768SEC filing ↗
2024-06-07Rizik MatthewPurchase (P)Class A common stock301USD 14.14USD 4,256SEC filing ↗
2024-06-06Rizik MatthewPurchase (P)Class A common stock301USD 14.53USD 4,374SEC filing ↗

Form 4 evidence

104 transaction lines in the latest 365-day window; 664 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-07Mildenhall JonathanTax withholding (F)Class A common stock12,860USD 11.59USD 149,047SEC filing ↗
2026-10-07Malhotra ShawnTax withholding (F)Class A common stock13,751USD 11.59USD 159,374SEC filing ↗
2026-10-07Lovier Heather M.Tax withholding (F)Class A common stock8,056USD 11.59USD 93,369SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-07Mildenhall JonathanTax withholding (F)Class A common stock12,860USD 11.59USD 149,047SEC filing ↗
2026-10-07Malhotra ShawnTax withholding (F)Class A common stock13,751USD 11.59USD 159,374SEC filing ↗
2026-10-07Lovier Heather M.Tax withholding (F)Class A common stock8,056USD 11.59USD 93,369SEC filing ↗
2026-10-07Edwards Noah A.Tax withholding (F)Class A common stock2,302USD 11.59USD 26,680SEC filing ↗
2026-10-07Brown Brian NicholasTax withholding (F)Class A common stock16,112USD 11.59USD 186,738SEC filing ↗
2026-10-07Banfield William D.Tax withholding (F)Class A common stock8,056USD 11.59USD 93,369SEC filing ↗
2026-10-02Bray Jesse KSale (S)Class A common stock92,300USD 12.39USD 1,143,597SEC filing ↗
2026-10-01Bray Jesse KSale (S)Class A common stock132,700USD 12.01USD 1,593,727SEC filing ↗
2026-10-01Bray Jesse KTax withholding (F)Class A common stock57,200USD 11.51USD 658,372SEC filing ↗
2026-09-15Bray Jesse KSale (S)Class A common stock225,000USD 13.11USD 2,949,750SEC filing ↗
2026-09-08Krishna VarunTax withholding (F)Class A common stock58,259USD 14.06USD 819,122SEC filing ↗
2026-09-08Brown Brian NicholasTax withholding (F)Class A common stock14,675USD 14.06USD 206,330SEC filing ↗
2026-09-07Rizik MatthewOption exercise / conversion (M)Class A common stock14,796USD —USD —SEC filing ↗
2026-09-07Rizik MatthewJ (J)Class A common stock14,796USD 14.06USD 208,032SEC filing ↗
2026-09-07Mildenhall JonathanTax withholding (F)Class A common stock80,287USD 14.06USD 1,128,835SEC filing ↗
2026-09-07Malhotra ShawnTax withholding (F)Class A common stock37,930USD 14.06USD 533,296SEC filing ↗
2026-09-07Lovier Heather M.Tax withholding (F)Class A common stock61,669USD 14.06USD 867,066SEC filing ↗
2026-09-07Krishna VarunTax withholding (F)Class A common stock126,999USD 14.06USD 1,785,606SEC filing ↗
2026-09-07Edwards Noah A.Tax withholding (F)Class A common stock12,009USD 14.06USD 168,847SEC filing ↗
2026-09-07Brown Brian NicholasTax withholding (F)Class A common stock44,042USD 14.06USD 619,231SEC filing ↗
2026-09-07Bray Jesse KTax withholding (F)Class A common stock29,279USD 14.06USD 411,663SEC filing ↗
2026-09-07Banfield William D.Tax withholding (F)Class A common stock61,315USD 14.06USD 862,089SEC filing ↗
2026-08-17Watterson SarahAward / grant (A)Class A common stock14,566USD 0.00USD 0SEC filing ↗
2026-06-10SHANK SUZANNE F.Award / grant (A)Class A common stock16,312USD 0.00USD 0SEC filing ↗
2026-06-10Rampell AlastairAward / grant (A)Class A common stock16,312USD 0.00USD 0SEC filing ↗
2026-06-10Olson TagarAward / grant (A)Class A common stock11,255USD 0.00USD 0SEC filing ↗
2026-06-10MARINER JONATHAN DAward / grant (A)Class A common stock16,312USD 0.00USD 0SEC filing ↗
2026-06-07Rizik MatthewOption exercise / conversion (M)Class A common stock12,261USD —USD —SEC filing ↗
2026-06-07Rizik MatthewJ (J)Class A common stock12,261USD 12.65USD 155,102SEC filing ↗
2026-05-06Malhotra ShawnTax withholding (F)Class A common stock52,484USD 14.09USD 739,500SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerRKT
CIK0001805284
SectorFinancial Services
IndustryMortgage Finance Yahoo Finance
SEC SIC6162 Mortgage Bankers & Loan Correspondents
ExchangeNYSE

Data coverage

Local Form 4 history664 transaction lines from 2020-08-05 to 2026-10-07
394 P purchase lines · 49 S sale lines · 221 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.