Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-19 · Built: 2026-10-19 · 中文

← United States · Coverage record

US · SEC FORM 4

UWHARRIE CAPITAL CORP

UWHR · OTC · CIK 0000898171 · Financial Services · Banks—Regional

INSIDER SIGNAL

No active buy signal

0 qualifying P purchase groups
in the current 180-day scoring window

24 Form 4 transaction lines observed in the same window
1 sales · 23 option, withholding, award, gift or other lines

Last qualifying purchase2025-12-31 · DICK ROGER L · $9.7K

WHY NO ACTIVE SIGNAL?

Purchase activityNone
Recent buyingNone
Recent salesLow
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Purchase breadth, concentration & cluster buying

These modules activate when qualifying purchases enter the 180-day research window.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
Andrew Jason RChief Operations Officer
○○○○
Senter Brooke LChief People Officer
○○
Allen Dawn HDirector
○
Swaringen S ToddDirector
○
Russell Vernon ADirector
○
Poplin Chris MDirector
○
● Purchase▼ Sale○ Other

Showing the six most active owners; 14 additional owner(s) remain in Form 4 evidence.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2025-12-31 · DICK ROGER L.

Recent Form 4 activity

3Purchases
1Sales
98Other Form 4 lines
71SEC filings · 365 days
BUYING0 qualifying P line(s) · 180 days
SELLING1 sale line(s) · context only
OTHER23 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

The FINRA report lists no short interest for this ticker.

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2025-12-31DICK ROGER LPurchase (P)Common Stock889USD 10.95USD 9,735SEC filing ↗
2025-12-15Swaringen S ToddPurchase (P)Common Stock (Custodian for Daughter)80USD 10.50USD 840SEC filing ↗
2024-11-04Trout Jeffrey LPurchase (P)Common Stock (Held by Self TOD Spouse)140USD 7.98USD 1,117SEC filing ↗
2024-09-30Trout Jeffrey LPurchase (P)Common Stock (Held by Self TOD Spouse)250USD 8.00USD 2,000SEC filing ↗
2023-03-13Bates Aaron DavidPurchase (P)Common Stock640USD 7.85USD 5,022SEC filing ↗
2022-12-28STONER CHRISTY DPurchase (P)Common Stock4,000USD 9.28USD 37,120SEC filing ↗
2022-12-28Almond Heather HPurchase (P)Common Stock (Held jointly with Spouse)591USD 7.75USD 4,580SEC filing ↗
2022-08-12DICK ROGER LPurchase (P)Common Stock400USD 6.99USD 2,796SEC filing ↗
2022-08-04DICK ROGER LPurchase (P)Common Stock2,680USD 7.71USD 20,663SEC filing ↗
2022-06-24DICK ROGER LPurchase (P)Common Stock5,585USD 7.50USD 41,888SEC filing ↗
2022-03-04Andrew Jason RPurchase (P)Common Stock (Held jointly with Spouse)512USD 9.76USD 5,000SEC filing ↗
2022-03-04Andrew Jason RPurchase (P)Common Stock (Held jointly with Spouse)512USD 9.76USD 5,000SEC filing ↗
2022-03-04Almond Heather HPurchase (P)Common Stock (Held jointly with Spouse)570USD 9.76USD 5,565SEC filing ↗
2021-12-08DICK ROGER LPurchase (P)Common Stock (Held by Self)989USD 9.23USD 9,133SEC filing ↗
2021-03-18Beaver R David IIIPurchase (P)Common Stock100USD 6.84USD 684SEC filing ↗

Form 4 evidence

102 transaction lines in the latest 365-day window; 696 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-29DICK ROGER LJ (J)Common Stock3,651USD 0.00USD 0SEC filing ↗
2026-09-22Senter Brooke LJ (J)Common Stock45,071USD 0.00USD 0SEC filing ↗
2026-08-19Beaver R David IIISale (S)Common Stock (Held jointly with Spouse)6,981USD 14.78USD 103,179SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-29DICK ROGER LJ (J)Common Stock3,651USD 0.00USD 0SEC filing ↗
2026-09-22Senter Brooke LJ (J)Common Stock45,071USD 0.00USD 0SEC filing ↗
2026-08-19Beaver R David IIISale (S)Common Stock (Held jointly with Spouse)6,981USD 14.78USD 103,179SEC filing ↗
2026-08-06Andrew Jason RJ (J)Common Stock (Held jointly with Spouse)74USD 0.00USD 0SEC filing ↗
2026-08-06Andrew Jason RJ (J)Common Stock74USD 0.00USD 0SEC filing ↗
2026-06-29Andrew Jason RJ (J)Common Stock (Held jointly with Spouse)74USD 0.00USD 0SEC filing ↗
2026-06-29Andrew Jason RJ (J)Common Stock74USD 0.00USD 0SEC filing ↗
2026-06-17Swaringen S ToddAward / grant (A)Common Stock (Held by Self)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Russell Vernon AAward / grant (A)Common Stock (Held by Self)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Poplin Chris MAward / grant (A)Common Stock (Held jointly with Spouse)132USD 11.29USD 1,490SEC filing ↗
2026-06-17McAulay Matthew D.Award / grant (A)Common Stock (Held jointly with Spouse)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Klauder Mary NAward / grant (A)Common Stock (Held by Self)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Hanson Cynthia BAward / grant (A)Common Stock (Held by Self)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Furr Allen KAward / grant (A)Common Stock (Held jointly with Spouse)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Foster Deidre BAward / grant (A)Common Stock (Held jointly with Spouse)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Flake Michael JAward / grant (A)Common Stock (Held by Self)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Chambers Vanessa OAward / grant (A)Common Stock (Held jointly with Spouse)132USD 11.29USD 1,490SEC filing ↗
2026-06-17CAMPBELL JAMES OAward / grant (A)Common Stock (Held by Self)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Bowers Dean MAward / grant (A)Common Stock (Held by Self)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Bates Aaron DavidAward / grant (A)Common Stock (Held by Self TOD Spouse)132USD 11.29USD 1,490SEC filing ↗
2026-06-17BRATTON ROBERT OAward / grant (A)Common Stock (Held as Trustee for Robert O Bratton Rev Tr)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Almond Zachary DAward / grant (A)Common Stock (Held by Self)132USD 11.29USD 1,490SEC filing ↗
2026-06-17Allen Dawn HAward / grant (A)Common Stock (Held jointly with Spouse)132USD 11.29USD 1,490SEC filing ↗
2026-05-11Senter Brooke LJ (J)Common Stock8,146USD 0.00USD 0SEC filing ↗
2026-03-11Senter Brooke LJ (J)Common Stock (Held as Trustee for The Senter Living Trust)458USD 0.00USD 0SEC filing ↗
2026-03-11Senter Brooke LJ (J)Common Stock458USD 0.00USD 0SEC filing ↗
2026-03-10Andrew Jason RJ (J)Common Stock (Held jointly with Spouse)1,376USD 0.00USD 0SEC filing ↗
2026-03-10Andrew Jason RJ (J)Common Stock1,376USD 0.00USD 0SEC filing ↗
2026-03-02Trout Jeffrey LAward / grant (A)Common Stock (Held by Self TOD Spouse)917USD 10.90USD 9,995SEC filing ↗
2026-03-02Singletary Tamara MAward / grant (A)Common Stock (Held by Self)458USD 10.90USD 4,992SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-19
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerUWHR
CIK0000898171
SectorFinancial Services
IndustryBanks—Regional Yahoo Finance
SEC SIC6022 State Commercial Banks
ExchangeOTC

Data coverage

Local Form 4 history696 transaction lines from 2020-03-06 to 2026-09-29
48 P purchase lines · 1 S sale lines · 647 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-19. Mapping status is an audit field and does not erase SEC filing evidence.