← United States · Coverage record
US · SEC FORM 4
SUMITOMO MITSUI FINANCIAL GROUP, INC.
SMFG · NYSE; OTC · CIK 0001022837 · Financial Services · Banks—Diversified
INSIDER SIGNAL
0 qualifying P purchase groups
in the current 180-day scoring window
59 Form 4 transaction lines observed in the same window
1 sales · 58 option, withholding, award, gift or other lines
WHY NO ACTIVE SIGNAL?
Score anatomy
No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.
Why is there no score?
- No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
- Sales and other Form 4 activity remain visible as context and do not create a negative score.
Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.
Insider activity timeline
Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.
Showing the six most active owners; 18 additional owner(s) remain in Form 4 evidence.
Purchase breadth, concentration & cluster buying
These modules activate when qualifying purchases enter the 180-day research window.
SIGNAL HISTORY
Scores are archived only when the company qualifies for a published US buy-signal snapshot.—
Recent Form 4 activity
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
Market context
Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.
Short interest
Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.
- Shares short
- 6,110,985
- Previous report
- 7,390,304
- Avg daily volume
- 1,340,576
- Days to cover
- 4.6
FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.
Historical equity purchases
No qualifying code P equity purchase is present in the local Form 4 history.
Form 4 evidence
59 transaction lines in the latest 365-day window; 59 in local history.
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-08-12 | Anchi Kazuyuki | Sale (S) | Common Stock | 4,000 | USD 42.47 | USD 169,880 | SEC filing ↗ |
| 2026-07-27 | Yoshikawa Haruyuki | D (D) | Common Stock | 2,300 | USD 43.99 | USD 101,177 | SEC filing ↗ |
| 2026-07-27 | Yoshikawa Haruyuki | Award / grant (A) | Common Stock | 13,797 | USD — | USD — | SEC filing ↗ |
Show recent Form 4 evidence (30 grouped rows)
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-08-12 | Anchi Kazuyuki | Sale (S) | Common Stock | 4,000 | USD 42.47 | USD 169,880 | SEC filing ↗ |
| 2026-07-27 | Yoshikawa Haruyuki | D (D) | Common Stock | 2,300 | USD 43.99 | USD 101,177 | SEC filing ↗ |
| 2026-07-27 | Yoshikawa Haruyuki | Award / grant (A) | Common Stock | 13,797 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Uemura Akio | D (D) | Common Stock | 2,600 | USD 43.99 | USD 114,374 | SEC filing ↗ |
| 2026-07-27 | Uemura Akio | Award / grant (A) | Common Stock | 15,249 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Takashima Makoto | D (D) | Common Stock | 7,100 | USD 43.99 | USD 312,329 | SEC filing ↗ |
| 2026-07-27 | Takashima Makoto | Award / grant (A) | Common Stock | 41,166 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Takamatsu Hideki | D (D) | Common Stock | 2,100 | USD 43.99 | USD 92,379 | SEC filing ↗ |
| 2026-07-27 | Takamatsu Hideki | Award / grant (A) | Common Stock | 12,549 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Samejima Natsuhiro | D (D) | Common Stock | 2,800 | USD 43.99 | USD 123,172 | SEC filing ↗ |
| 2026-07-27 | Samejima Natsuhiro | Award / grant (A) | Common Stock | 16,596 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Nakashima Toru | D (D) | Common Stock | 8,900 | USD 43.99 | USD 391,511 | SEC filing ↗ |
| 2026-07-27 | Nakashima Toru | Award / grant (A) | Common Stock | 51,399 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Nakamura Keiichiro | D (D) | Common Stock | 3,300 | USD 43.99 | USD 145,167 | SEC filing ↗ |
| 2026-07-27 | Nakamura Keiichiro | Award / grant (A) | Common Stock | 19,296 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Nagata Arihiro | D (D) | Common Stock | 2,600 | USD 43.99 | USD 114,374 | SEC filing ↗ |
| 2026-07-27 | Nagata Arihiro | Award / grant (A) | Common Stock | 15,249 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Mikami Takeshi | D (D) | Common Stock | 3,500 | USD 43.99 | USD 153,965 | SEC filing ↗ |
| 2026-07-27 | Mikami Takeshi | Award / grant (A) | Common Stock | 20,748 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Matsugasaki Honami | D (D) | Common Stock | 4,100 | USD 43.99 | USD 180,359 | SEC filing ↗ |
| 2026-07-27 | Matsugasaki Honami | Award / grant (A) | Common Stock | 8,372 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Mabuchi Yukihiro | D (D) | Common Stock | 2,800 | USD 43.99 | USD 123,172 | SEC filing ↗ |
| 2026-07-27 | Mabuchi Yukihiro | Award / grant (A) | Common Stock | 16,596 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Kudo Teiko | D (D) | Common Stock | 3,800 | USD 43.99 | USD 167,162 | SEC filing ↗ |
| 2026-07-27 | Kudo Teiko | Award / grant (A) | Common Stock | 22,098 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Kobayashi Takashi | D (D) | Common Stock | 3,300 | USD 43.99 | USD 145,167 | SEC filing ↗ |
| 2026-07-27 | Kobayashi Takashi | Award / grant (A) | Common Stock | 19,296 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Ito Fumihiko | D (D) | Common Stock | 3,300 | USD 43.99 | USD 145,167 | SEC filing ↗ |
| 2026-07-27 | Ito Fumihiko | Award / grant (A) | Common Stock | 19,296 | USD — | USD — | SEC filing ↗ |
| 2026-07-27 | Isowa Akio | D (D) | Common Stock | 3,300 | USD 43.99 | USD 145,167 | SEC filing ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
Snapshot & identity
| Snapshot date | 2026-10-18 |
|---|---|
| Ranking version | US-v1.2 |
| Data quality | PASS ELIGIBLE · — |
| Ticker | SMFG |
| CIK | 0001022837 |
| Sector | Financial Services |
| Industry | Banks—Diversified Yahoo Finance |
| SEC SIC | 6029 Commercial Banks, NEC |
| Exchange | NYSE; OTC |
Data coverage
| Local Form 4 history | 59 transaction lines from 2026-07-24 to 2026-08-12 0 P purchase lines · 1 S sale lines · 58 other lines |
|---|---|
| SEC company submissions | Open SEC filings ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.