← United States · Coverage record
US · SEC FORM 4
LPL Financial Holdings Inc.
LPLA · Nasdaq · CIK 0001397911 · Financial Services · Capital Markets
INSIDER SIGNAL
0 qualifying P purchase groups
in the current 180-day scoring window
43 Form 4 transaction lines observed in the same window
9 sales · 34 option, withholding, award, gift or other lines
WHY NO ACTIVE SIGNAL?
Score anatomy
No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.
Why is there no score?
- No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
- Sales and other Form 4 activity remain visible as context and do not create a negative score.
Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.
Insider activity timeline
Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.
Showing the six most active owners; 10 additional owner(s) remain in Form 4 evidence.
Purchase breadth, concentration & cluster buying
These modules activate when qualifying purchases enter the 180-day research window.
SIGNAL HISTORY
Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2023-05-04 · Glavin William Francis Jr.
Recent Form 4 activity
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
Market context
Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.
Short interest
Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.
- Shares short
- 1,974,698
- Previous report
- 1,768,918
- Avg daily volume
- 968,140
- Days to cover
- 2.0
FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.
Historical equity purchases
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2023-05-04 | Glavin William Francis Jr | Purchase (P) | Common Stock | 557 | USD 180.23 | USD 100,388 | SEC filing ↗ |
| 2022-11-18 | Simonich Brent | Purchase (P) | Common Stock | 920 | USD 219.15 | USD 201,618 | SEC filing ↗ |
| 2022-11-18 | Glavin William Francis Jr | Purchase (P) | Common Stock | 458 | USD 217.74 | USD 99,725 | SEC filing ↗ |
| 2022-03-08 | Glavin William Francis Jr | Purchase (P) | Common Stock | 1,760 | USD 141.59 | USD 249,190 | SEC filing ↗ |
| 2021-02-16 | Simonich Brent | Purchase (P) | Common Stock | 1,909 | USD 131.00 | USD 250,079 | SEC filing ↗ |
Form 4 evidence
125 transaction lines in the latest 365-day window; 1,061 in local history.
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | Reeping Katharine | Sale (S) | Common Stock | 440 | USD 347.88 | USD 153,050 | SEC filing ↗ |
| 2026-09-05 | Field Emily | Tax withholding (F) | Common Stock | 106 | USD 359.33 | USD 38,089 | SEC filing ↗ |
| 2026-08-28 | Thomas Corey E. | Award / grant (A) | Common Stock | 4 | USD 0.00 | USD 0 | SEC filing ↗ |
Show recent Form 4 evidence (30 grouped rows)
| Date | Owner | Type | Security | Shares | Avg. price | Approx. value | Source |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | Reeping Katharine | Sale (S) | Common Stock | 440 | USD 347.88 | USD 153,050 | SEC filing ↗ |
| 2026-09-05 | Field Emily | Tax withholding (F) | Common Stock | 106 | USD 359.33 | USD 38,089 | SEC filing ↗ |
| 2026-08-28 | Thomas Corey E. | Award / grant (A) | Common Stock | 4 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-28 | SCHIFTER RICHARD P | Award / grant (A) | Common Stock | 14 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-28 | Putnam James S | Award / grant (A) | Common Stock | 7 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-28 | Mnookin Allison | Award / grant (A) | Common Stock | 2 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-28 | Glavin William Francis Jr | Award / grant (A) | Common Stock | 10 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-28 | EBERHART PAULETT | Award / grant (A) | Common Stock | 4 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-28 | BERNARD EDWARD C | Award / grant (A) | Common Stock | 3 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-08-27 | Jambusaria Aneri | Sale (S) | Common Stock | 308 | USD 357.36 | USD 110,067 | SEC filing ↗ |
| 2026-08-20 | Gates Greg | Sale (S) | Common Stock | 4,119 | USD 355.38 | USD 1,463,810 | SEC filing ↗ |
| 2026-08-20 | Gates Greg | Option exercise / conversion (M) | Common Stock | 7,189 | USD 77.53 | USD 557,363 | SEC filing ↗ |
| 2026-08-03 | Putnam James S | Gift (G) | Common Stock | 2,000 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-07-31 | Enyedi Matthew | Sale (S) | Common Stock | 1,000 | USD 352.72 | USD 352,716 | SEC filing ↗ |
| 2026-06-17 | Jambusaria Aneri | Sale (S) | Common Stock | 308 | USD 306.00 | USD 94,248 | SEC filing ↗ |
| 2026-06-12 | Gates Greg | Tax withholding (F) | Common Stock | 232 | USD 295.66 | USD 68,593 | SEC filing ↗ |
| 2026-06-12 | Cohen Marc Eliot | Tax withholding (F) | Common Stock | 44 | USD 295.66 | USD 13,009 | SEC filing ↗ |
| 2026-06-04 | Thomas Corey E. | Award / grant (A) | Common Stock | 7 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-06-04 | SCHIFTER RICHARD P | Award / grant (A) | Common Stock | 19 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-06-04 | Putnam James S | Award / grant (A) | Common Stock | 10 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-06-04 | Mnookin Allison | Award / grant (A) | Common Stock | 3 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-06-04 | Glavin William Francis Jr | Award / grant (A) | Common Stock | 15 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-06-04 | EBERHART PAULETT | Award / grant (A) | Common Stock | 5 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-06-04 | BERNARD EDWARD C | Award / grant (A) | Common Stock | 4 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-15 | Thomas Corey E. | Award / grant (A) | Common Stock | 1,060 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-15 | SCHIFTER RICHARD P | Award / grant (A) | Common Stock | 1,060 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-15 | Putnam James S | Award / grant (A) | Common Stock | 712 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-15 | Mnookin Allison | Award / grant (A) | Common Stock | 712 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-15 | MULCAHY ANNE M | Award / grant (A) | Common Stock | 1,060 | USD 0.00 | USD 0 | SEC filing ↗ |
| 2026-05-15 | Ko Albert J | Award / grant (A) | Common Stock | 712 | USD 0.00 | USD 0 | SEC filing ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
Snapshot & identity
| Snapshot date | 2026-10-18 |
|---|---|
| Ranking version | US-v1.2 |
| Data quality | PASS ELIGIBLE · — |
| Ticker | LPLA |
| CIK | 0001397911 |
| Sector | Financial Services |
| Industry | Capital Markets Yahoo Finance |
| SEC SIC | 6200 Security & Commodity Brokers, Dealers, Exchanges & Services |
| Exchange | Nasdaq |
Data coverage
| Local Form 4 history | 1,061 transaction lines from 2020-01-27 to 2026-09-11 6 P purchase lines · 347 S sale lines · 708 other lines |
|---|---|
| SEC company submissions | Open SEC filings ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.