← United States · Coverage record
US · SEC FORM 4
TRI-CONTINENTAL Corp
TY · NYSE · CIK 0000099614 · Closed-End Funds · Asset Management
INSIDER SIGNAL
0 qualifying P purchase groups
in the current 180-day scoring window
1 Form 4 transaction lines observed in the same window
1 sales · 0 option, withholding, award, gift or other lines
WHY NO ACTIVE SIGNAL?
Score anatomy
No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.
Why is there no score?
- No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
- Sales and other Form 4 activity remain visible as context and do not create a negative score.
Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.
Insider activity timeline
Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.
—
Purchase breadth, concentration & cluster buying
These modules activate when qualifying purchases enter the 180-day research window.
SIGNAL HISTORY
Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2025-08-20 · Larrenaga Ryan Collins.
Recent Form 4 activity
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
Market context
Market context provides additional background on recent price performance and risk. It does not affect the Insider Signal.
Price performance
- 1M
- -3.3%
- 3M
- -1.7%
- 6M
- +7.4%
- 12M
- —
Volatility & liquidity
- Volatility
- 13.3%
- Beta
- —
- Avg daily value
- —
Valuation
- Market cap
- —
- P/E
- —
Fundamentals
- Profit margin
- —
- ROE
- —
- Industry
- Asset Management
Market data
Price data up to: 2026-10-04 · Price source: OpenBB/yfinance · Status: PASS
Short interest
Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.
- Shares short
- 801,750
- Previous report
- 792,391
- Avg daily volume
- 41,569
- Days to cover
- 19.3
FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.
Historical equity purchases
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2025-08-20 | Larrenaga Ryan Collins | Purchase (P) | Tri-Continental Corporation Common Stock | 100 | USD 33.04 | USD 3,304 | SEC filing ↗ |
| 2024-11-18 | TRUSCOTT WILLIAM F | Purchase (P) | Common Stock | 4,000 | USD 33.60 | USD 134,400 | SEC filing ↗ |
| 2023-07-06 | Sivaraman Raghavendran | Purchase (P) | Tri-Continental Corporation Common Stock | 3,000 | USD 27.07 | USD 81,211 | SEC filing ↗ |
| 2022-03-14 | Lee Grace | Purchase (P) | Tri-Continental Corporation Common Stock | 2,000 | USD 29.15 | USD 58,300 | SEC filing ↗ |
| 2021-05-06 | Beckman Daniel | Purchase (P) | Tri-Continental Corporation Common Stock | 325 | USD 34.00 | USD 11,050 | SEC filing ↗ |
| 2020-11-17 | Petersen Christopher O. | Purchase (P) | Tri-Continental Corporation Common Stock (TY) | 100 | USD 28.40 | USD 2,840 | SEC filing ↗ |
| 2020-03-02 | KING DAVID L | Purchase (P) | Tri-Continental Corporation Common Stock | 4,275 | USD 26.27 | USD 112,309 | SEC filing ↗ |
| 2020-03-02 | KING DAVID L | Purchase (P) | Tri-Continental Corporation Common Stock | 5,637 | USD 25.96 | USD 146,330 | SEC filing ↗ |
| 2020-03-01 | KING DAVID L | Purchase (P) | Tri-Continental Corporation Common Stock | 88 | USD 26.62 | USD 2,343 | SEC filing ↗ |
Form 4 evidence
1 transaction lines in the latest 365-day window; 71 in local history.
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-05-27 | Jin Yan | Sale (S) | Tri-Continental Corporation Common Stock | 2,500 | USD 34.87 | USD 87,175 | SEC filing ↗ |
Show recent Form 4 evidence (1 grouped rows)
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-05-27 | Jin Yan | Sale (S) | Tri-Continental Corporation Common Stock | 2,500 | USD 34.87 | USD 87,175 | SEC filing ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
Snapshot & identity
| Snapshot date | 2026-10-18 |
|---|---|
| Ranking version | US-v1.2 |
| Data quality | PASS ELIGIBLE · — |
| Ticker | TY |
| CIK | 0000099614 |
| Sector | Closed-End Funds |
| Industry | Asset Management Yahoo Finance |
| SEC SIC | Investment company (SEC forms N-2, N-2/A, N-30D) |
| Exchange | NYSE |
Data coverage
| Local Form 4 history | 71 transaction lines from 2020-02-03 to 2026-05-27 63 P purchase lines · 7 S sale lines · 1 other lines |
|---|---|
| SEC company submissions | Open SEC filings ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.