美国 · SEC FORM 4
Total Return Securities Fund
SWZ · NYSE · CIK 0000813623 · Closed-End Funds · Asset Management
内部人信号
27 qualifying P purchase groups
当前 180 天评分窗口
33 同一窗口内观察到的 Form 4 交易行
0 sales · 1 期权、代扣税、授予、赠与或其他交易行
为什么没有活跃信号？
评分构成
活跃窗口内没有合资格买入，因此不计算分数。缺失的输入不会被当作零分或看空信号。
为什么没有分数？
- 没有合资格公开市场买入可提供聚集度、规模、角色、近期性或确信度输入。
- 卖出及其他 Form 4 活动继续作为背景显示，不会形成负分。
卖出和其他 Form 4 活动会单独显示，不会形成负面买入信号。没有买入不会被评分为看空。
内部人活动时间轴
申报人轨道展示最近 180 天。符号形状区分交易类型；卖出仅作为背景。
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买方广度与集中度
Roles in the peak window: Director, President and CEO, Secretary. Concentration uses priced qualifying P lines only and does not change the saved score.
信号历史
Scores are archived only when the company qualifies for a published US buy-signal snapshot. 最近一次合资格买入: 2026-10-08 · GOLDSTEIN PHILLIP.
近期 Form 4 活动
P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.
市场背景
该股票尚未获取市场背景。每日任务会轮转处理美国股票池。
空头余额
空头余额是券商向 FINRA 申报的外部背景数据，不影响内部人信号。
- 空头股数
- 13,375
- 上期报告
- 17,349
- 日均成交量
- 27,554
- 回补天数
- ≤ 1.0
FINRA 结算日：2026-09-30 · 获取日期 2026-10-12 · FINRA 股票空头余额 ↗. 这是股数，每月两个结算日之后约一周公布；不是占已发行股份的比例。
历史股票买入
Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.
| Transaction date | Reporting owner | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-08 | GOLDSTEIN PHILLIP | 买入 (P) | Common Stock | 5,000 | USD 5.73 | USD 28,637 | SEC 申报 ↗ |
| 2026-09-28 | SELL MORITZ A | 买入 (P) | Common Stock | 2,000 | USD 5.77 | USD 11,540 | SEC 申报 ↗ |
| 2026-09-28 | Dakos Andrew | 买入 (P) | Common Stock | 10,000 | USD 5.77 | USD 57,690 | SEC 申报 ↗ |
| 2026-09-25 | Dakos Andrew | 买入 (P) | Common Stock | 10,000 | USD 5.81 | USD 58,124 | SEC 申报 ↗ |
| 2026-08-31 | SELL MORITZ A | 买入 (P) | Common Stock | 3,000 | USD 5.98 | USD 17,940 | SEC 申报 ↗ |
| 2026-08-24 | Das Rajeev P | 买入 (P) | Common Stock | 1,366 | USD 5.93 | USD 8,100 | SEC 申报 ↗ |
| 2026-08-21 | Das Rajeev P | 买入 (P) | Common Stock | 1,700 | USD 5.93 | USD 10,081 | SEC 申报 ↗ |
| 2026-08-10 | SELL MORITZ A | 买入 (P) | Common Stock | 1,000 | USD 5.91 | USD 5,910 | SEC 申报 ↗ |
| 2026-07-23 | SELL MORITZ A | 买入 (P) | Common Stock | 2,000 | USD 5.86 | USD 11,720 | SEC 申报 ↗ |
| 2026-07-22 | SELL MORITZ A | 买入 (P) | Common Stock | 517 | USD 5.90 | USD 3,050 | SEC 申报 ↗ |
| 2026-07-21 | SELL MORITZ A | 买入 (P) | Common Stock | 483 | USD 5.90 | USD 2,850 | SEC 申报 ↗ |
| 2026-07-20 | SELL MORITZ A | 买入 (P) | Common Stock | 1,000 | USD 5.93 | USD 5,930 | SEC 申报 ↗ |
| 2026-07-06 | GOLDSTEIN PHILLIP | 买入 (P) | Common Stock | 5,980 | USD 5.95 | USD 35,581 | SEC 申报 ↗ |
| 2026-07-02 | Dakos Andrew | 买入 (P) | Common Stock | 5,000 | USD 5.92 | USD 29,600 | SEC 申报 ↗ |
| 2026-06-29 | SELL MORITZ A | 买入 (P) | Common Stock | 2,000 | USD 5.93 | USD 11,860 | SEC 申报 ↗ |
Form 4 申报证据
111 transaction lines in the latest 365-day window; 149 in local history.
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-08 | GOLDSTEIN PHILLIP | 买入 (P) | Common Stock | 5,000 | USD 5.73 | USD 28,637 | SEC 申报 ↗ |
| 2026-10-01 | GOLDSTEIN PHILLIP | L (L) | Common Stock | 15 | USD 5.71 | USD 86 | SEC 申报 ↗ |
| 2026-09-28 | SELL MORITZ A | 买入 (P) | Common Stock | 2,000 | USD 5.77 | USD 11,540 | SEC 申报 ↗ |
展开近期 Form 4 证据 (30 grouped rows)
| 日期 | 申报人 | 类型 | 证券 | 股数 | 平均价格 | 估算金额 | 来源 |
|---|---|---|---|---|---|---|---|
| 2026-10-08 | GOLDSTEIN PHILLIP | 买入 (P) | Common Stock | 5,000 | USD 5.73 | USD 28,637 | SEC 申报 ↗ |
| 2026-10-01 | GOLDSTEIN PHILLIP | L (L) | Common Stock | 15 | USD 5.71 | USD 86 | SEC 申报 ↗ |
| 2026-09-28 | SELL MORITZ A | 买入 (P) | Common Stock | 2,000 | USD 5.77 | USD 11,540 | SEC 申报 ↗ |
| 2026-09-28 | Dakos Andrew | 买入 (P) | Common Stock | 10,000 | USD 5.77 | USD 57,690 | SEC 申报 ↗ |
| 2026-09-25 | Dakos Andrew | 买入 (P) | Common Stock | 10,000 | USD 5.81 | USD 58,124 | SEC 申报 ↗ |
| 2026-08-31 | SELL MORITZ A | 买入 (P) | Common Stock | 3,000 | USD 5.98 | USD 17,940 | SEC 申报 ↗ |
| 2026-08-24 | Das Rajeev P | 买入 (P) | Common Stock | 1,366 | USD 5.93 | USD 8,100 | SEC 申报 ↗ |
| 2026-08-21 | Das Rajeev P | 买入 (P) | Common Stock | 1,700 | USD 5.93 | USD 10,081 | SEC 申报 ↗ |
| 2026-08-10 | SELL MORITZ A | 买入 (P) | Common Stock | 1,000 | USD 5.91 | USD 5,910 | SEC 申报 ↗ |
| 2026-07-23 | SELL MORITZ A | 买入 (P) | Common Stock | 2,000 | USD 5.86 | USD 11,720 | SEC 申报 ↗ |
| 2026-07-22 | SELL MORITZ A | 买入 (P) | Common Stock | 517 | USD 5.90 | USD 3,050 | SEC 申报 ↗ |
| 2026-07-21 | SELL MORITZ A | 买入 (P) | Common Stock | 483 | USD 5.90 | USD 2,850 | SEC 申报 ↗ |
| 2026-07-20 | SELL MORITZ A | 买入 (P) | Common Stock | 1,000 | USD 5.93 | USD 5,930 | SEC 申报 ↗ |
| 2026-07-06 | GOLDSTEIN PHILLIP | 买入 (P) | Common Stock | 5,980 | USD 5.95 | USD 35,581 | SEC 申报 ↗ |
| 2026-07-02 | Dakos Andrew | 买入 (P) | Common Stock | 5,000 | USD 5.92 | USD 29,600 | SEC 申报 ↗ |
| 2026-06-29 | SELL MORITZ A | 买入 (P) | Common Stock | 2,000 | USD 5.93 | USD 11,860 | SEC 申报 ↗ |
| 2026-06-26 | SELL MORITZ A | 买入 (P) | Common Stock | 2,091 | USD 5.89 | USD 12,316 | SEC 申报 ↗ |
| 2026-06-18 | SELL MORITZ A | 买入 (P) | Common Stock | 1,853 | USD 5.91 | USD 10,951 | SEC 申报 ↗ |
| 2026-06-17 | SELL MORITZ A | 买入 (P) | Common Stock | 147 | USD 5.91 | USD 869 | SEC 申报 ↗ |
| 2026-06-16 | SELL MORITZ A | 买入 (P) | Common Stock | 2,000 | USD 5.96 | USD 11,920 | SEC 申报 ↗ |
| 2026-06-15 | SELL MORITZ A | 买入 (P) | Common Stock | 155 | USD 5.95 | USD 922 | SEC 申报 ↗ |
| 2026-05-29 | SELL MORITZ A | 买入 (P) | Common Stock | 1,000 | USD 6.01 | USD 6,010 | SEC 申报 ↗ |
| 2026-05-28 | Dakos Andrew | 买入 (P) | Common Stock | 5,500 | USD 5.99 | USD 32,944 | SEC 申报 ↗ |
| 2026-05-27 | Dakos Andrew | 买入 (P) | Common Stock | 7,500 | USD 5.97 | USD 44,805 | SEC 申报 ↗ |
| 2026-05-20 | Dakos Andrew | 买入 (P) | Common Stock | 2,987 | USD 5.96 | USD 17,803 | SEC 申报 ↗ |
| 2026-05-19 | Dakos Andrew | 买入 (P) | Common Stock | 13 | USD 5.95 | USD 77 | SEC 申报 ↗ |
| 2026-05-18 | Dakos Andrew | 买入 (P) | Common Stock | 4,000 | USD 5.95 | USD 23,800 | SEC 申报 ↗ |
| 2026-04-24 | SELL MORITZ A | 买入 (P) | Common Stock | 1,002 | USD 6.07 | USD 6,082 | SEC 申报 ↗ |
| 2026-04-17 | Dakos Andrew | 买入 (P) | Common Stock | 3,000 | USD 6.09 | USD 18,270 | SEC 申报 ↗ |
| 2026-04-16 | Dakos Andrew | 买入 (P) | Common Stock | 8,265 | USD 6.06 | USD 50,045 | SEC 申报 ↗ |
Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.
快照与身份
| 快照日期 | 2026-10-18 |
|---|---|
| 排名版本 | US-v1.2 |
| 数据质量 | PASS ELIGIBLE · — |
| 股票代码 | SWZ |
| CIK | 0000813623 |
| 行业 | Closed-End Funds |
| 细分行业 | Asset Management Yahoo Finance |
| SEC SIC | Investment company (SEC forms N-2, N-2/A, N-30D) |
| 交易所 | NYSE |
数据覆盖
| 本地 Form 4 历史 | 149 transaction lines from 2020-01-06 to 2026-10-08 96 P purchase lines · 40 S sale lines · 13 other lines |
|---|---|
| SEC 公司申报 | 打开 SEC 申报 ↗ |
Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.