Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

ROYCE SMALL-CAP TRUST, INC.

RVT · NYSE · CIK 0000804116 · Closed-End Funds · Asset Management

INSIDER SIGNAL

No active buy signal

2 qualifying P purchase groups
in the current 180-day scoring window

2 Form 4 transaction lines observed in the same window
0 sales · 0 option, withholding, award, gift or other lines

Last qualifying purchase2026-09-30 · CLARK CHRISTOPHER D · $20.5K

WHY NO ACTIVE SIGNAL?

Purchase activityPresent
Recent buying2 qualifying line group(s)
Recent salesNone
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
CLARK CHRISTOPHER DPresident
●●
● Purchase▼ Sale○ Other

—

Purchase breadth & concentration

QUALIFYING BUYERS1
PURCHASE CONCENTRATION100%Largest buyer: CLARK CHRISTOPHER D · $71.3K
CLUSTER BUYING · 15D1 insiderPeak activity: 2026-06-15–2026-06-15

Roles in the peak window: President. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2026-09-30 · CLARK CHRISTOPHER D.

Recent Form 4 activity

4Purchases
0Sales
0Other Form 4 lines
4SEC filings · 365 days
BUYING2 qualifying P line(s) · 180 days
SELLING0 sale line(s) · context only
OTHER0 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
6,534
Previous report
39,407
Avg daily volume
212,538
Days to cover
≤ 1.0

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-30CLARK CHRISTOPHER DPurchase (P)Common Stock1,200USD 17.06USD 20,472SEC filing ↗
2026-06-15CLARK CHRISTOPHER DPurchase (P)Common Stock2,800USD 18.16USD 50,848SEC filing ↗
2026-03-24CLARK CHRISTOPHER DPurchase (P)Common Stock4,500USD 16.69USD 75,105SEC filing ↗
2025-12-17Gannon Francis D.Purchase (P)Common Stock186USD 15.87USD 2,952SEC filing ↗
2025-08-26CLARK CHRISTOPHER DPurchase (P)Common Stock1,300USD 15.99USD 20,787SEC filing ↗
2024-08-16CLARK CHRISTOPHER DPurchase (P)Common Stok3,400USD 15.20USD 51,680SEC filing ↗
2024-03-22Gannon Francis D.Purchase (P)Common Stock2,000USD 14.81USD 29,620SEC filing ↗
2024-03-21Gannon Francis D.Purchase (P)Common Stock2,000USD 14.76USD 29,520SEC filing ↗
2024-03-21CLARK CHRISTOPHER DPurchase (P)Common Stock3,300USD 14.76USD 48,708SEC filing ↗
2022-10-05Grisanti Christopher C.Purchase (P)Common Stock1,600USD 13.42USD 21,472SEC filing ↗
2021-09-09Grisanti Christopher C.Purchase (P)Common Stock1,600USD 18.93USD 30,288SEC filing ↗
2021-07-23OBRIEN G PETERPurchase (P)Common Stock550USD 18.05USD 9,928SEC filing ↗
2021-02-25SHIELDS MICHAEL K.Purchase (P)Common Stock900USD 17.95USD 16,155SEC filing ↗
2020-12-18Harper Cecile BurleighPurchase (P)Common Stock5,500USD 16.42USD 90,310SEC filing ↗
2020-10-12CLARK CHRISTOPHER DPurchase (P)Common Stock10,000USD 13.72USD 137,200SEC filing ↗

Form 4 evidence

4 transaction lines in the latest 365-day window; 20 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-30CLARK CHRISTOPHER DPurchase (P)Common Stock1,200USD 17.06USD 20,472SEC filing ↗
2026-06-15CLARK CHRISTOPHER DPurchase (P)Common Stock2,800USD 18.16USD 50,848SEC filing ↗
2026-03-24CLARK CHRISTOPHER DPurchase (P)Common Stock4,500USD 16.69USD 75,105SEC filing ↗
Show recent Form 4 evidence (4 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-09-30CLARK CHRISTOPHER DPurchase (P)Common Stock1,200USD 17.06USD 20,472SEC filing ↗
2026-06-15CLARK CHRISTOPHER DPurchase (P)Common Stock2,800USD 18.16USD 50,848SEC filing ↗
2026-03-24CLARK CHRISTOPHER DPurchase (P)Common Stock4,500USD 16.69USD 75,105SEC filing ↗
2025-12-17Gannon Francis D.Purchase (P)Common Stock186USD 15.87USD 2,952SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerRVT
CIK0000804116
SectorClosed-End Funds
IndustryAsset Management Yahoo Finance
SEC SICInvestment company (SEC forms N-2, N-2/A, N-30D)
ExchangeNYSE

Data coverage

Local Form 4 history20 transaction lines from 2020-03-23 to 2026-09-30
17 P purchase lines · 2 S sale lines · 1 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.