美国 · SEC FORM 4
LPL Financial Holdings Inc.
LPLA · Nasdaq · CIK 0001397911 · Financial Services · Capital Markets
内部人信号
0 qualifying P purchase groups
当前 180 天评分窗口
43 同一窗口内观察到的 Form 4 交易行
9 sales · 34 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
Showing the six most active owners; 10 additional owner(s) remain in Form 4 申报证据.
买方广度、集中度与聚集买入
合资格买入进入 180 天研究窗口后，这些模块才会启用。
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2023-05-04 · Glavin William Francis Jr.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 1,974,698
- 上期报告
- 1,768,918
- 日均成交量
- 968,140
- 回补天数
- 2.0
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2023-05-04 | Glavin William Francis Jr | 买入 (P) | Common Stock | 557 | USD 180.23 | USD 100,388 | SEC 申报 ↗ |
| 2022-11-18 | Simonich Brent | 买入 (P) | Common Stock | 920 | USD 219.15 | USD 201,618 | SEC 申报 ↗ |
| 2022-11-18 | Glavin William Francis Jr | 买入 (P) | Common Stock | 458 | USD 217.74 | USD 99,725 | SEC 申报 ↗ |
| 2022-03-08 | Glavin William Francis Jr | 买入 (P) | Common Stock | 1,760 | USD 141.59 | USD 249,190 | SEC 申报 ↗ |
| 2021-02-16 | Simonich Brent | 买入 (P) | Common Stock | 1,909 | USD 131.00 | USD 250,079 | SEC 申报 ↗ |
Form 4 申报证据
125 transaction lines in the latest 365-day window; 1,061 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | Reeping Katharine | 卖出 (S) | Common Stock | 440 | USD 347.88 | USD 153,050 | SEC 申报 ↗ |
| 2026-09-05 | Field Emily | 代扣税 (F) | Common Stock | 106 | USD 359.33 | USD 38,089 | SEC 申报 ↗ |
| 2026-08-28 | Thomas Corey E. | 奖励／授予 (A) | Common Stock | 4 | USD 0.00 | USD 0 | SEC 申报 ↗ |
展开近期 Form 4 证据 (30 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | Reeping Katharine | 卖出 (S) | Common Stock | 440 | USD 347.88 | USD 153,050 | SEC 申报 ↗ |
| 2026-09-05 | Field Emily | 代扣税 (F) | Common Stock | 106 | USD 359.33 | USD 38,089 | SEC 申报 ↗ |
| 2026-08-28 | Thomas Corey E. | 奖励／授予 (A) | Common Stock | 4 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-28 | SCHIFTER RICHARD P | 奖励／授予 (A) | Common Stock | 14 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-28 | Putnam James S | 奖励／授予 (A) | Common Stock | 7 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-28 | Mnookin Allison | 奖励／授予 (A) | Common Stock | 2 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-28 | Glavin William Francis Jr | 奖励／授予 (A) | Common Stock | 10 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-28 | EBERHART PAULETT | 奖励／授予 (A) | Common Stock | 4 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-28 | BERNARD EDWARD C | 奖励／授予 (A) | Common Stock | 3 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-08-27 | Jambusaria Aneri | 卖出 (S) | Common Stock | 308 | USD 357.36 | USD 110,067 | SEC 申报 ↗ |
| 2026-08-20 | Gates Greg | 卖出 (S) | Common Stock | 4,119 | USD 355.38 | USD 1,463,810 | SEC 申报 ↗ |
| 2026-08-20 | Gates Greg | 期权行权／转换 (M) | Common Stock | 7,189 | USD 77.53 | USD 557,363 | SEC 申报 ↗ |
| 2026-08-03 | Putnam James S | 赠与 (G) | Common Stock | 2,000 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-07-31 | Enyedi Matthew | 卖出 (S) | Common Stock | 1,000 | USD 352.72 | USD 352,716 | SEC 申报 ↗ |
| 2026-06-17 | Jambusaria Aneri | 卖出 (S) | Common Stock | 308 | USD 306.00 | USD 94,248 | SEC 申报 ↗ |
| 2026-06-12 | Gates Greg | 代扣税 (F) | Common Stock | 232 | USD 295.66 | USD 68,593 | SEC 申报 ↗ |
| 2026-06-12 | Cohen Marc Eliot | 代扣税 (F) | Common Stock | 44 | USD 295.66 | USD 13,009 | SEC 申报 ↗ |
| 2026-06-04 | Thomas Corey E. | 奖励／授予 (A) | Common Stock | 7 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-06-04 | SCHIFTER RICHARD P | 奖励／授予 (A) | Common Stock | 19 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-06-04 | Putnam James S | 奖励／授予 (A) | Common Stock | 10 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-06-04 | Mnookin Allison | 奖励／授予 (A) | Common Stock | 3 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-06-04 | Glavin William Francis Jr | 奖励／授予 (A) | Common Stock | 15 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-06-04 | EBERHART PAULETT | 奖励／授予 (A) | Common Stock | 5 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-06-04 | BERNARD EDWARD C | 奖励／授予 (A) | Common Stock | 4 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-15 | Thomas Corey E. | 奖励／授予 (A) | Common Stock | 1,060 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-15 | SCHIFTER RICHARD P | 奖励／授予 (A) | Common Stock | 1,060 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-15 | Putnam James S | 奖励／授予 (A) | Common Stock | 712 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-15 | Mnookin Allison | 奖励／授予 (A) | Common Stock | 712 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-15 | MULCAHY ANNE M | 奖励／授予 (A) | Common Stock | 1,060 | USD 0.00 | USD 0 | SEC 申报 ↗ |
| 2026-05-15 | Ko Albert J | 奖励／授予 (A) | Common Stock | 712 | USD 0.00 | USD 0 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | LPLA |
| CIK | 0001397911 |
| 行业 | Financial Services |
| 细分行业 | Capital Markets Yahoo Finance |
| SEC SIC | 6200 Security & Commodity Brokers, Dealers, Exchanges & Services |
| 交易所 | Nasdaq |
数据覆盖
| 本地 Form 4 历史 | 1,061 transaction lines from 2020-01-27 to 2026-09-11 6 P purchase lines · 347 S sale lines · 708 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.