Stock Trading Canary

United States · SEC Form 4 · Snapshot date: 2026-10-18 · Built: 2026-10-18 · 中文

← United States · Coverage record

US · SEC FORM 4

Total Return Securities Fund

SWZ · NYSE · CIK 0000813623 · Closed-End Funds · Asset Management

INSIDER SIGNAL

No active buy signal

27 qualifying P purchase groups
in the current 180-day scoring window

33 Form 4 transaction lines observed in the same window
0 sales · 1 option, withholding, award, gift or other lines

Last qualifying purchase2026-10-08 · GOLDSTEIN PHILLIP · $28.6K

WHY NO ACTIVE SIGNAL?

Purchase activityPresent
Recent buying27 qualifying line group(s)
Recent salesNone
Buy signal statusInactive
Score anatomy

No score is calculated because there is no qualifying purchase in the active window. Unavailable inputs are not treated as zero or as a bearish signal.

ClusterNot calculated
Purchase sizeNot calculated
RoleNot calculated
RecencyNot calculated
ConvictionNot calculated

Why is there no score?

  • No qualifying open-market purchase supplies cluster, size, role, recency or conviction inputs.
  • Sales and other Form 4 activity remain visible as context and do not create a negative score.

Sales and other Form 4 activity are shown separately and do not create a negative buy signal. Absence of buying is not scored as bearish.

Insider activity timeline

Owner lanes show the latest 180 days. Symbol shape identifies the transaction type; sales remain context only.

AprMayJunJulAugSepOct
SELL MORITZ ADirector
●●●●●●●●●●●●●●●
Dakos AndrewPresident and CEO
●●●●●●●●
GOLDSTEIN PHILLIPSecretary
●○●
Das Rajeev PSecretary
●●
● Purchase▼ Sale○ Other

—

Purchase breadth & concentration

QUALIFYING BUYERS4
PURCHASE CONCENTRATION57%Largest buyer: Dakos Andrew · $264.8K
CLUSTER BUYING · 15D3 insidersPeak activity: 2026-06-26–2026-07-06

Roles in the peak window: Director, President and CEO, Secretary. Concentration uses priced qualifying P lines only and does not change the saved score.

SIGNAL HISTORY

No recorded active-signal snapshot

Scores are archived only when the company qualifies for a published US buy-signal snapshot. Last qualifying purchase: 2026-10-08 · GOLDSTEIN PHILLIP.

Recent Form 4 activity

74Purchases
24Sales
13Other Form 4 lines
49SEC filings · 365 days
BUYING32 qualifying P line(s) · 180 days
SELLING0 sale line(s) · context only
OTHER1 exercise / withholding / award / gift / other lines
10b5-1 / PLANNEDNot assessed

P is an open-market or private purchase. S is a sale. M, F, A and G usually describe exercises, tax withholding, awards and gifts. These categories remain visually separate.

Market context

Market context has not been captured for this ticker yet. The daily market-context job processes the US universe in rotating batches.

Short interest

Short interest is external context reported to FINRA by broker-dealers. It does not affect the Insider Signal.

Shares short
13,375
Previous report
17,349
Avg daily volume
27,554
Days to cover
≤ 1.0

FINRA settlement date: 2026-09-30 · Captured 2026-10-12 · FINRA equity short interest ↗. A share count, published about a week after each of two settlement dates a month; not a percentage of shares outstanding.

Historical equity purchases

Qualifying code P transactions in the local Form 4 history, including purchases outside the current signal window.

Transaction dateReporting ownerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-08GOLDSTEIN PHILLIPPurchase (P)Common Stock5,000USD 5.73USD 28,637SEC filing ↗
2026-09-28SELL MORITZ APurchase (P)Common Stock2,000USD 5.77USD 11,540SEC filing ↗
2026-09-28Dakos AndrewPurchase (P)Common Stock10,000USD 5.77USD 57,690SEC filing ↗
2026-09-25Dakos AndrewPurchase (P)Common Stock10,000USD 5.81USD 58,124SEC filing ↗
2026-08-31SELL MORITZ APurchase (P)Common Stock3,000USD 5.98USD 17,940SEC filing ↗
2026-08-24Das Rajeev PPurchase (P)Common Stock1,366USD 5.93USD 8,100SEC filing ↗
2026-08-21Das Rajeev PPurchase (P)Common Stock1,700USD 5.93USD 10,081SEC filing ↗
2026-08-10SELL MORITZ APurchase (P)Common Stock1,000USD 5.91USD 5,910SEC filing ↗
2026-07-23SELL MORITZ APurchase (P)Common Stock2,000USD 5.86USD 11,720SEC filing ↗
2026-07-22SELL MORITZ APurchase (P)Common Stock517USD 5.90USD 3,050SEC filing ↗
2026-07-21SELL MORITZ APurchase (P)Common Stock483USD 5.90USD 2,850SEC filing ↗
2026-07-20SELL MORITZ APurchase (P)Common Stock1,000USD 5.93USD 5,930SEC filing ↗
2026-07-06GOLDSTEIN PHILLIPPurchase (P)Common Stock5,980USD 5.95USD 35,581SEC filing ↗
2026-07-02Dakos AndrewPurchase (P)Common Stock5,000USD 5.92USD 29,600SEC filing ↗
2026-06-29SELL MORITZ APurchase (P)Common Stock2,000USD 5.93USD 11,860SEC filing ↗

Form 4 evidence

111 transaction lines in the latest 365-day window; 149 in local history.

DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-08GOLDSTEIN PHILLIPPurchase (P)Common Stock5,000USD 5.73USD 28,637SEC filing ↗
2026-10-01GOLDSTEIN PHILLIPL (L)Common Stock15USD 5.71USD 86SEC filing ↗
2026-09-28SELL MORITZ APurchase (P)Common Stock2,000USD 5.77USD 11,540SEC filing ↗
Show recent Form 4 evidence (30 grouped rows)
DateOwnerTypeSecuritySharesAvg. priceApprox. valueSource
2026-10-08GOLDSTEIN PHILLIPPurchase (P)Common Stock5,000USD 5.73USD 28,637SEC filing ↗
2026-10-01GOLDSTEIN PHILLIPL (L)Common Stock15USD 5.71USD 86SEC filing ↗
2026-09-28SELL MORITZ APurchase (P)Common Stock2,000USD 5.77USD 11,540SEC filing ↗
2026-09-28Dakos AndrewPurchase (P)Common Stock10,000USD 5.77USD 57,690SEC filing ↗
2026-09-25Dakos AndrewPurchase (P)Common Stock10,000USD 5.81USD 58,124SEC filing ↗
2026-08-31SELL MORITZ APurchase (P)Common Stock3,000USD 5.98USD 17,940SEC filing ↗
2026-08-24Das Rajeev PPurchase (P)Common Stock1,366USD 5.93USD 8,100SEC filing ↗
2026-08-21Das Rajeev PPurchase (P)Common Stock1,700USD 5.93USD 10,081SEC filing ↗
2026-08-10SELL MORITZ APurchase (P)Common Stock1,000USD 5.91USD 5,910SEC filing ↗
2026-07-23SELL MORITZ APurchase (P)Common Stock2,000USD 5.86USD 11,720SEC filing ↗
2026-07-22SELL MORITZ APurchase (P)Common Stock517USD 5.90USD 3,050SEC filing ↗
2026-07-21SELL MORITZ APurchase (P)Common Stock483USD 5.90USD 2,850SEC filing ↗
2026-07-20SELL MORITZ APurchase (P)Common Stock1,000USD 5.93USD 5,930SEC filing ↗
2026-07-06GOLDSTEIN PHILLIPPurchase (P)Common Stock5,980USD 5.95USD 35,581SEC filing ↗
2026-07-02Dakos AndrewPurchase (P)Common Stock5,000USD 5.92USD 29,600SEC filing ↗
2026-06-29SELL MORITZ APurchase (P)Common Stock2,000USD 5.93USD 11,860SEC filing ↗
2026-06-26SELL MORITZ APurchase (P)Common Stock2,091USD 5.89USD 12,316SEC filing ↗
2026-06-18SELL MORITZ APurchase (P)Common Stock1,853USD 5.91USD 10,951SEC filing ↗
2026-06-17SELL MORITZ APurchase (P)Common Stock147USD 5.91USD 869SEC filing ↗
2026-06-16SELL MORITZ APurchase (P)Common Stock2,000USD 5.96USD 11,920SEC filing ↗
2026-06-15SELL MORITZ APurchase (P)Common Stock155USD 5.95USD 922SEC filing ↗
2026-05-29SELL MORITZ APurchase (P)Common Stock1,000USD 6.01USD 6,010SEC filing ↗
2026-05-28Dakos AndrewPurchase (P)Common Stock5,500USD 5.99USD 32,944SEC filing ↗
2026-05-27Dakos AndrewPurchase (P)Common Stock7,500USD 5.97USD 44,805SEC filing ↗
2026-05-20Dakos AndrewPurchase (P)Common Stock2,987USD 5.96USD 17,803SEC filing ↗
2026-05-19Dakos AndrewPurchase (P)Common Stock13USD 5.95USD 77SEC filing ↗
2026-05-18Dakos AndrewPurchase (P)Common Stock4,000USD 5.95USD 23,800SEC filing ↗
2026-04-24SELL MORITZ APurchase (P)Common Stock1,002USD 6.07USD 6,082SEC filing ↗
2026-04-17Dakos AndrewPurchase (P)Common Stock3,000USD 6.09USD 18,270SEC filing ↗
2026-04-16Dakos AndrewPurchase (P)Common Stock8,265USD 6.06USD 50,045SEC filing ↗

Multiple price lines in one filing are grouped and share-weighted. Price and value are blank when a grouped filing line lacks price evidence.

Snapshot & identity

Snapshot date2026-10-18
Ranking versionUS-v1.2
Data qualityPASS ELIGIBLE · —
TickerSWZ
CIK0000813623
SectorClosed-End Funds
IndustryAsset Management Yahoo Finance
SEC SICInvestment company (SEC forms N-2, N-2/A, N-30D)
ExchangeNYSE

Data coverage

Local Form 4 history149 transaction lines from 2020-01-06 to 2026-10-08
96 P purchase lines · 40 S sale lines · 13 other lines
SEC company submissionsOpen SEC filings ↗

Local ledger as of 2026-10-18. Mapping status is an audit field and does not erase SEC filing evidence.