Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

SARATOGA INVESTMENT CORP.

SAR · NYSE · CIK 0001377936 · Closed-End Funds · Asset Management

INSIDER SIGNAL

No active buy signal

2 qualifying P purchase groups
in the current 180-day scoring window

5 Form 4 transaction lines observed in the same window
0 sales · 3 option, withholding, award, gift or other lines

Last qualifying purchase2026-10-09 · Oberbeck Christian L · $222.4K

WHY NO ACTIVE SIGNAL?

Purchase activityPresent
Recent buying2 qualifying line group(s)
Recent salesNone
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Oberbeck Christian LCEO and Director
○○○●●
● Purchase▼ Sale○ Other

—

Purchase breadth & concentration

QUALIFYING BUYERS1
PURCHASE CONCENTRATION100%Largest buyer: Oberbeck Christian L · $445.8K
CLUSTER BUYING · 15D1 insiderPeak activity: 2026-10-08–2026-10-09

Roles in the peak window: CEO and Director. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2026-10-09 · Oberbeck Christian L.

Recent Form 4 activity

2Purchases
0Sales
7Other Form 4 lines
7SEC filings · 365 days
BUYING2 qualifying P line(s) · 180 days
SELLING0 sale line(s) · context only
OTHER3 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
-13.5%
3M
-22.4%
6M
-33.8%
12M
-31.3%

Volatility & liquidity

Volatility
25.5%
Beta
—
Avg daily value
USD 2.3M

Valuation

Market cap
USD 236.8M
P/E
6.5×

Fundamentals

Profit margin
—
ROE
9.2%
Industry
Asset Management

Market data

Price data up to: 2026-10-15 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Market cap, P/E, ROE · Fiscal year ended: 2026-02-28 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-10-05 · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
627,981
Previous report
690,893
Avg daily volume
121,173
Days to cover
5.2

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-09Oberbeck Christian LPurchase (P)Common Stock15,000USD 14.83USD 222,450SEC filing ↗
2026-10-08Oberbeck Christian LPurchase (P)Common Stock15,000USD 14.89USD 223,350SEC filing ↗
2023-05-04Oberbeck Christian LPurchase (P)Common Stock2,000USD 23.81USD 47,620SEC filing ↗
2022-08-02Looney Steven MPurchase (P)Common Stock1,250USD 23.54USD 29,425SEC filing ↗
2020-08-11Oberbeck Christian LPurchase (P)Common Stock2,000USD 17.67USD 35,340SEC filing ↗
2020-08-10Oberbeck Christian LPurchase (P)Common Stock5,000USD 17.51USD 87,550SEC filing ↗
2020-07-24Oberbeck Christian LPurchase (P)Common Stock1,000USD 16.89USD 16,890SEC filing ↗
2020-07-23Oberbeck Christian LPurchase (P)Common Stock3,000USD 17.50USD 52,500SEC filing ↗
2020-07-22Oberbeck Christian LPurchase (P)Common Stock2,000USD 17.53USD 35,060SEC filing ↗
2020-07-13Oberbeck Christian LPurchase (P)Common Stock500USD 16.00USD 8,000SEC filing ↗
2020-07-10Oberbeck Christian LPurchase (P)Common Stock500USD 15.98USD 7,990SEC filing ↗
2020-05-21Oberbeck Christian LPurchase (P)Common Stock5,000USD 14.91USD 74,550SEC filing ↗
2020-05-14Oberbeck Christian LPurchase (P)Common Stock4,000USD 12.41USD 49,640SEC filing ↗
2020-05-14Steenkamp Henri JPurchase (P)Common Stock1,203USD 12.90USD 15,519SEC filing ↗
2020-05-13Oberbeck Christian LPurchase (P)Common Stock4,000USD 12.88USD 51,520SEC filing ↗

Form 4 evidence

9 transaction lines in the latest 365-day window; 62 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-09Oberbeck Christian LPurchase (P)Common Stock15,000USD 14.83USD 222,450SEC filing ↗
2026-10-08Oberbeck Christian LPurchase (P)Common Stock15,000USD 14.89USD 223,350SEC filing ↗
2026-09-09Oberbeck Christian LJ (J)Common Stock290USD 0.00USD 0SEC filing ↗
Show recent Form 4 evidence (8 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-09Oberbeck Christian LPurchase (P)Common Stock15,000USD 14.83USD 222,450SEC filing ↗
2026-10-08Oberbeck Christian LPurchase (P)Common Stock15,000USD 14.89USD 223,350SEC filing ↗
2026-09-09Oberbeck Christian LJ (J)Common Stock290USD 0.00USD 0SEC filing ↗
2026-08-18Oberbeck Christian LJ (J)Common Stock280USD 0.00USD 0SEC filing ↗
2026-07-22Oberbeck Christian LJ (J)Common Stock2,560USD 0.00USD 0SEC filing ↗
2026-01-29Oberbeck Christian LGift (G)Common Stock1,000USD 0.00USD 0SEC filing ↗
2025-12-19Oberbeck Christian LGift (G)Common Stock1,000USD 0.00USD 0SEC filing ↗
2025-12-11Oberbeck Christian LGift (G)Common Stock13,000USD 0.00USD 0SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerSAR
CIK0001377936
SectorClosed-End Funds
IndustryAsset Management Yahoo Finance
SEC SICInvestment company (SEC forms N-2, N-2/A, N-54A)
ExchangeNYSE

Data coverage

Local Form 4 history62 transaction lines from 2020-05-08 to 2026-10-09
19 P purchase lines · 0 S sale lines · 43 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.