美国 · SEC FORM 4
ROYCE SMALL-CAP TRUST, INC.
RVT · NYSE · CIK 0000804116 · Closed-End Funds · Asset Management
内部人信号
2 qualifying P purchase groups
当前 180 天评分窗口
2 同一窗口内观察到的 Form 4 交易行
0 sales · 0 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
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买方广度与集中度
Roles in the peak window: President. Concentration uses priced qualifying P lines only and does not change the saved score.
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2026-09-30 · CLARK CHRISTOPHER D.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 6,534
- 上期报告
- 39,407
- 日均成交量
- 212,538
- 回补天数
- ≤ 1.0
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-30 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 1,200 | USD 17.06 | USD 20,472 | SEC 申报 ↗ |
| 2026-06-15 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 2,800 | USD 18.16 | USD 50,848 | SEC 申报 ↗ |
| 2026-03-24 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 4,500 | USD 16.69 | USD 75,105 | SEC 申报 ↗ |
| 2025-12-17 | Gannon Francis D. | 买入 (P) | Common Stock | 186 | USD 15.87 | USD 2,952 | SEC 申报 ↗ |
| 2025-08-26 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 1,300 | USD 15.99 | USD 20,787 | SEC 申报 ↗ |
| 2024-08-16 | CLARK CHRISTOPHER D | 买入 (P) | Common Stok | 3,400 | USD 15.20 | USD 51,680 | SEC 申报 ↗ |
| 2024-03-22 | Gannon Francis D. | 买入 (P) | Common Stock | 2,000 | USD 14.81 | USD 29,620 | SEC 申报 ↗ |
| 2024-03-21 | Gannon Francis D. | 买入 (P) | Common Stock | 2,000 | USD 14.76 | USD 29,520 | SEC 申报 ↗ |
| 2024-03-21 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 3,300 | USD 14.76 | USD 48,708 | SEC 申报 ↗ |
| 2022-10-05 | Grisanti Christopher C. | 买入 (P) | Common Stock | 1,600 | USD 13.42 | USD 21,472 | SEC 申报 ↗ |
| 2021-09-09 | Grisanti Christopher C. | 买入 (P) | Common Stock | 1,600 | USD 18.93 | USD 30,288 | SEC 申报 ↗ |
| 2021-07-23 | OBRIEN G PETER | 买入 (P) | Common Stock | 550 | USD 18.05 | USD 9,928 | SEC 申报 ↗ |
| 2021-02-25 | SHIELDS MICHAEL K. | 买入 (P) | Common Stock | 900 | USD 17.95 | USD 16,155 | SEC 申报 ↗ |
| 2020-12-18 | Harper Cecile Burleigh | 买入 (P) | Common Stock | 5,500 | USD 16.42 | USD 90,310 | SEC 申报 ↗ |
| 2020-10-12 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 10,000 | USD 13.72 | USD 137,200 | SEC 申报 ↗ |
Form 4 申报证据
4 transaction lines in the latest 365-day window; 20 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-30 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 1,200 | USD 17.06 | USD 20,472 | SEC 申报 ↗ |
| 2026-06-15 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 2,800 | USD 18.16 | USD 50,848 | SEC 申报 ↗ |
| 2026-03-24 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 4,500 | USD 16.69 | USD 75,105 | SEC 申报 ↗ |
展开近期 Form 4 证据 (4 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-09-30 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 1,200 | USD 17.06 | USD 20,472 | SEC 申报 ↗ |
| 2026-06-15 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 2,800 | USD 18.16 | USD 50,848 | SEC 申报 ↗ |
| 2026-03-24 | CLARK CHRISTOPHER D | 买入 (P) | Common Stock | 4,500 | USD 16.69 | USD 75,105 | SEC 申报 ↗ |
| 2025-12-17 | Gannon Francis D. | 买入 (P) | Common Stock | 186 | USD 15.87 | USD 2,952 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | RVT |
| CIK | 0000804116 |
| 行业 | Closed-End Funds |
| 细分行业 | Asset Management Yahoo Finance |
| SEC SIC | Investment company (SEC forms N-2, N-2/A, N-30D) |
| 交易所 | NYSE |
数据覆盖
| 本地 Form 4 历史 | 20 transaction lines from 2020-03-23 to 2026-09-30 17 P purchase lines · 2 S sale lines · 1 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.