Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

TOMPKINS FINANCIAL CORP

TMP · NYSE · CIK 0001005817 · Financial Services · Banks—Regional

INSIDER SIGNAL

45.4 / 100

1 buyers · 1 purchase transaction lines · $100.0K gross purchase

WHY THIS SIGNAL?

Buyer breadthLow
Purchase sizeLow
RoleStrong
RecencyLow
ConvictionStrong
Score anatomy

Each bar shows the contribution to the current score; the weights and formula stay unchanged.

Cluster+7.0 / 35
Purchase size+7.5 / 25
Role+20.0 / 20
Recency+0.9 / 10
Conviction+10.0 / 10

What is holding the score back?

  • ⚠ Cluster breadth is moderate · 1 insider(s), not 4+
  • ⚠ Purchase size is modest relative to the model scale
  • ⚠ Purchase activity is becoming less recent
  • ✓ Role scores high · most senior buyer: Director

Purchase-size comments are relative to the model scale. Average daily volume is a separate market-context diagnostic.

US-v1.2 ranks qualifying equity purchases under the current 180-day rules. The score is a research priority, not a return forecast or probability. Backtests have not shown that a higher US score is followed by better returns.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Fontaine Alyssa HEVP, General Counsel & CRO
○○○○
McKenna John MEVP, Pres. Tompkins Comm. Bank
○○○○
ROMAINE STEPHEN SPresident & CEO
○○○○
DeMilia David MEVP, Pres of TCB Hudson Valley
○○○
Kershaw DavidSVP, PAO
○○
Torcello Diane DEVP & President, Tompkins WNY
○○
● Purchase▼ Sale○ Other

Showing the six most active owners; 6 additional owner(s) remain in Form 4 evidence.

Purchase breadth & concentration

QUALIFYING BUYERS1
PURCHASE CONCENTRATION100%Largest buyer: Rahilly Ita M · $100.0K
CLUSTER BUYING · 15D1 insiderPeak activity: 2026-05-26–2026-05-26

Roles in the peak window: Director. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

45.4 / 100

Latest recorded score

→ +0.0 ptsversus the previous recorded snapshot
  1. 45.6
  2. 45.5
  3. 45.5
  4. 45.4
  5. 45.4

Only scores saved when a full US scoring run completed are shown; gaps are not reconstructed.

Recent Form 4 activity

2Purchases
0Sales
98Other Form 4 lines
55SEC filings · 365 days
BUYING1 qualifying P line(s) · 180 days
SELLING0 sale line(s) · context only
OTHER28 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot detected in parsed evidence

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.

Price performance

1M
-2.6%
3M
+4.6%
6M
+13.6%
12M
+46.7%

Volatility & liquidity

Volatility
32.9%
Beta
—
Avg daily value
USD 10.2M

Valuation

Market cap
USD 1.4B
P/E
8.5×

Fundamentals

Profit margin
212.7%
ROE
17.2%
Industry
Banks—Regional

Market data

Price data up to: 2026-10-11 · Price source: OpenBB/yfinance; volume from price cache (yfinance) · From SEC filings: Market cap, P/E, Profit margin, ROE · Fiscal year ended: 2025-12-31 · Market cap is the shares outstanding stated on the filing cover multiplied by the latest close. Share count date: 2026-07-24 · Status: PASS

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
452,990
Previous report
332,161
Avg daily volume
138,859
Days to cover
3.3

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-05-26Rahilly Ita MPurchase (P)Common Stock1,164USD 85.90USD 100,000SEC filing ↗
2025-11-21Rahilly Ita MPurchase (P)Common Stock1,463USD 68.36USD 99,994SEC filing ↗
2025-01-07Lee Angela BPurchase (P)Common Stock286USD 67.07USD 19,182SEC filing ↗
2025-01-07Johnson Patricia APurchase (P)Common Stock Drip263USD 67.07USD 17,639SEC filing ↗
2024-08-29MCClurg John DPurchase (P)Common Stock127USD 61.26USD 7,780SEC filing ↗
2024-05-16Coletti Janet M.Purchase (P)Common Stock1,000USD 47.91USD 47,910SEC filing ↗
2024-02-20Rahilly Ita MPurchase (P)Common Stock1,982USD 50.46USD 99,994SEC filing ↗
2023-05-17ALEXANDER JOHN EPurchase (P)Common Stock2,500USD 53.82USD 134,550SEC filing ↗
2023-05-09WEBER ALFRED JPurchase (P)Common Stock128USD 54.50USD 6,976SEC filing ↗
2023-02-28Rahilly Ita MPurchase (P)Common Stock1,327USD 75.38USD 100,004SEC filing ↗
2022-05-25Rahilly Ita MPurchase (P)Common Stock1,355USD 73.81USD 100,002SEC filing ↗
2021-11-11Rahilly Ita MPurchase (P)Common Stock207USD 84.53USD 17,499SEC filing ↗
2021-10-11DeMilia David MPurchase (P)Common Stock1USD 82.64USD 100SEC filing ↗
2021-09-13DeMilia David MPurchase (P)Common Stock1USD 76.37USD 100SEC filing ↗
2021-08-16MILEWSKI FRANK CPurchase (P)Common Stock300USD 80.00USD 24,000SEC filing ↗

Form 4 evidence

100 transaction lines in the latest 365-day window; 645 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-01Lee Angela BAward / grant (A)Common Stock216USD 97.01USD 20,954SEC filing ↗
2026-10-01Fessenden Daniel J.Award / grant (A)Common Stock128USD 97.01USD 12,417SEC filing ↗
2026-10-01Johnson Patricia AAward / grant (A)Common Stock Drip187USD 97.01USD 18,141SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-01Lee Angela BAward / grant (A)Common Stock216USD 97.01USD 20,954SEC filing ↗
2026-10-01Fessenden Daniel J.Award / grant (A)Common Stock128USD 97.01USD 12,417SEC filing ↗
2026-10-01Johnson Patricia AAward / grant (A)Common Stock Drip187USD 97.01USD 18,141SEC filing ↗
2026-09-02Fontaine Alyssa HOption exercise / conversion (M)Common Stock802USD 76.90USD 61,674SEC filing ↗
2026-09-02Fontaine Alyssa HTax withholding (F)Common Stock713USD 97.56USD 69,560SEC filing ↗
2026-08-07McKenna John MOption exercise / conversion (M)Common Stock802USD 76.90USD 61,674SEC filing ↗
2026-08-07McKenna John MTax withholding (F)Common Stock712USD 98.73USD 70,296SEC filing ↗
2026-08-04Kershaw DavidOption exercise / conversion (M)Common Stock260USD 76.90USD 19,994SEC filing ↗
2026-08-04Kershaw DavidTax withholding (F)Common Stock220USD 101.54USD 22,339SEC filing ↗
2026-08-01Taylor Eric WTax withholding (F)Common Stock45USD 99.84USD 4,493SEC filing ↗
2026-07-28ROMAINE STEPHEN SOption exercise / conversion (M)Common Stock1,734USD 76.90USD 133,345SEC filing ↗
2026-07-28ROMAINE STEPHEN STax withholding (F)Common Stock1,530USD 101.25USD 154,912SEC filing ↗
2026-07-27Torcello Diane DOption exercise / conversion (M)Common Stock250USD 76.90USD 19,225SEC filing ↗
2026-07-27Torcello Diane DTax withholding (F)Common Stock214USD 99.68USD 21,332SEC filing ↗
2026-07-01Lee Angela BAward / grant (A)Common Stock219USD 95.92USD 21,006SEC filing ↗
2026-07-01Johnson Patricia AAward / grant (A)Common Stock Drip189USD 95.92USD 18,129SEC filing ↗
2026-07-01Fessenden Daniel J.Award / grant (A)Common Stock130USD 95.92USD 12,470SEC filing ↗
2026-05-26Rahilly Ita MPurchase (P)Common Stock1,164USD 85.90USD 100,000SEC filing ↗
2026-05-18ROMAINE STEPHEN STax withholding (F)Common Stock1,580USD 84.18USD 133,004SEC filing ↗
2026-05-18ROMAINE STEPHEN SAward / grant (A)Common Stock3,095USD 0.00USD 0SEC filing ↗
2026-05-18McKenna John MTax withholding (F)Common Stock264USD 84.18USD 22,224SEC filing ↗
2026-05-18McKenna John MAward / grant (A)Common Stock730USD 0.00USD 0SEC filing ↗
2026-05-18Kunkel Ginger GTax withholding (F)Common Stock201USD 84.18USD 16,920SEC filing ↗
2026-05-18Kunkel Ginger GAward / grant (A)Common Stock730USD 0.00USD 0SEC filing ↗
2026-05-18Fontaine Alyssa HTax withholding (F)Common Stock359USD 84.18USD 30,221SEC filing ↗
2026-05-18Fontaine Alyssa HAward / grant (A)Common Stock730USD 0.00USD 0SEC filing ↗
2026-05-18DeMilia David MTax withholding (F)Common Stock264USD 84.18USD 22,224SEC filing ↗
2026-05-18DeMilia David MAward / grant (A)Common Stock730USD 0.00USD 0SEC filing ↗
2026-05-13DeMilia David ML (L)Common Stock1USD 82.75USD 100SEC filing ↗
2026-04-14DeMilia David ML (L)Common Stock1USD 84.50USD 100SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerTMP
CIK0001005817
SectorFinancial Services
IndustryBanks—Regional Yahoo Finance
SEC SIC6022 State Commercial Banks
ExchangeNYSE

Data coverage

Local Form 4 history645 transaction lines from 2020-01-02 to 2026-10-01
33 P purchase lines · 8 S sale lines · 604 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.