Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-19 · Built: 2026-10-19 · 中文

← United States · Coverage record

US · SEC FORM 4

SMARTFINANCIAL INC.

SMBK · NYSE · CIK 0001038773 · Financial Services · Banks—Regional

INSIDER SIGNAL

59.5 / 100

3 buyers · 3 purchase transaction lines · $269.7K gross purchase

WHY THIS SIGNAL?

Buyer breadthModerate
Purchase sizeLow
RoleStrong
RecencyLow
ConvictionModerate
Score anatomy

Each bar shows the contribution to the current score; the weights and formula stay unchanged.

Cluster+21.0 / 35
Purchase size+10.1 / 25
Role+20.0 / 20
Recency+1.1 / 10
Conviction+7.3 / 10

What is holding the score back?

  • ⚠ Cluster breadth is moderate · 3 insider(s), not 4+
  • ⚠ Purchase size is modest relative to the model scale
  • ⚠ Purchase activity is becoming less recent
  • ✓ Role scores high · most senior buyer: Director

Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.

US-v1.2 ranks qualifying equity purchases under the current 180-day rules. The score is a research priority, not a return forecast or probability. Backtests have not shown that a higher US score is followed by better returns.

Purchase breadth & concentration

QUALIFYING BUYERS3
PURCHASE CONCENTRATION49%Largest buyer: Barrett Victor Lynn · $131.3K
CLUSTER BUYING · 15D2 insidersPeak activity: 2026-06-04–2026-06-10

Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Jordan Rhett D.EVP & CHIEF CREDIT OFFICER
▼▼▼▼
Wolpert Geoffrey AlanDirector
○○○
Barrett Victor LynnDirector
●
Ackermann Cathy GDirector
●
Shomaker Kelli DDirector
●
● Purchase▼ Sale○ Other

—

SIGNAL HISTORY

59.5 / 100

Latest recorded score

→ +0.0 ptsversus the previous recorded snapshot
  1. 59.6
  2. 59.6
  3. 59.5
  4. 59.5
  5. 59.5

Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.

Recent Form 4 activity

5Purchases
6Sales
24Other Form 4 lines
35SEC filings · 365 days
BUYING3 qualifying P line(s) · 180 days
SELLING4 sale line(s) · context only
OTHER3 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
-3.0%
3M
+7.0%
6M
+18.6%
12M
+43.0%

Volatility & liquidity

Volatility
27.6%
Beta
—
Avg daily value
USD 6.2M

Valuation

Market cap
USD 855.3M
P/E
17.0×

Fundamentals

Profit margin
—
ROE
9.1%
Industry
Banks—Regional

Market data

Price data up to: 2026-10-11 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Market cap, P/E, ROE · Fiscal year ended: 2025-12-31 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-08-03 · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
636,039
Previous report
498,474
Avg daily volume
161,505
Days to cover
3.9

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-06-10Barrett Victor LynnPurchase (P)Common Stock3,000USD 43.78USD 131,340SEC filing ↗
2026-06-04Ackermann Cathy GPurchase (P)Common Stock3,000USD 42.12USD 126,360SEC filing ↗
2026-05-04Shomaker Kelli DPurchase (P)Common Stock290USD 41.30USD 11,977SEC filing ↗
2026-02-09Welborn Wesley MillerPurchase (P)Common Stock835USD 43.13USD 36,014SEC filing ↗
2026-01-27Shomaker Kelli DPurchase (P)Common Stock255USD 39.38USD 10,042SEC filing ↗
2025-02-03Welborn Wesley MillerPurchase (P)Common Stock1,162USD 34.75USD 40,380SEC filing ↗
2024-02-07Welborn Wesley MillerPurchase (P)Common Stock1,000USD 21.67USD 21,670SEC filing ↗
2023-06-12Wolpert Geoffrey AlanPurchase (P)Common Stock350USD 22.87USD 8,004SEC filing ↗
2023-05-12Wolpert Geoffrey AlanPurchase (P)Common Stock2,500USD 20.01USD 50,025SEC filing ↗
2023-05-12Miller Ted CharlesPurchase (P)Common Stock4,999USD 20.00USD 99,980SEC filing ↗
2023-05-08Whaley Keith EdwardPurchase (P)Common Stock1,500USD 21.34USD 32,010SEC filing ↗
2023-05-04Ogle David AustinPurchase (P)Common Stock2,554USD 19.48USD 49,752SEC filing ↗
2023-05-04Carroll William Young Jr.Purchase (P)Common Stock1,500USD 19.33USD 28,995SEC filing ↗
2023-05-04Welborn Wesley MillerPurchase (P)Common Stock2,500USD 19.38USD 48,450SEC filing ↗
2023-05-04Carroll William Young Jr.Purchase (P)Common Stock1,500USD 19.34USD 29,010SEC filing ↗

Form 4 evidence

35 transaction lines in the latest 365-day window; 231 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-14Jordan Rhett D.Sale (S)Common Stock230USD 52.05USD 11,972SEC filing ↗
2026-08-04Jordan Rhett D.Sale (S)Common Stock430USD 52.75USD 22,682SEC filing ↗
2026-06-12Jordan Rhett D.Sale (S)Common Stock400USD 45.00USD 18,000SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-14Jordan Rhett D.Sale (S)Common Stock230USD 52.05USD 11,972SEC filing ↗
2026-08-04Jordan Rhett D.Sale (S)Common Stock430USD 52.75USD 22,682SEC filing ↗
2026-06-12Jordan Rhett D.Sale (S)Common Stock400USD 45.00USD 18,000SEC filing ↗
2026-06-10Barrett Victor LynnPurchase (P)Common Stock3,000USD 43.78USD 131,340SEC filing ↗
2026-06-04Ackermann Cathy GPurchase (P)Common Stock3,000USD 42.12USD 126,360SEC filing ↗
2026-05-19Wolpert Geoffrey AlanGift (G)Common Stock31,118USD 0.00USD 0SEC filing ↗
2026-05-18Wolpert Geoffrey AlanGift (G)Common Stock24,849USD 0.00USD 0SEC filing ↗
2026-05-04Shomaker Kelli DPurchase (P)Common Stock290USD 41.30USD 11,977SEC filing ↗
2026-05-01Wolpert Geoffrey AlanGift (G)Common Stock23,721USD 0.00USD 0SEC filing ↗
2026-04-24Jordan Rhett D.Sale (S)Common Stock500USD 41.85USD 20,925SEC filing ↗
2026-03-10Welborn Wesley MillerAward / grant (A)Common Stock3,542USD 0.00USD 0SEC filing ↗
2026-03-10Trumpp Jarrod MAward / grant (A)Common Stock990USD 0.00USD 0SEC filing ↗
2026-03-10Schrodt Martin EAward / grant (A)Common Stock1,998USD 0.00USD 0SEC filing ↗
2026-03-10Jordan Rhett D.Award / grant (A)Common Stock3,414USD 0.00USD 0SEC filing ↗
2026-03-10Gorczynski Ronald JAward / grant (A)Common Stock3,752USD 0.00USD 0SEC filing ↗
2026-03-10Carroll William Young Jr.Award / grant (A)Common Stock9,450USD 0.00USD 0SEC filing ↗
2026-03-10Cain Cynthia AAward / grant (A)Common Stock2,052USD 0.00USD 0SEC filing ↗
2026-03-10Boyd Rebecca CAward / grant (A)Common Stock1,913USD 0.00USD 0SEC filing ↗
2026-02-09Welborn Wesley MillerPurchase (P)Common Stock835USD 43.13USD 36,014SEC filing ↗
2026-01-29Wolpert Geoffrey AlanAward / grant (A)Common Stock808USD 0.00USD 0SEC filing ↗
2026-01-29Whaley Keith EdwardAward / grant (A)Common Stock808USD 0.00USD 0SEC filing ↗
2026-01-29Tucker Steven B.Award / grant (A)Common Stock808USD 0.00USD 0SEC filing ↗
2026-01-29Shomaker Kelli DAward / grant (A)Common Stock808USD 0.00USD 0SEC filing ↗
2026-01-29Ogle David AustinAward / grant (A)Common Stock808USD 0.00USD 0SEC filing ↗
2026-01-29Barrett Victor LynnAward / grant (A)Common Stock808USD 0.00USD 0SEC filing ↗
2026-01-29Ackermann Cathy GAward / grant (A)Common Stock808USD 0.00USD 0SEC filing ↗
2026-01-27Shomaker Kelli DPurchase (P)Common Stock255USD 39.38USD 10,042SEC filing ↗
2026-01-01Welborn Wesley MillerTax withholding (F)Common Stock1,305USD 36.99USD 48,272SEC filing ↗
2026-01-01Jordan Rhett D.Tax withholding (F)Common Stock816USD 36.99USD 30,184SEC filing ↗
2026-01-01Gorczynski Ronald JTax withholding (F)Common Stock842USD 36.99USD 31,146SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-19
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerSMBK
CIK0001038773
SectorFinancial Services
IndustryBanks—Regional Yahoo Finance
SEC SIC6021 National Commercial Banks
ExchangeNYSE

Data coverage

Local Form 4 history231 transaction lines from 2020-01-22 to 2026-09-14
31 P purchase lines · 37 S sale lines · 163 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-19. Mapping status is an audit field and does not erase SEC filing evidence.