Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

STEM, INC.

STEM · NYSE · CIK 0001758766 · Technology · Utilities—Renewable

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

22 Form 4 transaction lines observed in the same window
6 sales · 16 option, withholding, award, gift or other lines

Last qualifying purchase2024-03-18 · BUZBY DAVID S · $61.2K

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesModerate
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Carlson Michael JamesPresident, Managed Services
○▼○▼
Musfeldt BrianChief Financial Officer
○▼
Laureles Saul R.Chief Legal Officer
○▼
Tappin MatthewPresident, Software Products
○▼
Narayanan ArunChief Executive Officer
○▼
BUZBY DAVID SDirector
○
● Purchase▼ Sale○ Other

Showing the six most active owners; 6 additional owner(s) remain in Form 4 evidence.

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2024-03-18 · BUZBY DAVID S.

Recent Form 4 activity

0Purchases
17Sales
37Other Form 4 lines
35SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING6 sale line(s) · context only
OTHER16 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
1,149,556
Previous report
1,182,878
Avg daily volume
227,033
Days to cover
5.1

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2024-03-18BUZBY DAVID SPurchase (P)Common Stock, Par Value $0.0001 Per Share33,800USD 1.81USD 61,178SEC filing ↗
2024-03-18BUZBY DAVID SPurchase (P)Common Stock, Par Value $0.0001 Per Share33,800USD 1.81USD 61,178SEC filing ↗
2024-03-15BUZBY DAVID SPurchase (P)Common Stock, Par Value $0.0001 Per Share62,500USD 1.84USD 115,000SEC filing ↗
2024-03-15Homenock KimPurchase (P)Common Stock, Par Value $0.0001 Per Share24,000USD 1.84USD 44,160SEC filing ↗
2024-03-15Carlson Michael JamesPurchase (P)Common Stock, Par Value $0.0001 Per Share44,882USD 1.75USD 78,544SEC filing ↗
2024-03-15BUZBY DAVID SPurchase (P)Common Stock, Par Value $0.0001 Per Share62,500USD 1.84USD 115,000SEC filing ↗
2024-03-14Carlson Michael JamesPurchase (P)Common Stock, Par Value $0.0001 Per Share10,118USD 1.75USD 17,706SEC filing ↗
2023-09-15BUZBY DAVID SPurchase (P)Common Stock, Par Value $0.0001 Per Share62,000USD 4.82USD 298,840SEC filing ↗
2022-03-15MORGAN MICHAEL CPurchase (P)Common Stock, Par Value $0.0001 Per Share112,500USD 7.62USD 857,250SEC filing ↗
2021-04-28MORGAN MICHAEL CPurchase (P)Common Stock50,000USD 10.00USD 500,000SEC filing ↗

Form 4 evidence

54 transaction lines in the latest 365-day window; 411 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-29Carlson Michael JamesSale (S)Common Stock, Par Value $0.0001 Per Share146USD 4.67USD 682SEC filing ↗
2026-09-26Carlson Michael JamesOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share305USD 4.48USD 1,366SEC filing ↗
2026-08-07Tammineedi AnilOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,486USD —USD —SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-29Carlson Michael JamesSale (S)Common Stock, Par Value $0.0001 Per Share146USD 4.67USD 682SEC filing ↗
2026-09-26Carlson Michael JamesOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share305USD 4.48USD 1,366SEC filing ↗
2026-08-07Tammineedi AnilOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,486USD —USD —SEC filing ↗
2026-08-07TYSON LAURA DAward / grant (A)Common Stock, Par Value $0.0001 Per Share7,486USD —USD —SEC filing ↗
2026-08-07Shivram KrishnaOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,486USD —USD —SEC filing ↗
2026-08-07Guruswamy VasudevanOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,486USD —USD —SEC filing ↗
2026-08-07Daley AdamOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,486USD —USD —SEC filing ↗
2026-08-07Birns Ira MOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,486USD —USD —SEC filing ↗
2026-08-07BUZBY DAVID SOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,486USD —USD —SEC filing ↗
2026-07-20Musfeldt BrianSale (S)Common Stock, Par Value $0.0001 Per Share996USD 6.11USD 6,086SEC filing ↗
2026-07-17Musfeldt BrianOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share3,375USD 6.26USD 21,128SEC filing ↗
2026-07-02Tappin MatthewSale (S)Common Stock, Par Value $0.0001 Per Share996USD 7.85USD 7,819SEC filing ↗
2026-07-02Narayanan ArunSale (S)Common Stock, Par Value $0.0001 Per Share1,996USD 7.85USD 15,669SEC filing ↗
2026-07-02Laureles Saul R.Sale (S)Common Stock, Par Value $0.0001 Per Share675USD 7.85USD 5,299SEC filing ↗
2026-07-02Carlson Michael JamesSale (S)Common Stock, Par Value $0.0001 Per Share1,347USD 7.85USD 10,574SEC filing ↗
2026-06-30Tappin MatthewOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,750USD 7.81USD 60,528SEC filing ↗
2026-06-30Narayanan ArunOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share8,125USD 7.81USD 63,456SEC filing ↗
2026-06-30Laureles Saul R.Option exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,750USD 7.81USD 60,528SEC filing ↗
2026-06-30Carlson Michael JamesOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share7,750USD 7.81USD 60,528SEC filing ↗
2026-03-11Tappin MatthewSale (S)Common Stock, Par Value $0.0001 Per Share402USD 10.83USD 4,354SEC filing ↗
2026-03-10Tappin MatthewSale (S)Common Stock, Par Value $0.0001 Per Share655USD 11.12USD 7,284SEC filing ↗
2026-03-10Narayanan ArunSale (S)Common Stock, Par Value $0.0001 Per Share5,145USD 11.12USD 57,212SEC filing ↗
2026-03-10Laureles Saul R.Sale (S)Common Stock, Par Value $0.0001 Per Share942USD 11.12USD 10,475SEC filing ↗
2026-03-10Carlson Michael JamesSale (S)Common Stock, Par Value $0.0001 Per Share2,079USD 11.12USD 23,118SEC filing ↗
2026-03-07Tappin MatthewOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share1,458USD —USD —SEC filing ↗
2026-03-07Narayanan ArunOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share18,125USD —USD —SEC filing ↗
2026-03-07Laureles Saul R.Option exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share2,916USD —USD —SEC filing ↗
2026-03-07Carlson Michael JamesOption exercise / conversion (M)Common Stock, Par Value $0.0001 Per Share3,541USD —USD —SEC filing ↗
2026-03-04Tappin MatthewSale (S)Common Stock, Par Value $0.0001 Per Share185USD 10.00USD 1,850SEC filing ↗
2026-03-03Tappin MatthewSale (S)Common Stock, Par Value $0.0001 Per Share300USD 9.67USD 2,901SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerSTEM
CIK0001758766
SectorTechnology
IndustryUtilities—Renewable Yahoo Finance
SEC SIC7373 Services-Computer Integrated Systems Design
ExchangeNYSE

Data coverage

Local Form 4 history411 transaction lines from 2021-04-28 to 2026-09-29
11 P purchase lines · 189 S sale lines · 211 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.